Abstract

Humans have evolved strong preferences for equity and fairness. Neuroimaging studies suggest that punishing unfairness is associated with the activation of a neural network comprising the anterior cingulate cortex, anterior insula, the ventral striatum, and the dorsolateral prefrontal cortex (DLPFC). Here, we report the neuronal correlates of retribution and “forgiveness” in a scenario, in which individuals first acted as a recipient in an Ultimatum Game, and subsequently assumed the position of a proposer in a Dictator Game played against the same opponents as in the Ultimatum Game. Most subjects responded in a tit-for-tat fashion, which was accompanied by activation of the ventral striatum, corroborating previous findings that punishing unfair behaviour has a rewarding connotation. Subjects distinguished between the human opponent and computer condition by activation of the ventromedial PFC in the human condition, indicative of mentalising. A substantial number of subjects did not retaliate. Neurally, this “forgiveness” behaviour was associated with the activation of the right (and to a lesser degree left) DLPFC, a region that serves as a cognitive control region and thus may be involved in inhibiting emotional responses against unfairness.

Highlights

  • Research suggests that humans have evolved preferences for equity and fairness, which has strongly impacted the emergence of complex moral emotions such as shame, guilt, trust, gratitude and moralistic aggression [1,2]

  • Most people cooperate in the prisoners’ dilemma (PD) at a considerable rate [8]. These findings suggest that evolutionary stability of cooperation necessitates the ability to identify individuals who do not cooperate [9], if cooperation is to be maintained among genetically unrelated individuals

  • We observed a decline in the acceptance rate according to the fairness of the offer (5:5€-offers were accepted in 97.4% (± 4.7%), 4:6€-offer in 86.0% (± 25.9%), 3:7€-offer in 60.7% (± 36.6%), 2:8€-offer in 24.2% (± 32.4%), 1:9€-offer in 15.1% (± 26.2%), and 0: ten €-offers were accepted in 4.00% (± 10.6%), indicating that the paradigm produced comparable results to previous studies

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Summary

Introduction

Research suggests that humans have evolved preferences for equity and fairness, which has strongly impacted the emergence of complex moral emotions such as shame, guilt, trust, gratitude and moralistic aggression [1,2]. Mutual cooperation and the implementation of rules of exchange is characteristic of all human societies and has left its mark on judicial systems across cultures [3], as reflected in the oldest written testimonials such as the Babylonian code of Hammurabi [4]. According to these inscriptions and documented evidence from Christian, Jewish and Islamic law, violation of social norms was punished following a relatively simple “tit-for-tat”-like rule (“an eye for an eye...”). Both retribution and forgiveness may have complementary biological functions of preventing defectors from future harm-doing or withholding benefits in the future [6]

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