Abstract

Abstract. Leaf Area Index (LAI) is a quantity that characterizes canopy foliage content. As leaf surfaces are the primary sites of energy, mass exchange, and fundamental production of terrestrial ecosystem, many important processes are directly proportional to LAI. With this, LAI can be considered as an important parameter of plant growth. Multispectral optical images have been widely utilized for mangrove-related studies, such as LAI estimation. In Sentinel-2, for example, LAI can be estimated using a biophysical processor in SNAP or using various machine learning algorithms. However, multispectral optical images have disadvantages due to its weather-dependence and limited canopy penetration. In this study, a multi-sensor approach was implemented by using free multi-spectral optical images (Sentinel-2 ) and synthetic aperture radar (SAR) images (Sentinel-1) to perform Leaf Area Index (LAI) estimation. The use of SAR images can compensate for the above-mentioned disadvantages and it then can pave the way for regular mapping and assessment of LAI, despite any weather conditions and cloud cover. In this study, generation of LAI models that explores linear, non-linear and decision trees modelling algorithms to incorporate Sentinel-1 derivatives and Sentinel-2 LAI were executed. The Random Forest model have exhibited the most robust model having the lowest RMSE of 0.2845. This result poses a concrete relationship of a biophysical entity derived from optical parameters to RADAR derivatives to which opens the opportunity of integrating both systems to compensate each disadvantages and produce a more efficient quantification of LAI.

Highlights

  • 1.1 BackgroundLeaf Area Index (LAI) is a dimensionless quantity used to characterize canopy foliage content, defined as the total area of one side of the leaf tissue per unit area of ground surface (Breda, 2008)

  • This study explores the potential use of Sentinel-1 for LAI estimation using a number of statistical machine learning algorithms for establishing a relationship between Sentinel-2 optical parameters and Sentinel-1 Radio Detection and Ranging (RADAR) derivatives that opens an opportunity for integrating both multispectral optical and Synthetic Aperture RADAR (SAR) satellites images for better analysis of vegetation dynamics

  • Pre-processing was done in the Sentinel Application Platform (SNAP) software with the following order: (1) the application of a precise orbit file, (2) thermal noise removal, (3) border noise removal(4) calibration using the st1bx in SNAP, (5) terrain correction by applying an external Digital Elevation Model (DEM) extracted from an Interferometric Synthetic Aperture RADAR (IFSAR) data sensed in 2013 as acquired from the National Mapping and Resource Information Authority (NAMRIA), lastly, (6) converting the unitless backscatter coefficient to dB using a logarithmic transformation deriving with the sigma0 for each polarizations

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Summary

Introduction

Leaf Area Index (LAI) is a dimensionless quantity used to characterize canopy foliage content, defined as the total area of one side of the leaf tissue per unit area of ground surface (Breda, 2008). It is commonly used in studies concerning vegetation and ecosystems as leaf surfaces are the primary sites of energy, mass exchange and primary production of terrestrial ecosystem. Many important processes such as canopy interception, evapotranspiration, and gross photosynthesis are directly proportional to it (Liang and Wang, 2020).

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