Abstract

Satellite multi-channel passive microwave observations provide valuable information of canopy vertical structure and vegetation water content, while their potential in the simultaneous estimation of forest evapotranspiration (ET) and gross primary productivity (GPP) has not been explored. This study combined satellite multi-channel microwave Emissivity Difference Vegetation Indices (EDVIs) from 6.9 to 36.5 GHz with the Penman-Monteith (PM), Priestley-Taylor (PT) and light use efficiency (LUE) models to estimate daily ET and GPP over four forest ecosystems in East Asia. In-situ measurements of daily ET, GPP and meteorological variables from ChinaFLUX network (2003 to 2010) were used to calculate and validate the method. An exponential relationship was found between EDVIs and canopy conductance across the forests. By inverting EDVIs-based LUE model coupled with PM and PT models when canopy carbon uptake and water content reached a maximum in growing seasons, the maximum LUE (EDVI-LUEmax) was derived and found to agree with other independent studies. Site validations showed that the EDVI-based method performed a good simultaneous estimation of daily ET and GPP at a tropical forest and three sub-tropical and temperate forests (R2 of 0.64 to 0.94 and RMSE of −11.7% to 19.6% for ET, R2 of 0.39 to 0.73 and RMSE of 31.2% to 50.4% for GPP). The modeled relationship between GPP and ET also agreed that from in-situ measurements. The results were also found to correlate with microwave frequencies. In-situ ET and GPP showed a stronger correlation with EDVI at 18.7 and 36.5 GHz than that at 10.7 and 18.7 GHz across the forests. EDVI-LUEmax of a temperate mixed forest increased as EDVI incorporated lower frequency microwave emissions from deeper canopy layers, which reduced the negative bias in GPP estimation. Overall, this study demonstrated the potential of multi-channel microwave measurements in estimating ET and GPP with the potential effects of vegetation vertical structure.

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