Dual Codebook Design for Intelligent Omni-Surface Aided Communications

Abstract

Recently, the intelligent omni-surface (IOS) has been proposed as a novel instance of metasurface to achieve full-dimensional communications by jointly engineering its reflective and refractive properties. However, optimal beamforming scheme for the IOS is hard to obtain due to the difficulty in acquiring perfect channel state information (CSI). To address this issue, in this paper, we consider an IOS aided system where the beamforming scheme is designed via beam training with codebooks at the base station (BS), the IOS, and users. Given that the refractive/reflective signals are closely related to both incident signals from the BS and phase shifts of IOS elements, the codebooks at the BS and the IOS are designed jointly. Based on the joint BS-IOS codebook, a multi-lobe beam training mechanism is proposed to perform beam training for multiple users simultaneously, thereby reducing the training overhead. The training/feedback overhead of the proposed beam training and the impact of the codebook size are then analyzed theoretically. Simulation results indicate that the proposed scheme achieves a higher sum rate than the state-of-the-art beam training schemes and performs close to the perfect CSI case.