Relation between fault characteristic frequencies and local interpretability shapley additive explanations for continuous machine health monitoring

Abstract

Recently, the Shapley additive explanations models have been extensively studied to enhance explainability of artificial intelligence algorithms, while most of them simply use Shapley additive explanations to rank or measure the importance of different features. In this study, a novel methodology that studies the relation between fault characteristic frequencies and Shapley values generated by local interpretability Shapley additive explanations for machine health monitoring is proposed. Firstly, a simulation model is introduced to generate vibration signals at different health conditions and their spectral amplitudes transformed from Fourier transform are used to investigate the relationship between fault characteristic frequencies and local interpretability Shapley values. It is interestingly found that Shapley values can be used to locate fault characteristic frequencies. Moreover, most of them have negative values in a normal stage and have positive values in an abnormal stage. Based on this finding and Shapley additive explanations, a health indicator construction methodology is proposed to continuously monitor incipient machine faults. Subsequently, an automatic signal filtering method is proposed to remove and eliminate burrs and noise in Shapley values so that fault characteristic frequencies can be clearly revealed by Shapley values for physical fault diagnosis. Two run-to-failure cases are conducted to demonstrate the effectiveness of the proposed methodology and then the superiority of this study is demonstrated by comparing with existing methods for health indicator construction and fault diagnosis, including sparsity parameters, Hjorth parameters, and fast Kurtogram. Comparison results show that the proposed health indicator is more sensitive to the time of incipient fault initiation and interpretable fault diagnosis based on Shapley values has a robust performance. This study first sheds a light on the relationship between fault characteristic frequencies and Shapley values under the scenario of continuous machine health monitoring and seamlessly guides applicants to realize Shapley additive explanations based incipient fault detection and diagnosis.