Abstract

Water stress is an important factor to be considered when using crop growth models for crop yields estimation. In this article, we propose a simple algorithm for yield estimate (SAFY) V model to estimate yields of winter wheat by integrating the time-series remotely sensed drought monitoring index, vegetation temperature condition index (VTCI), into SAFY model, and the fixed effective light-use efficiency parameter ( elue0 ) in the SAFY model is modified to a new varied parameter ( E ) in the SAFY-V model. The parameter E can accurately describe the changes of water stress at the four growth stages of winter wheat and has a high correlation with the field measured yields ( R 2 values are 0.28, 0.34, 0.31 and 0.31, respectively). The SAFY-V model integrating the time series leaf area index (LAIs) and VTCIs which has the highest accuracy on dry aerial mass estimation compared with the SAFY model and SAFY-WB model (a combination of the SAFY model and water balance model), can better alleviate the yield underestimation and overestimation and greatly improve the estimation accuracy of winter wheat yield especially in rain-fed farmlands ( R 2 = 0.48, MAE = 1.05 t/ha and NMAE = 15.6%), and the accuracy of winter wheat yields estimates at the county scale was also satisfactory ( R 2 = 0.49, MAE = 0.73 t/ha and NMAE = 16.1% for five years). The proposed SAFY-V model of this article has few model parameters and low computational cost, which provides a significant reference for crop yield estimation at a regional scale.

Highlights

  • The time-series vegetation temperature condition index (VTCI) during the main growth stages were integrated into the original simple algorithm for yield estimate (SAFY) model, and the parameter elue in the original SAFY model was adjusted to a new parameter E in the SAFY-V model that varied with the daily VTCI

  • To explore the correlation between the E in the SAFY-V model and elue in the SAFY model with the field measured winter wheat yield, we calculated the E at the four growth stages of winter wheat by averaging the daily E of each growth stage respectively, and the results are shown in Fig. 3a and 3b respectively

  • SAFY-V model, the parameter elue in the original SAFY model is modified to a new parameter E which is varied with the time series VTCIs during the main growth stages of winter wheat, and the SAFY-V model can greatly improve the accuracy of winter wheat dry aerial mass (DAM) estimation of the SAFY model

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Summary

Introduction

With the rapid development of remote sensing technology, especially the application of medium spatial resolution and high temporal resolution satellite data, crop yields can be quickly and accurately estimated over large areas. Optical remote sensing satellite imagery can record a large amount of spectral information that is sensitive to crops, so it is effectively applied to monitor the growth status of crops. The applications of optical remote sensing satellites in recent years have led to the rapid development of crop yield estimation. Previous studies have explored many crop yield estimation methods by using optical remote sensing data. The vegetation indices retrieved by remote sensing data, such as enhanced vegetation index (EVI) [2], normalized difference vegetation index (NDVI) [3], normalized difference water index (NDWI) [4] and soil-adjusted vegetation index (SAVI) [5], can effectively describe the growth status of crops and estimate crop yields. Leaf area index (LAI) is a key variable for crop biomass and yield retrievals [6], [7]

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