Waveguide-enhanced Raman Spectroscopy Research Articles

Foundry-based waveguide-enhanced Raman spectroscopy in the visible.

Waveguide-enhanced Raman spectroscopy (WERS) is an analytical technique frequently employed for chemical and biological sensing. Operation at visible wavelengths to harness the inverse fourth power with excitation wavelength signal scaling of Raman scattering intensity is desirable, to combat the inherent inefficiency of Raman spectroscopy. Until now, WERS demonstrations in the visible have required custom materials and fabrication, resulting in high losses and low yields. In this work, we demonstrate a silicon nitride (SIN) visible WERS platform fabricated in a 300 mm complementary metal-oxide semiconductor (CMOS) foundry. We measure the propagation loss, coupling loss, WERS signal, and background for WERS spirals designed for 532 nm and 633 nm pump wavelengths. We compare these results to the state-of-the-art near-infrared WERS platform at 785 nm. Further, we theoretically validate the relative performance of each of these WERS configurations, and we discuss the optimal WERS configuration at visible wavelengths. We conclude that a configuration optimized for 785 nm pumping provides the greatest signal-to-background ratio in the fingerprint region of the spectrum, and pumping at 633 nm maximizes Stokes signal out to 3000 cm-1.

Grating-incoupled waveguide-enhanced Raman sensor.

We report a waveguide-enhanced Raman spectroscopy (WERS) platform with alignment-tolerant under-chip grating input coupling. The demonstration is based on a 100-nm thick planar (slab) tantalum pentoxide (Ta2O5) waveguide and the use of benzyl alcohol (BnOH) and its deuterated form (d7- BnOH) as reference analytes. The use of grating couplers simplifies the WERS system by providing improved translational alignment tolerance, important for disposable chips, as well as contributing to improved Raman conversion efficiency. The use of non-volatile, non-toxic BnOH and d7-BnOH as chemical analytes results in easily observable shifts in the Raman vibration lines between the two forms, making them good candidates for calibrating Raman systems. The design and fabrication of the waveguide and grating couplers are described, and a discussion of further potential improvements in performance is presented.

(Invited) From Lab to Fab: The Journey of Waveguide-Enhanced Raman Spectroscopy

WERS, or waveguide-enhanced Raman spectroscopy, is a promising method for sensitive and selective detection of chemical and biological compounds on a chip-scale platform. Here we discuss our ongoing efforts in transitioning WERS from a laboratory test into a technology that can be deployed for commercial applications such as process monitoring in pharmaceutical, petrochemical and agrochemical industries.

Waveguide-Enhanced Raman Spectroscopy (WERS): An Emerging Chip-Based Tool for Chemical and Biological Sensing

Photonic chip-based methods for spectroscopy are of considerable interest due to their applicability to compact, low-power devices for the detection of small molecules. Waveguide-enhanced Raman spectroscopy (WERS) has emerged over the past decade as a particularly interesting approach. WERS utilizes the evanescent field of a waveguide to generate Raman scattering from nearby analyte molecules, and then collects the scattered photons back into the waveguide. The large interacting area and strong electromagnetic field provided by the waveguide allow for significant enhancements in Raman signal over conventional approaches. The waveguide can also be coated with a molecular class-selective sorbent material to concentrate the analyte, thus further increasing the Raman signal. This review provides an overview of the historical development of WERS and highlights recent theoretical and experimental achievements with the technique.

Integrated Nanophotonic Waveguide-Based Devices for IR and Raman Gas Spectroscopy.

On-chip devices for absorption spectroscopy and Raman spectroscopy have been developing rapidly in the last few years, triggered by the growing availability of compact and affordable tunable lasers, detectors, and on-chip spectrometers. Material processing that is compatible with mass production has been proven to be capable of long low-loss waveguides of sophisticated designs, which are indispensable for high-light–analyte interactions. Sensitivity and selectivity have been further improved by the development of sorbent cladding. In this review, we discuss the latest advances and challenges in the field of waveguide-enhanced Raman spectroscopy (WERS) and waveguide infrared absorption spectroscopy (WIRAS). The development of integrated light sources and detectors toward miniaturization will be presented, together with the recent advances on waveguides and cladding to improve sensitivity. The latest reports on gas-sensing applications and main configurations for WERS and WIRAS will be described, and the most relevant figures of merit and limitations of different sensor realizations summarized.

Waveguide Enhanced Raman Spectroscopy for Biosensing: A Review.

