Phonological Transfer as a Forerunner of Merger in Upstate New York

Abstract

Herold (1990) discusses three mechanisms by which phonemic merger can take place: expansion, approximation, and transfer. A fourth possibility Herold touches on but does not explore might be called phonological transfer: as in (lexical) transfer, words move abruptly from one phonemic class to another; but rather than one lexeme at a time being transferred, all words of a particular phonological class move simultaneously. This paper provides evidence that phonological transfer is playing a role in the movement toward merger of /o/ (as in lot) and /oh/ (as in thought) in Upstate New York. Words containing (olF)—i.e., historical /o/ followed by /l/ plus a labiovelar, as in golf and revolve—are produced with /oh/ rather than /o/ in 74 percent of tokens; this use of /oh/ is increasing in apparent time. Many speakers using /oh/ in (olF) words have an otherwise clear phonemic distinction between /o/ and /oh/; however, the geographic distribution of this phonological transfer is correlated with other indices of progress toward the low back merger. This indicates that phonological transfer can be regarded here as an early sign of merger in progress, and that a single merger can proceed by two mechanisms simultaneously (here, approximation and phonological transfer).