Abstract

Neonatal brain injury or neonatal encephalopathy (NE) is a significant morbidity and mortality factor in preterm and full-term newborns. NE has an incidence in the range of 2.5 to 3.5 per 1000 live births carrying a considerable burden for neurological outcomes such as epilepsy, cerebral palsy, cognitive impairments, and hydrocephaly. Many scoring systems based on different risk factor combinations in regression models have been proposed to predict abnormal outcomes. Birthweight, gestational age, Apgar scores, pH, ultrasound and MRI biomarkers, seizures onset, EEG pattern, and seizure duration were the most referred predictors in the literature. Our study proposes a decision-tree approach based on clinical risk factors for abnormal outcomes in newborns with the neurological syndrome to assist in neonatal encephalopathy prognosis as a complementary tool to the acknowledged scoring systems. We retrospectively studied 188 newborns with associated encephalopathy and seizures in the perinatal period. Etiology and abnormal outcomes were assessed through correlations with the risk factors. We computed mean, median, odds ratios values for birth weight, gestational age, 1-min Apgar Score, 5-min Apgar score, seizures onset, and seizures duration monitoring, applying standard statistical methods first. Subsequently, CART (classification and regression trees) and cluster analysis were employed, further adjusting the medians. Out of 188 cases, 84 were associated to abnormal outcomes. The hierarchy on etiology frequencies was dominated by cerebrovascular impairments, metabolic anomalies, and infections. Both preterms and full-terms at risk were bundled in specific categories defined as high-risk 75–100%, intermediate risk 52.9%, and low risk 0–25% after CART algorithm implementation. Cluster analysis illustrated the median values, profiling at a glance the preterm model in high-risk groups and a full-term model in the inter-mediate-risk category. Our study illustrates that, in addition to standard statistics methodologies, decision-tree approaches could provide a first-step tool for the prognosis of the abnormal outcome in newborns with encephalopathy.

Highlights

  • Neonatal brain injury or neonatal encephalopathy (NE) is a significant morbidity and mortality factor in both preterm and full-term newborns

  • The distribution was dominated by the motor deficits followed by cognitive deficits, epilepsy, and hydrocephaly

  • In very or extremely preterms we found three instances: (1) birth weight (BW) ≤ 2000 g, seizures duration monitoring (SDM) > 16 h and etiology dominated by Hypoxic-ischemic encephalopathy (HIE), cerebral hemorrhage (HC), INF or a combination of them; (2) BW < 2000 g, SDM ≤ 16 h and AS1 5–7; (3) BW < 1800 g, AS1 ≤ 5, gestational age (GA) ≤ 34 weeks, ONS > 200 h associated with the HIE + HC and INF etiology

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Summary

Introduction

Neonatal brain injury or neonatal encephalopathy (NE) is a significant morbidity and mortality factor in both preterm and full-term newborns. Hypoxic-ischemic encephalopathy (HIE), cerebral hemorrhage (HC), infections (INF), metabolic abnormalities (METAB) are all severe etiologies in this complex clinical concept. Glutamate rising concentrations or free radical reactive species (both oxygen and hydrogen) in HIE, inflammatory cytokines such as TNF-α, IL-1b, IL-6, 12, 15, 18 from activated microglia and astrocytes and low pH in INF (including SARS-Cov2), free iron secondary to HC were extensively mentioned in both white and grey matter injuries. MRI images showed an association between white matter injuries and loss of the grey matter volume documented in both preterms and full-terms [2,3]. The most referred areas were in thalamus, basal ganglia, dentate cerebellar nuclei and hippocampus

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