Abstract
The prognostic is the key to the state-based maintenance of Francis turbine units (FTUs), which consists of performance state evaluation and degradation trend prediction. In practical engineering environments, there are three significant difficulties: low data quality, complex variable operation conditions, and prediction model parameter optimization. In order to effectively solve the above three problems, an ensemble prognostic method of FTUs using low-quality data under variable operation conditions is proposed in this study. Firstly, to consider the operation condition parameters, the running data set of the FTU is constructed by the water head, active power, and vibration amplitude of the top cover. Then, to improve the robustness of the proposed model against anomaly data, the density-based spatial clustering of applications with noise (DBSCAN) is introduced to clean outliers and singularities in the raw running data set. Next, considering the randomness of the monitoring data, the healthy state model based on the Gaussian mixture model is constructed, and the negative log-likelihood probability is calculated as the performance degradation indicator (PDI). Furthermore, to predict the trend of PDIs with confidence interval and automatically optimize the prediction model on both accuracy and certainty, the multiobjective prediction model is proposed based on the non-dominated sorting genetic algorithm and Gaussian process regression. Finally, monitoring data from an actual large FTU was used for effectiveness verification. The stability and smoothness of the PDI curve are improved by 3.2 times and 1.9 times, respectively, by DBSCAN compared with 3-sigma. The root-mean-squared error, the prediction interval normalized average, the prediction interval coverage probability, the mean absolute percentage error, and the R2 score of the proposed method achieved 0.223, 0.289, 1.000, 0.641%, and 0.974, respectively. The comparison experiments demonstrate that the proposed method is more robust to low-quality data and has better accuracy, certainty, and reliability for the prognostic of the FTU under complex operating conditions.
Highlights
Introduction iationsWith the optimization of global energy structure, hydropower has been vigorously developed [1]
The results showed the healthy state model (HSM) based on Gaussian mixture model (GMM)
58,175 valid data points during this period were selected to Francis turbine units (FTUs)
Summary
With the optimization of global energy structure, hydropower has been vigorously developed [1]. As critical equipment of hydropower utilization, it is important to ensure the safe and stable operation of Francis turbine units (FTUs) [2]. In order to transform the service mode of the FTUs from traditional schedule-based maintenance to state-based maintenance, the prognostic of FTUs has received more and more attention [3]. There are two main parts in the prognostic of FTUs, including performance state evaluation and degradation trend prediction [4]. The current and future states of FTUs can be determined so as to formulate a targeted maintenance strategy. In practical engineering environments, there are three significant difficulties, including low data quality, complex variable operation conditions, and prediction model parameter optimization
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