Joint Beamforming Design in Reconfigurable Intelligent Surface-Assisted Rate Splitting Networks

Abstract

Reconfigurable Intelligent Surface (RIS) is an emerging technology that can improve the spectrum and energy efficiency of next-generation wireless networks. However, attaining accurate channel state information (CSI) for the cascaded RIS channel is particularly challenging. Imperfect CSI is a major bottleneck to achieving the spectral efficiency benefit of RIS-assisted networks. Rate splitting (RS), a promising multiple access technology, has been shown to be able to achieve an improved spectrum efficiency and be robust to channel uncertainties. This paper investigates the interplay between RIS and RS by considering a RIS-assisted RS beamforming problem. Active beamforming at the base station (BS) and passive beamforming at the RIS are jointly considered to maximize the minimum user rate under both the perfect CSI case and the imperfect CSI case. A block coordinate descent (BCD) algorithm is developed to solve this non-convex problem. Compared with the conventional semi-definite relaxation (SDR) approach, the proposed method does not require that the covariance matrix of the common beamforming vector be rank-one. Moreover, we present theoretical results to help reveal the impact of the system parameters and explain the performance gain resulting from the integration of RIS and RS. Extensive simulation results are also provided to show that RIS-assisted RS can improve the max-min rate performance significantly compared with conventional multiple access technologies, such as non-orthogonal multiple access (NOMA) and space division multiple access (SDMA) with/without RIS, especially in overloaded systems. With the proposed method, RS shows great potential in combating realistic CSI errors in RIS-assisted networks.