Abstract

BackgroundPathological response is an important marker for tumor aggressiveness in patients with esophageal squamous cell carcinoma (ESCC) who receive preoperative chemoradiation followed by esophagectomy. We aim to evaluate the prognostic value of histological factors after trimodality treatments.Methods91 patients who received preoperative chemoradiation followed by transthoracic esophagectomy between 2009 and 2014 were included. The pathological examination was reviewed. Overall survival and disease free survival were recorded. Survival analysis was performed using the Cox regression model, and the survival curves were compared by the log-rank test.ResultsSurvival analysis showed lymphovascular invasion (LVI, hazard ratio [HR]: 2.009, p = 0.029), perineural invasion (PNI, HR: 2.226, p = 0.019), ypN stage (HR: 2.041, p = 0.019), extracapsular invasion (ECI, HR: 2.804, p = 0.003), and incomplete resection (HR: 1.897, p = 0.039) as unfavorable prognostic factors affecting overall survival (OS). Moreover, tumor regression grade (TRG, HR: 1.834, p = 0.038), LVI (HR: 1.975, p = 0.038), ECI (HR: 2.836, p = 0.003), and incomplete resection (HR: 2.254, p = 0.007) adversely affected disease-free survival (DFS). Prognostic classification based on poor primary tumor (TRG2/3, LVI(+), and PNI (+)), lymph node (ypN(+) and ECI(+)), and surgical (incomplete resection) factors significantly predicts OS (p = 0.013) and DFS (p = 0.017). However, the use of postoperative adjuvant therapy was not a significant prognostic factor even in medium- and high-risk ESCC patients who underwent trimodality treatments.ConclusionsHistological factors, including primary tumor, lymph node, and surgical factors has high prognostic value for predicting outcomes in ESCC patients receiving preoperative chemoradiation followed by surgery.

Highlights

  • Pathological response is an important marker for tumor aggressiveness in patients with esophageal squamous cell carcinoma (ESCC) who receive preoperative chemoradiation followed by esophagectomy

  • We aimed to evaluate the prognostic impact of histological factors in patients with ESCC after preoperative chemoradiation and esophagectomy

  • We retrospectively reviewed the records of 91 consecutive ESCC patients who had undergone preoperative chemoradiation followed by transthoracic esophagectomy at the Taipei Veterans General Hospital between January 2009 and December 2014

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Summary

Introduction

Pathological response is an important marker for tumor aggressiveness in patients with esophageal squamous cell carcinoma (ESCC) who receive preoperative chemoradiation followed by esophagectomy. Considerable prognostic differences resulting from varied response to chemoradiation have been observed in patients receiving trimodality treatment. To evaluate the prognostic impact of pathologic response and provide prognostic discrimination in esophageal cancer patients who received preoperative chemoradiation followed by surgery, a combined classification of primary tumor regression and lymph node status has been recently proposed by Holscher et al [7] patients with a major response (defined by the presence of less than 10% of vital cells in the primary tumor) and ypN0 had a 5-year survival rate of 64%, the rate was only 18% in those with a minor response and ypN(+)

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