A hybrid network of NARX and DS-attention applied for the state estimation of lithium-ion batteries

Abstract

Monitoring the state of the battery, including the state of charge (SOC) and state of health (SOH), is crucial for ensuring the safety and reliability of electrical equipment. The paper presents a novel hybrid network that combines nonlinear autoregressive model with exogenous inputs (NARX) and DS-attention. The proposed DS-attention method establishes a robust mapping relationship between inputs and outputs, it is a specialized method of the recurrent neural network that enhances the estimation performance by incorporating division function and self-adaptive function into the attention mechanism. The division function is designed to efficiently differentiate between exogenous inputs and state outputs, thereby minimizing the potential for cross-interference between them, and the self-adaptive function optimizes the query features within the attention mechanism. The results demonstrate that the hybrid method of NARX and DS-attention achieves higher prediction accuracy for SOH and SOC estimation of lithium-ion batteries. Specifically, compared with the best-performing similar methods, the proposed hybrid method enhanced the prediction accuracy by 22.9%, 60.7%, and 51.2% across three different SOH datasets, respectively. In terms of long sequence SOC forecasting, the improvements in prediction accuracy under two different working conditions are 82.5% and 60.5%, respectively. The proposed algorithm optimizes the attention mechanism based on the characteristics of the NARX, resulting in higher estimation accuracy for predicting the state of lithium batteries.