Abstract

In the context of a growing international focus on open access publishing options and mandates, this paper explores the extent to which the ideals of ‘openness’ are also being applied to physical knowledge resources and research spaces. This study, which forms part of the larger Curtin Open Knowledge Initiative project, investigates the relationship between academic library access policies and institutional positions on open access or open science publishing. Analysis of library access policies and related documents from twenty academic institutions in Asia, Australia, Europe, North America, Africa and the United Kingdom shows that physical access to libraries for members of the public who are not affiliated with a university is often the most restricted category of access. Many libraries impose financial and sometimes security barriers on entry to buildings, limiting access to collections in print and other non-digital formats. The limits placed on physical access to libraries contrast strongly with the central role that these institutions play in facilitating open access in digital form for research outputs through institutional repositories and open access publishing policies. We compared library access policies and practices with open access publishing and research sharing policies for the same institutions and found limited correlation between both sets of policies. Comparing the two assessments using Spearman’s rank correlation coefficient confirmed open access policies have a direct association with the narrow aspects of public access provided through online availability of formal publications, but are not necessarily associated (in the universities in this study) with delivering on a broader commitment to public access to knowledge. The results suggest that while institutional mission statements and academic library policies may refer to sharing of knowledge and research and community collaboration, multiple layers of library user categories, levels of privilege and fees charged can inhibit the realisation of these goals. As open access publishing options and mandates expand, physical entry to academic libraries and access to print and electronic resources has contracted. This varies within and across countries, but it conflicts with global library and information commitments to open access to knowledge.

Highlights

  • The Curtin Open Knowledge Initiative is a strategic research project based in the Centre for Culture and Technology at Curtin University, Western Australia, and supported by the Curtin Institute for Computation

  • We are investigating key aspects of open research culture and practice within higher education and research institutions (HERIs) globally using qualitative and quantitative approaches, with the goal of helping HERIs to better understand their progress, as well as the changes that might be needed to ensure that they operate as successful open knowledge institutions

  • This study focuses on the contribution of library access policies and current practices to institutional openness, and their correlation with institutional open access publication policies

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Summary

Introduction

Extended analysis of institutional open access publication output performance, research collaboration, diversity in research output and staffing and collaboration building are important components of the project (Montgomery et al, 2018). Communication regarding actions such as open access (OA) research output and sharing research data contribute to an institution’s profile. Coordinating policy, communication and evaluation actions, and interaction between diverse groups within institutions is critical to the objectives of an open knowledge institution. Achieving this involves cultural change at an institutional level, including the practices and policies in academic libraries. In a review of external access to the University of Western Australia Library, Melanie Harris (1989, p. 219) noted that “[o]peness to external use is one way in which university libraries fulfill their role as part of the national library resource.”

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