Abstract

The change in strain-modified band gap energies in truncated and untruncated InAs quantum dots (QDs) in the GaAs matrix has been comparatively investigated as a function of vertical inter-dot spacing, based on the strain-modified band lineups. The direct band gap energy is larger for truncated QDs at a given inter-dot spacing and shows more uniform band lineups in the truncated QD than in the untruncated counterpart, regardless of stacking distance. For both QD shapes, a narrower stacking increases the direct band gap energy. However, excessively close inter-dot spacing yields an indirect transition in which band gap decreases as dot spacing is narrowed further. From the viewpoint of band lineups, for both QD shapes, a blueshift of emission energy with a closer inter-dot spacing is anticipated in a large dot spacing regime and a redshift in a small spacing regime. The experimental results in the literature, reporting either blueshift or redshift as the QDs are stacked closer, have been compared with the current results and discussed.

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