General Principles of Liability

Abstract

Introduction The substantive definitions of crimes (on which, see Chapters 10–13) provide only a part of the picture of criminal liability. The general principles of liability apply across the various different offences and provide for the doctrines by which a person may commit, participate, or otherwise be found responsible for those crimes. They include forms of liability such as aiding and abetting, which are familiar to all domestic criminal lawyers, as well as principles like command responsibility, which are specific to international criminal law. It is important to note at the outset that the various forms of liability not only have different conduct elements, but also different mental elements, and the extent to which principles of accomplice liability have been used in some cases to avoid high mens rea requirements for primary commission of international crimes has been controversial. Unlike in domestic law, where the traditional image of a criminal is the primary perpetrator, such as the person who pulls the trigger, in international criminal law, the paradigmatic offender is the person who orders, masterminds, or takes part in a plan at a high level. As a result, principles of secondary liability play a comparatively large role in international criminal law. This chapter will discuss the principles of liability from two points of view, the ambit of liability recognized in customary and conventional international law, alongside the appropriateness of those principles from the point of view of foundational principles of criminal law, such as the requirements of personal responsibility and fair labelling.