Abstract

What mechanisms underlie facial expression recognition? A popular hypothesis holds that efficient facial expression recognition cannot be achieved by visual analysis alone but additionally requires a mechanism of motor simulation - an unconscious, covert imitation of the observed facial postures and movements. Here, we first discuss why this hypothesis does not necessarily follow from extant empirical evidence. Next, we report experimental evidence against the central premise of this view: we demonstrate that individuals can achieve normotypical efficient facial expression recognition despite a congenital absence of relevant facial motor representations and, therefore, unaided by motor simulation. This underscores the need to reconsider the role of motor simulation in facial expression recognition.

Highlights

  • Stereotyped facial movements – facial expressions – reveal people’s happiness, surprise, fear, anger, disgust, and sadness in a way that can be interpreted by their congeners (Ekman, 1982)

  • In the last 20 years, an alternative view suggesting that efficient facial expression recognition cannot be achieved by visual analysis alone but requires a process of motor simulation – an unconscious, covert imitation of the observed facial postures or movements – has gained considerable prominence (Goldman and Sripada, 2005; Ipser and Cook, 2016; Montgomery and Haxby, 2008; Niedenthal et al, 2010; Pitcher et al, 2008; Paracampo et al, 2017)

  • We studied 11 individuals with Moebius Syndrome using an experimental procedure designed to overcome the sensitivity and interpretative issues that have been raised for previous reports of intact facial expression recognition abilities in IMS: 1. Given the heterogeneity of the clinical expression of Moebius Syndrome, especially in terms of associated visuo-perceptual symptoms (Bate et al, 2013; Carta et al, 2011), and the specific prediction of the motor simulation hypothesis tested in this study – viz., that none of the individuals with congenital facial paralysis should be as efficient as the controls in facial recognition – we conducted analyses focused on the performance of each IMS

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Summary

Introduction

Stereotyped facial movements – facial expressions – reveal people’s happiness, surprise, fear, anger, disgust, and sadness in a way that can be interpreted by their congeners (Ekman, 1982). In the last 20 years, an alternative view suggesting that efficient (i.e., fast and accurate) facial expression recognition cannot be achieved by visual analysis alone but requires a process of motor simulation – an unconscious, covert imitation of the observed facial postures or movements – has gained considerable prominence (Goldman and Sripada, 2005; Ipser and Cook, 2016; Montgomery and Haxby, 2008; Niedenthal et al, 2010; Pitcher et al, 2008; Paracampo et al, 2017) This ‘motor’ view has become increasingly influential in neuroscience, philosophy, neurology and psychiatry where it is suggested that it opens new clinical perspectives for the diagnosis, Vannuscorps et al eLife 2020;9:e54687.

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