Abstract

We introduce and consider the inner-model reflection principle, which asserts that whenever a statement varphi (a) in the first-order language of set theory is true in the set-theoretic universe V, then it is also true in a proper inner model Wsubsetneq V. A stronger principle, the ground-model reflection principle, asserts that any such varphi (a) true in V is also true in some non-trivial ground model of the universe with respect to set forcing. These principles each express a form of width reflection in contrast to the usual height reflection of the Lévy–Montague reflection theorem. They are each equiconsistent with ZFC and indeed Pi _2-conservative over ZFC, being forceable by class forcing while preserving any desired rank-initial segment of the universe. Furthermore, the inner-model reflection principle is a consequence of the existence of sufficient large cardinals, and lightface formulations of the reflection principles follow from the maximality principle MP and from the inner-model hypothesis IMH. We also consider some questions concerning the expressibility of the principles.

Highlights

  • Every set theorist is familiar with the classical Levy–Montague reflection principle, which explains how truth in the full set-theoretic universe V reflects down to truth in various rank-initial segments Vθ of the cumulative hierarchy

  • (1) The inner-model reflection principle asserts that if a statement φ(a) in the first-order language of set theory is true in the set-theoretic universe V, there is a proper inner model W, a transitive class model of ZF containing all ordinals and with a ∈ W V, in which φ(a) is true

  • In light of the enumeration theorem, the ground-model reflection principle is expressed in the first-order language of set theory as the following schema:

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Summary

Introduction

Every set theorist is familiar with the classical Levy–Montague reflection principle, which explains how truth in the full set-theoretic universe V reflects down to truth in various rank-initial segments Vθ of the cumulative hierarchy. It is stated in ZFC as the existence of such set functions for each set-sized collection of non-empty sets This difference plays no role here, and even the weakening of GBC that uses the ZFC version of choice suffices to express the inner-model reflection principle as indicated above.). The ground-model reflection principle, in contrast, is expressible as a schema in the first-order language of set theory. In light of the enumeration theorem, the ground-model reflection principle is expressed in the first-order language of set theory as the following schema:. In particular we show in Theorems 2.1 and 2.2 that both the lightface and boldface versions of the ground-model reflection principle are obtainable from models of ZFC using forcing constructions. In Theorem 3.8 we show that fine-structural inner models of sufficiently strong large cardinal assumptions satisfy the ground-model reflection principle.

Forcing Inner Model Reflection
Large Cardinals
The Maximality Principle and the Inner Model Hypothesis
Forcing Axioms
Expressibility of Inner Model Reflection
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