Waveguide enhanced Raman spectroscopy (WERS) utilizes simple, robust, high-index contrast dielectric waveguides to generate a strong evanescent field, through which laser light interacts with analytes residing on the surface of the waveguide. It offers a powerful tool for the direct identification and reproducible quantification of biochemical species and an alternative to surface enhanced Raman spectroscopy (SERS) without reliance on fragile noble metal nanostructures. The advent of low-cost laser diodes, compact spectrometers, and recent progress in material engineering, nanofabrication techniques, and software modeling tools have made realizing portable and cheap WERS Raman systems with high sensitivity a realistic possibility. This review highlights the latest progress in WERS technology and summarizes recent demonstrations and applications. Following an introduction to the fundamentals of WERS, the theoretical framework that underpins the WERS principles is presented. The main WERS design considerations are then discussed, and a review of the available approaches for the modification of waveguide surfaces for the attachment of different biorecognition elements is provided. The review concludes by discussing and contrasting the performance of recent WERS implementations, thereby providing a future roadmap of WERS technology where the key opportunities and challenges are highlighted.

Fluorinated Bisphenol Sorbent Materials for Spectroscopic Chemical Threat Sensing and Photonics Applications

Alcoholic and phenolic hydrogen-bond (HB) acidic absorbents activated by fluorine chemistries have been previously developed at the U.S. Naval Research Laboratory and elsewhere to augment sorbent HB acidity, reduce sorbent HB basicity and target complementary HB basicity of a wide range of hazardous target chemicals. A significant limitation of HB sorbents developed to date has been the propensity for sorbent self-association. This intermolecular bonding between sorbent molecules hinders sorbate access to active HB acid sites in the sorbent, limiting its overall efficacy. Sorbent self-association is evidenced by broadened hydroxyl peaks in the mid-infrared (MIR) region, which can obscure important absorption frequencies that appear upon absorption of an analyte into the sorbent. In this current work our aim is to develop improved HB acidic sorbent compounds which minimize undesired sorbent self-association in order to apply these sorbents to infrared- and Raman-based sensing devices for chemical threat detection.A series of new HB acidic sorbents have been synthesized and the subsequent sorbent-sorbate interactions have been characterized by a number of methods. MIR spectroscopy has been used to help elucidate sorbent-analyte vapor interactions. The newly synthesized sorbents have been challenged with various analyte vapors, including toxic industrial chemicals, chemical warfare agent simulants, and background interferents. A particular focus of these characterization efforts has been to observe the spectral changes that occur in the hydroxyl region of the MIR upon exposure of a sorbent material to an analyte vapor. Analyte binding of an HB base occurs principally at the sorbent hydroxyl site. The resulting redshift of the hydroxyl stretching frequency is characteristic of the basicity of the analyte.These sorbent materials are specifically designed to be selective toward hazardous chemicals through complementary hydrogen-bonding interactions between sorbent and analyte molecules. Generally, common interferents, such as hydrocarbons, have little or no hydrogen-bond basicity, while hazardous chemicals of interest have moderate to high basicity. More strongly HB basic analytes trigger larger redshifts of the hydroxyl absorption frequency. Benchtop FTIR characterization has confirmed that these newly designed sorbent materials are responsive to threat chemicals of interest at low concentrations and largely unresponsive to interferent chemicals, even at relatively high concentrations.Based on the strong affinity of these sorbents to threat chemicals of interest and the significant spectral changes that occur in the MIR upon formation of the hydrogen-bonded complex, these sorbent materials make useful candidates for MIR sensing applications. A frequency shift of the hydroxyl stretch indicates a sorbate has formed a HB with the sorbent. The magnitude of the frequency shift correlates with the basicity of the analyte, which is indicative of the class of compound to which the newly bound chemical belongs. In a sensing application, this feature can provide an alert that a hazardous chemical is present, even if it is an unknown threat. While the hydroxyl region allows for class specificity of unknown compounds, the fingerprint region complexity may facilitate specific analyte recognition. At present, this work has been focused on analysis of the hydroxyl region and distinction of different classes of compounds, but future efforts will turn to the fingerprint region to provide an avenue for specific chemical identification.Raman spectroscopy has also been used to characterize these sorbent materials. Specifically, a technique known as waveguide-enhanced Raman spectroscopy (WERS) has been used, which features the use of highly evanescent, low-loss waveguides with the sorbent material as a top cladding.2 WERS can be achieved using an incredibly small footprint with a sorbent-functionalized nanophotonic waveguide that is approximately a few centimeters long. Using WERS, the differential Raman spectra of the sorbent material interacting with different chemical warfare agent simulants has been measured at parts-per-billion detection levels. The spectra exhibit extrapolated three-sigma detection limits as low as 3 ppb. Continuing efforts are focused on adapting this technique to photonic integrated circuit-based fabrication and chip-scale Raman spectroscopy for trace chemical vapor detection.This presentation will highlight the design of these next-generation sorbents as a tool to facilitate MIR- and Raman-based sensing of threat chemicals. It will focus on analyzing sorbent-analyte spectral interactions and discuss how to exploit these features to develop MIR- and Raman-based sensors.

