Regional debris flow susceptibility analysis based on principal component analysis and self-organizing map: a case study in Southwest China

Abstract

A method was developed to analyze the susceptibilities of 541 regional basins affected by debris flows at the Wudongde Dam site in southwest China. Determining susceptibility requires information on source material quantity and occurrence frequency. However, the large number of debris flows can hinder the individual field investigation in a each small basin. Factors that may trigger debris flows can be identified using remotely sensed interpretation information. Susceptibility analysis can then be conducted based on these factors. In this study, SPOT5 satellite imagery, digital elevation models (DEM), a lithology distribution map, and rainfall monitoring data were used to identify 12 debris flow trigger factors: basin relief ratio, slope gradient in the initiation zone, drainage density, downslope curvature of the main channel, vegetation coverage, main channel aspect, topographic wetness index, Melton’s ruggedness number, lithology, annual rainfall, form factor, and cross-slope curvature of the transportation zone. Principal component analysis was used to obtain the eight principal components of these factors that contribute to susceptibility results. Then, a self-organizing map method was adopted to analyze the principal components, which resulted in a debris flow susceptibility classification. Field validation of 26 debris flow basins was used to evaluate the errors of the susceptibility classification, as well as assess the causes of such errors. The study found that principle component analysis and self-organizing map methodologies are good predictors of basin susceptibility to debris flows.