An Improved Approach of Winter Wheat Yield Estimation by Jointly Assimilating Remotely Sensed Leaf Area Index and Soil Moisture into the WOFOST Model

Abstract

The crop model data assimilation approach has been acknowledged as an effective tool for monitoring crop growth and estimating yield. However, the choice of assimilated variables and the mismatch in scale between remotely sensed observations and crop model-simulated state variables have various effects on the performance of yield estimation. This study aims to examine the accuracy of crop yield estimation through the joint assimilation of leaf area index (LAI) and soil moisture (SM) and to examine the scale effect between remotely sensed data and crop model simulations. To address these issues, we proposed an improved crop data-model assimilation (CDMA) framework, which integrates LAI and SM, as retrieved from remotely sensed data, into the World Food Studies (WOFOST) model using the ensemble Kalman filter (EnKF) approach for winter wheat yield estimation. The results showed that the yield estimation at a 10 m grid size outperformed that at a 500 m grid size, using the same assimilation strategy. Additionally, the winter wheat yield estimation accuracy was higher when using the bivariate data assimilation method (R2 = 0.46, RMSE = 756 kg/ha) compared to the univariate method. In conclusion, our study highlights the advantages of joint assimilating LAI and SM for crop yield estimation and emphasizes the importance of finer spatial resolution in remotely sensed observations for crop yield estimation using the CDMA framework. The proposed approach would help to develop a high-accuracy crop yield monitoring system using optical and SAR retrieved parameters.