Gold-induced photothermal background in on-chip surface enhanced stimulated Raman spectroscopy.

Surface enhanced Raman spectroscopy (SERS) and stimulated Raman spectroscopy (SRS) are well established techniques capable of boosting the strength of Raman scattering. The combination of both techniques (surface enhanced stimulated Raman spectroscopy, or SE-SRS) has been reported using plasmonic nanoparticles. In parallel, waveguide enhanced Raman spectroscopy has been developed using nanophotonic and nanoplasmonic waveguides. Here, we explore SE-SRS in nanoplasmonic waveguides. We demonstrate that a combined photothermal and thermo-optic effect in the gold material induces a strong background signal that limits the detection limit for the analyte. The experimental results are in line with theoretical estimates. We propose several methods to reduce or counteract this background.

Optimized design for grating-coupled waveguide-enhanced Raman spectroscopy.

We report a new design optimization process for planar photonic waveguides applied to waveguide-enhanced Raman spectroscopy (WERS) that combines the optimization of both the surface intensity performance and the grating coupling efficiency. We consider the impact of film thickness on the grating coupling efficiency of two materials with different refractive indices, namely tantalum pentoxide (Ta2O5) and silicon (Si). We propose a new figure-of-merit (FOM) that takes into account both the coupling efficiency and surface intensity dependence for Raman excitation on the film thickness. Our study shows that the optimum surface-sensitive waveguide thickness is thinner than the optimum coupling efficiency thickness for both material systems. As an example, for a tantalum pentoxide waveguide operating at 785 nm, our optimization strategy proposes a 20% increase in waveguide core thickness relative to the optimum surface-sensitive thickness to achieve the best performance in WERS applications.

Passive photonic integration of lattice filters for waveguide-enhanced Raman spectroscopy.

To perform waveguide-enhanced Raman spectroscopy (WERS) or fluorescence spectroscopy in a compact device, the optical fibers to couple the passive photonic circuit to the laser source and detector require attachment directly to the die. This necessitates the integration of edge couplers and waveguide-based filters to isolate the fiber background emission from the on-chip signal, while efficiently coupling the pump laser and detector to the input and output fibers, respectively. In this work, we experimentally demonstrate the successful integration of four-port lattice filters with sensing spirals and inverse-taper edge couplers in a passive photonic circuit. We further show that the four-port lattice filter enables the collection of backscattered on-chip Stokes signal, improving and simplifying overall system performance.

Sensitivity comparison of free-space and waveguide Raman for bulk sensing

The sensitivity advantage of waveguide-enhanced Raman spectroscopy (WERS) over free-space Raman, measured by the signal-to-noise ratio, is well established for thin molecular layer sensing, which traditionally relies on confocal Raman setups. However, for bulk liquid or gas samples, WERS must be benchmarked against nonconfocal Raman configurations. We use ray tracing to calculate the power collection efficiency of several model free-space systems, such as microscopes and probes, encompassing both single-objective and dual-lens systems. It is shown that considering only the focal volume of the source beam or the confocal volume of the microscope significantly underestimates the collected power from free-space Raman systems. We show that waveguide-based systems can still outperform high signal collection free-space systems in terms of both the signal collection efficiency and signal-to-noise ratio.

A packaged, fiber-coupled waveguide-enhanced Raman spectroscopic sensor.

Waveguide-enhanced Raman spectroscopy (WERS) is a promising technique for sensitive and selective detection of chemicals in a compact chip-scale platform. Coupling light on and off the sensor chip with fibers however presents challenges because of the fluorescence and Raman background generated by the pump light in the fibers; as a result all WERS demonstrations to date have used free-space coupling via lenses. We report a packaged, fiber-bonded WERS chip that filters the background on-chip through collection of the backscattered Raman light. The packaged sensor is integrated in a ruggedized flow cell for reliable measurement over arbitrary time periods. We also derive the figures of merit for WERS sensing with the backscattered Raman signal and compare waveguide geometries with respect to their filtering performance and signal to noise ratio.

