A Study on Deformation Characteristics and Stability of Soft Surrounding Rock for a Shallow-Buried Tunnel

Abstract

The Heimaguan Tunnel in China serves as a case study to exemplify the variation laws related to surface settlement, deformation, and stress characteristics in a shallow-buried soft-rock tunnel, while emphasizing in the tunnel support requirements. The first stage of this study begins with monitoring the time-varying characteristics of surface settlement, vault subsidence, and the horizontal convergence of Grade V rock. In the second stage, Peck theory is used to calculate the distribution characteristics of surface settlement. The results of both stages are compared to create a vault settlement model, thus establishing the horizontal convergence based on exponential function, logarithmic function and hyperbolic function, and determining the optimal time of secondary lining construction. On this basis, the time-dependent variation laws and characteristics of vertical and horizontal displacement and principal stress of surrounding rock are studied. After this, using simulation and analysis, the proper support is recommended. The study reveals that the surface settlement, vault subsidence, and horizontal convergence of the shallow-buried soft-rock tunnel stabilize within 25–30 days. Peck theory closely aligns with predictions based on exponential functions, with only a 0.72% difference. The recommended time for secondary lining application is 26–27 days.