Abstract
This study aimed at evaluating the potential of machine learning (ML) for estimating forest biomass from polarimetric Synthetic Aperture Radar (SAR) data. Retrieval algorithms based on two different machine-learning methods, namely Artificial Neural Networks (ANNs) and Supported Vector Regressions (SVRs), were implemented and validated using the airborne polarimetric SAR data derived from the AfriSAR, BioSAR, and TropiSAR campaigns. These datasets, composed of polarimetric airborne SAR data at P-band and corresponding biomass values from in situ and LiDAR measurements, were made available by the European Space Agency (ESA) in the framework of the Biomass Retrieval Algorithm Inter-Comparison Exercise (BRIX). The sensitivity of the SAR measurements at all polarizations to the target biomass was evaluated on the entire set of data from all the campaigns, and separately on the dataset of each campaign. Based on the results of the sensitivity analysis, the retrieval was attempted by implementing general algorithms, using the entire dataset, and specific algorithms, using data of each campaign. Algorithm inputs are the SAR data and the corresponding local incidence angles, and output is the estimated biomass. To allow the comparison, both ANN and SVR were trained using the same subset of data, composed of 50% of the available dataset, and validated on the remaining part of the dataset. The validation of the algorithms demonstrated that both machine-learning methods were able to estimate the forest biomass with comparable accuracies. In detail, the validation of the general ANN algorithm resulted in a correlation coefficient R = 0.88, RMSE = 60 t/ha, and negligible BIAS, while the specific ANN for data obtained R from 0.78 to 0.94 and RMSE between 15 and 50 t/ha, depending on the dataset. Similarly, the general SVR was able to estimate the target parameter with R = 0.84, RMSE = 69 t/ha, and BIAS negligible, while the specific algorithms obtained 0.22 ≤ R ≤ 0.92 and 19 ≤ RMSE ≤ 70 (t/ha). The study also pointed out that the computational cost is similar for both methods. In this respect, the training is the only time-demanding part, while applying the trained algorithm to the validation set or to any other dataset occurs in near real time. As a final step of the study, the ANN and SVR algorithms were applied to the available SAR images for obtaining biomass maps from the available SAR images.
Highlights
Forests act as one of the main terrestrial carbon sinks [1]
A significant improvement in the remote sensing of forests is expected with the upcoming BIOMASS satellite mission of the European Space Agency (ESA), carrying onboard an Synthetic Aperture Radar (SAR) operating at P-band [20]
Two algorithms based on machine learning, namely Artificial Neural Networks (ANNs) and Supported Vector Regressions (SVRs), were implemented, trained, and validated to estimate forest biomass from P- band airborne SAR data
Summary
Forests act as one of the main terrestrial carbon sinks [1]. Monitoring forest changes and estimating forest biomass are mandatory for several applications, including studies on global changes, natural disaster prevention, and management of forest resources. The possibility to observe forests from satellite and/or aircraft instruments is very attractive. In this respect, Synthetic Aperture Radar (SAR) has proven to be a suitable instrument for forest investigations. The SAR capability of estimating several forest parameters, such as forest density, tree height, and forest biomass, was demonstrated in several studies (e.g., [2,3,4,5,6,7,8,9,10,11]). The SAR capability of observing forest parameters depends on the operating frequency, that is, at microwaves, the sensitivity of low frequencies (i.e., P- or L- band) to forest biomass was largely proven [12,13,14]. A significant improvement in the remote sensing of forests is expected with the upcoming BIOMASS satellite mission of the European Space Agency (ESA), carrying onboard an SAR operating at P-band [20]
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