Fluorinated Bisphenol Sorbent Materials for Spectroscopic Chemical Threat Sensing and Photonics Applications

Alcoholic and phenolic hydrogen-bond (HB) acidic absorbents activated by fluorine chemistries have been previously developed at the U.S. Naval Research Laboratory and elsewhere to augment sorbent HB acidity, reduce sorbent HB basicity and target complementary HB basicity of a wide range of hazardous target chemicals. A significant limitation of HB sorbents developed to date has been the propensity for sorbent self-association. This intermolecular bonding between sorbent molecules hinders sorbate access to active HB acid sites in the sorbent, limiting its overall efficacy. Sorbent self-association is evidenced by broadened hydroxyl peaks in the mid-infrared (MIR) region, which can obscure important absorption frequencies that appear upon absorption of an analyte into the sorbent. In this current work our aim is to develop improved HB acidic sorbent compounds which minimize undesired sorbent self-association in order to apply these sorbents to infrared- and Raman-based sensing devices for chemical threat detection.A series of new HB acidic sorbents have been synthesized and the subsequent sorbent-sorbate interactions have been characterized by a number of methods. MIR spectroscopy has been used to help elucidate sorbent-analyte vapor interactions. The newly synthesized sorbents have been challenged with various analyte vapors, including toxic industrial chemicals, chemical warfare agent simulants, and background interferents. A particular focus of these characterization efforts has been to observe the spectral changes that occur in the hydroxyl region of the MIR upon exposure of a sorbent material to an analyte vapor. Analyte binding of an HB base occurs principally at the sorbent hydroxyl site. The resulting redshift of the hydroxyl stretching frequency is characteristic of the basicity of the analyte.These sorbent materials are specifically designed to be selective toward hazardous chemicals through complementary hydrogen-bonding interactions between sorbent and analyte molecules. Generally, common interferents, such as hydrocarbons, have little or no hydrogen-bond basicity, while hazardous chemicals of interest have moderate to high basicity. More strongly HB basic analytes trigger larger redshifts of the hydroxyl absorption frequency. Benchtop FTIR characterization has confirmed that these newly designed sorbent materials are responsive to threat chemicals of interest at low concentrations and largely unresponsive to interferent chemicals, even at relatively high concentrations.Based on the strong affinity of these sorbents to threat chemicals of interest and the significant spectral changes that occur in the MIR upon formation of the hydrogen-bonded complex, these sorbent materials make useful candidates for MIR sensing applications. A frequency shift of the hydroxyl stretch indicates a sorbate has formed a HB with the sorbent. The magnitude of the frequency shift correlates with the basicity of the analyte, which is indicative of the class of compound to which the newly bound chemical belongs. In a sensing application, this feature can provide an alert that a hazardous chemical is present, even if it is an unknown threat. While the hydroxyl region allows for class specificity of unknown compounds, the fingerprint region complexity may facilitate specific analyte recognition. At present, this work has been focused on analysis of the hydroxyl region and distinction of different classes of compounds, but future efforts will turn to the fingerprint region to provide an avenue for specific chemical identification.Raman spectroscopy has also been used to characterize these sorbent materials. Specifically, a technique known as waveguide-enhanced Raman spectroscopy (WERS) has been used, which features the use of highly evanescent, low-loss waveguides with the sorbent material as a top cladding.2 WERS can be achieved using an incredibly small footprint with a sorbent-functionalized nanophotonic waveguide that is approximately a few centimeters long. Using WERS, the differential Raman spectra of the sorbent material interacting with different chemical warfare agent simulants has been measured at parts-per-billion detection levels. The spectra exhibit extrapolated three-sigma detection limits as low as 3 ppb. Continuing efforts are focused on adapting this technique to photonic integrated circuit-based fabrication and chip-scale Raman spectroscopy for trace chemical vapor detection.This presentation will highlight the design of these next-generation sorbents as a tool to facilitate MIR- and Raman-based sensing of threat chemicals. It will focus on analyzing sorbent-analyte spectral interactions and discuss how to exploit these features to develop MIR- and Raman-based sensors.

Figure-of-Merit Characterization of Hydrogen-Bond Acidic Sorbents for Waveguide-Enhanced Raman Spectroscopy.

