Abstract

Brain-machine interfaces (BMIs) record and translate neural activity into a control signal for assistive or other devices. Intracortical microelectrode arrays (MEAs) enable high degree-of-freedom BMI control for complex tasks by providing fine-resolution neural recording. However, chronically implanted MEAs are subject to a dynamic in vivo environment where transient or systematic disruptions can interfere with neural recording and degrade BMI performance. Typically, neural implant failure modes have been categorized as biological, material, or mechanical. While this categorization provides insight into a disruption's causal etiology, it is less helpful for understanding degree of impact on BMI function or possible strategies for compensation. Therefore, we propose a complementary classification framework for intracortical recording disruptions that is based on duration of impact on BMI performance and requirement for and responsiveness to interventions: (1) Transient disruptions interfere with recordings on the time scale of minutes to hours and can resolve spontaneously; (2) Reversible disruptions cause persistent interference in recordings but the root cause can be remedied by an appropriate intervention; (3) Irreversible compensable disruptions cause persistent or progressive decline in signal quality, but their effects on BMI performance can be mitigated algorithmically; and (4) Irreversible non-compensable disruptions cause permanent signal loss that is not amenable to remediation or compensation. This conceptualization of intracortical BMI disruption types is useful for highlighting specific areas for potential hardware improvements and also identifying opportunities for algorithmic interventions. We review recording disruptions that have been reported for MEAs and demonstrate how biological, material, and mechanical mechanisms of disruption can be further categorized according to their impact on signal characteristics. Then we discuss potential compensatory protocols for each of the proposed disruption classes. Specifically, transient disruptions may be minimized by using robust neural decoder features, data augmentation methods, adaptive machine learning models, and specialized signal referencing techniques. Statistical Process Control methods can identify reparable disruptions for rapid intervention. In-vivo diagnostics such as impedance spectroscopy can inform neural feature selection and decoding models to compensate for irreversible disruptions. Additional compensatory strategies for irreversible disruptions include information salvage techniques, data augmentation during decoder training, and adaptive decoding methods to down-weight damaged channels.

Highlights

  • Brain machine interface systems (BMIs) have been proposed as assistive devices to restore, replace, or augment lost motor function to people with paralysis (Hochberg et al, 2006; Collinger et al, 2013b; Aflalo et al, 2015; Bouton et al, 2016; Ajiboye et al, 2017)

  • While the useable life of microelectrode arrays (MEAs) for BMI control is likely longer in humans than has been reported in non-human primates (NHPs) studies, chronic declines in signal quality are evident in human trials (Perge et al, 2014; Zhang et al, 2018; Hughes et al, 2020)

  • The potential for signal disruptions will further increase as BMI systems transition from being experimental devices used in controlled laboratory settings to portable devices used in the multiple unpredictable environments of daily life

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Summary

INTRODUCTION

Brain machine interface systems (BMIs) have been proposed as assistive devices to restore, replace, or augment lost motor function to people with paralysis (Hochberg et al, 2006; Collinger et al, 2013b; Aflalo et al, 2015; Bouton et al, 2016; Ajiboye et al, 2017). While the useable life of MEAs for BMI control is likely longer in humans than has been reported in NHP studies, chronic declines in signal quality are evident in human trials (Perge et al, 2014; Zhang et al, 2018; Hughes et al, 2020) These declines are sometimes persistent, progressive, and irreversible because the underlying disruptions affect the tissue-electrode interface (e.g., glial scarring and meningeal encapsulation), or implanted hardware (e.g., electrode insulation deterioration). Irreversible non-compensable disruption Severe local deep tissue infections at the MEA implantation site may cause irreversible tissue changes, disruption of neural recording, and may require surgical intervention for device explantation. These disruptions can be corrected through repair or exchange of the faulty hardware

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