Abstract

BackgroundA pathological complete response (pCR) after neoadjuvant chemoradiotherapy (NACRT) ensures long-term survival in esophageal squamous cell carcinoma (ESCC) patients following esophagectomy, but pCR patients are a minority. The aim here was to identify prognostic factors in patients with non-pCR ESCC after NACRT.MethodsThis is a retrospective study. Investigated were 5-year overall survival (OS), disease-specific survival (DSS), and relapse-free survival (RFS) among non-pCR ESCC patients divided into pT0N0, primary site pCR (pT0N+), lymph node pCR (pT+N0), and non-pCR in both the tumor and lymph node (pT+N+) subgroups after NACRT and esophagectomy. Focusing on the SUVmax reduction rate in the primary tumor in 88 patients who underwent FDG-PET before and after NACRT, we used univariate and multivariate Cox proportional hazard models to identify prognostic factors.ResultsAlthough there were no significant survival differences among non-pCR ESCC patients with pT0N+, pT+N0, or pT+N+, survival rate among pT+N+patients was the poorest. After setting a 60% cutoff for the SUVmax reduction rate in the tumor, RFS curves for non-pCR patients significantly differed between patients above the cutoff and those below it. For pT+N+ patients, the SUVmax reduction rate (<60% vs ≥ 60%) was an independent prognostic factor of OS, DSS, and RFS.ConclusionBecause ESCC patients with SUVmax reduction rates of <60% in the tumor after NACRT and categorized as pT+N+ after NACRT had significantly poorer prognoses, even after esophagectomy, a change in treatment strategy may be an option to improve survival.

Highlights

  • A pathological complete response after neoadjuvant chemoradiotherapy (NACRT) ensures longterm survival in esophageal squamous cell carcinoma (ESCC) patients following esophagectomy, but pCR patients are a minority

  • Little has been reported about the prognosis of non-pCR patients, who account for the majority ESCC patients treated with NACRT

  • Patients and tumor characteristics Of 115 ESCC patients enrolled in this retrospective study, chemotherapy consisting of FP was used for 43 (37%) patients, while FGP was used for 73 (63%) patients

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Summary

Introduction

A pathological complete response (pCR) after neoadjuvant chemoradiotherapy (NACRT) ensures longterm survival in esophageal squamous cell carcinoma (ESCC) patients following esophagectomy, but pCR patients are a minority. Because many ESCC patients are diagnosed with locally advanced tumors with lymph node metastasis, multimodal treatment combining surgery with chemotherapy and/or radiotherapy has been introduced to improve patient prognosis [1]. In this effort, several clinical trials have shown the efficacy of neoadjuvant chemotherapy (NACT) and neoadjuvant chemoradiotherapy (NACRT) [2,3,4,5,6,7,8,9]. NACRT leads to marked down-staging of ESCC tumors, and a pathological complete response (pCR) to NACRT is a key factor contributing to survival in patients with esophageal cancer [10]. Few studies have focused on the difference in prognosis between primary tumor pCR (pT0N+), lymph node pCR (pT+N0), and non-pCR of both primary tumor and lymph node (pT+N+) in patients with ESCC

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