Assimilating SAR and Optical Remote Sensing Data into WOFOST Model for Improving Winter Wheat Yield Estimation

Abstract

Sufficient remote sensing observation data during crop main growing season is of great importance in improving the accuracy of data assimilation of crop model. The optical remote sensing data are susceptible to cloud and rain, so the amount of clear optical data is very limited in cloudy weather or rainy day. Synthetic Aperture Radar (SAR) is not dependent on cloud cover or light conditions, it can penetrate through clouds and have all-weather capabilities. This allows for a more reliable and consistent crop monitoring and yield estimation in terms of radar sensor data. So, the aim of this article is to improve the accuracy for winter wheat yield estimation by joint assimilation of SAR and optical satellite images into crop model. In this study, SAR images are acquired by C-band SAR sensor boarded on Sentinel-1 satellites, and optical images are obtained from Sentinel-2 satellites. Remote sensing data and ground data are all collected during the main growth and development stages of winter wheat. Both normalized difference vegetation index (NDVI) derived from Sentinel-2 images and backscattering coefficients and polarimetric indicators computed from Sentinel-1 images are used in water cloud model to derive soil moisture (SM) time series images. To improve the prediction of crop yields at filed scale, we incorporate remotely sensed soil moisture into the WOrld FOod STudies (WOFOST) model using Ensemble Kalman filter (EnKF) algorithm. In general, the results show that data assimilation schemes of remotely sensed soil moisture slightly improved the correlation of observed and simulated yields (R2 = 0.30; RMSE =782 kg ha−1) compared to the situation without data assimilation (R2 = 0.14; RMSE = 1398 kg ha−1). Results of this study indicate that the potential for assimilation SAR and optical remote sensing data to improve field yield estimates is relatively low, limitations are due to insufficient no-cloud optical remotely sensed data and root zone soil moisture information. Consequently, the results of this study demonstrate the potential and usefulness of assimilating both SAR and optical remote sensing data into crop model for crop monitoring and yield estimation. Moreover, this also provides the reference for crop yield estimation with data assimilation in other agricultural landscapes.