The optical properties of several hydrogen-bond acidic sorbent materials are evaluated in situ to assess their suitability for waveguide-enhanced Raman spectroscopy (WERS) of vapor-phase organophosphonates. A number of characteristics critical to WERS are evaluated for each sorbent: infrared absorption, Raman spectral background, and the limit of detection for a test hydrogen-bond-basic analyte (dimethyl methylphosphonate, DMMP). We describe the chemical properties of the sorbents that differentiate their optical properties for sensing. Then, we introduce a sorbent figure-of-merit that quantifies these differences and provides a framework to assess the quality of newly developed sorbent materials.

Waveguide-enhanced Raman spectroscopy of trace chemical warfare agent simulants.

We report the measurement of waveguide-enhanced Raman spectra from trace concentrations of four vapor-phase chemical warfare agent simulants: dimethyl methylphosphonate, diethyl methylphosphonate, trimethyl phosphate, and triethyl phosphate. The spectra are obtained using highly evanescent nanophotonic silicon nitride waveguides coated with a naturally reversible hyperbranched carbosilane sorbent polymer and exhibit extrapolated one-σ detection limits as low as 5ppb. We use a finite-element model to explain the polarization and wavelength properties of the differential spectra. In addition, we assign spectral features to both the analyte and the sorbent, and show evidence of changes to both due to hydrogen bonding.

Are slot and sub-wavelength grating waveguides better than strip waveguides for sensing?

The unique ability of slot and sub-wavelength grating (SWG) waveguides to confine light outside of the waveguide core material has attracted significant interest in their application to chemical and biological sensing. However, high sensitivity to sidewall roughness induced scattering loss in these structures compared to strip waveguides casts doubt on their efficacy. In this article, we seek to settle the controversy by quantitatively comparing the sensing performance of various waveguide geometries through figures of merit that we derive for each mode of sensing. These methods take into account both modal confinement and roughness scattering loss, the latter of which is computed using a volume-current (Green's-function) method with a first Born approximation. For devices based on the standard 220 nm silicon-on-insulator (SOI) platform whose propagation loss is predominantly limited by random line-edge sidewall roughness scattering, our model predicts that properly engineered TM-polarized strip waveguides claim the best performance for refractometry and absorption spectroscopy, while optimized slot waveguides demonstrate >5x performance enhancement over the other waveguide geometries for waveguide-enhanced Raman spectroscopy.

Surface and waveguide collection of Raman emission in waveguide-enhanced Raman spectroscopy.

We demonstrate Raman spectroscopy on a high index thin film tantalum pentoxide waveguide and compare collection of Raman emission from the waveguide end with that from the waveguide surface. Toluene was used as a convenient model analyte, and a 40-fold greater signal was collected from the waveguide end. Simulations of angular and spatial Raman emission distributions showed good agreement with experiments, with the enhancement resulting from efficient collection of power from dipoles near the surface into the high-index waveguide film and substrate, combined with long interaction length. The waveguide employed was optimized at the excitation wavelength but not at emission wavelengths, and full optimization is expected to lead to enhancements comparable to surface-enhanced Raman spectroscopy in robust low-cost metal-free and nanostructure-free chips.

Power Budget Analysis for Waveguide-Enhanced Raman Spectroscopy.

Waveguide-enhanced Raman spectroscopy (WERS) is emerging as an attractive alternative to plasmonic surface-enhanced Raman spectroscopy approaches as it can provide more reproducible quantitative spectra on a robust chip without the need for nanostructured plasmonic materials. Realizing portable WERS systems with high sensitivity using low-cost laser diodes and compact spectrometers requires a detailed analysis of the power budget from laser to spectrometer chip. In this paper, we describe theoretical optimization of planar waveguides for maximum Raman excitation efficiency, demonstrate WERS for toluene on a silicon process compatible high index contrast tantalum pentoxide waveguide, measure the absolute conversion efficiency from pump power to received power in an individual Raman line, and compare this with a power budget analysis of the complete system including collection with an optical fiber and interfacing to a compact spectrometer. Optimized 110 nm thick Ta2O5 waveguides on silica substrates excited at a wavelength of 637 nm are shown experimentally to yield overall system power conversion efficiency of ∼0.5 × 10(-12) from the pump power in the waveguide to the collected Raman power in the 1002 cm(-1) Raman line of toluene, in comparison with a calculated efficiency of 3.9 × 10(-12) Collection efficiency is dictated by the numerical and physical apertures of the spectral detection system but may be improved by further engineering the spatial and angular Raman scattering distributions.