Abstract

Amyotrophic Lateral Sclerosis (ALS) is an inexorably progressive neurodegenerative condition with no effective disease modifying therapies. The development and validation of reliable prognostic models is a recognised research priority. We present a prognostic model for survival in ALS where result uncertainty is taken into account. Patient data were reduced and projected onto a 2D space using Uniform Manifold Approximation and Projection (UMAP), a novel non-linear dimension reduction technique. Information from 5,220 patients was included as development data originating from past clinical trials, and real-world population data as validation data. Predictors included age, gender, region of onset, symptom duration, weight at baseline, functional impairment, and estimated rate of functional loss. UMAP projection of patients shows an informative 2D data distribution. As limited data availability precluded complex model designs, the projection was divided into three zones with relevant survival rates. These rates were defined using confidence bounds: high, intermediate, and low 1-year survival rates at respectively 90% (pm 4%), 80% (pm 4%) and 58% (pm 4%). Predicted 1-year survival was estimated using zone membership. This approach requires a limited set of features, is easily updated, improves with additional patient data, and accounts for results uncertainty.

Highlights

  • Amyotrophic Lateral Sclerosis (ALS) is a relentlessly progressive neurodegenerative condition involving both upper and lower motor neurons, leading to progressive limb weakness and bulbar dysfunction

  • Our study demonstrated the utility of Uniform Manifold Approximation and Projection (UMAP) for survival analysis in ALS

  • We have successfully applied this non-linear dimension reduction method to ALS clinical trial data to predict overall survival, 1-year survival and 1-year functional loss

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Summary

Introduction

Amyotrophic Lateral Sclerosis (ALS) is a relentlessly progressive neurodegenerative condition involving both upper and lower motor neurons, leading to progressive limb weakness and bulbar dysfunction. The disease is characterised by considerable clinical h­ eterogeneity[2] and differences in progression r­ ate[3], with some patients surviving 10 years or ­more[4,5]. Disease heterogeneity is a recognised barrier to successful clinical trials in A­ LS6, and accurate prognosis prediction would improve patient stratification. Westeneng et al.[17] presented an externally validated Royston-Parmar regression prediction model of survival in a large European ALS population. A neighbourhood-based approach takes full advantage of patient similarity for prognosis modelling and can unravel relevant correlations between predictors and outcomes. The main objective of our study was to evaluate a UMAP based 1-year survival prediction model in ALS, designed using three clinical trial datasets, and validated by a Real-World (RW) dataset. Taking advantage of the UMAP projection, other prognosis outcomes and different time frames can be explored

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