Unmanned Aerial Vehicle Laser Scanning Research Articles

Using multiplatform LiDAR to identify relationships between vegetation structure and the abundance and diversity of woodland reptiles and amphibians

AbstractRemotely sensed measures of vegetation structure have been shown to explain patterns in the occurrence and diversity of several animal taxa, including birds, mammals, and invertebrates. However, very little research in this area has focused on reptiles and amphibians (herpetofauna). Moreover, most remote sensing studies on animal–habitat associations have relied on airborne or satellite data that provide coverage over relatively large areas but may not have the resolution or viewing angle necessary to measure vegetation features at scales that are meaningful to herpetofauna. Here, we combined terrestrial laser scanning (TLS), unmanned aerial vehicle laser scanning (ULS), and fused (FLS) data to provide the first test of whether vegetation structural attributes can help explain variation in herpetofauna abundance, species richness, and diversity across a woodland landscape. We identified relationships between the abundance and diversity of herpetofauna and several vegetation metrics, including canopy height, skewedness, vertical complexity, volume of vegetation, and coarse woody debris. These relationships varied across species, groups, and sensors. ULS models tended to perform as well or better than TLS or FLS models based on the methods we used in this study. In open woodland landscapes, ULS data may have some benefits over TLS data for modeling relationships between herpetofauna and vegetation structure, which we discuss. However, for some species, only TLS data identified significant predictor variables among the LiDAR‐derived structural metrics. While the overall predictive power of models was relatively low (i.e., at most R2 = 0.32 for ULS overall abundance and R2 = 0.32 for abundance at the individual species level [three‐toed skink (Chalcides striatus)]), the ability to identify relationships between specific LiDAR structural metrics and the abundance and diversity of herpetofauna could be useful for understanding their habitat associations and managing reptile and amphibian populations.

Spatial Analysis of Dense LiDAR Point Clouds for Tree Species Group Classification Using Individual Tree Metrics

This study presents a method of tree species classification using individual tree metrics derived from a three-dimensional point cloud from unmanned aerial vehicle laser scanning (ULS). In this novel approach, we evaluated the metrics of 1045 trees using generalized linear model (GLM) and random forest (RF) techniques to automatically assign individual trees into either a coniferous or broadleaf group. We evaluated several statistical descriptors, including a novel approach using the Clark–Evans spatial aggregation index (CE), which indicates the level of clustering in point clouds. A comparison of classifiers that included and excluded the CE indicator values demonstrated their importance for improved classification of the individual tree point clouds. The overall accuracy when including the CE index was 94.8% using a GLM approach and 95.1% using an RF approach. With the RF approach, the inclusion of CE yielded a significant improvement in overall classification accuracy, and for the GLM approach, the CE index was always selected as a significant variable for correct tree class prediction. Compared to other studies, the above-mentioned accuracies prove the benefits of CE for tree species classification, as do the worse results of excluding the CE, where the derived GLM achieved an accuracy of 92.6% and RF an accuracy of 93.8%.

UAV‐Lidar reveals that canopy structure mediates the influence of edge effects on forest diversity, function and microclimate

Abstract Widespread forest loss and fragmentation dramatically increases the proportion of forest areas located close to edges. Although detrimental, the precise extent and mechanisms by which edge proximity impacts remnant forests remain to be ascertained. By combining unmanned aerial vehicle laser scanning (UAV‐LS) with field data from 46 plots distributed at varying distances from the edge to the forest interior in a fragmented forest of New‐Caledonia, we investigated edge influence on forest structure, composition, function, above‐ground biomass (AGB) and microclimate. Using simple linear regressions, structural equation modelling and variance partitioning, we analysed the direct and indirect relationships between distance to edge, UAV‐LS‐derived canopy structural metrics, understorey microclimate, AGB, taxonomic and functional composition while accounting for the potential influence of fine‐scale variation in topography. We found that the distance to the closest forest edge was strongly correlated with canopy structure and that canopy structure was better correlated to forest composition, function, biomass and microclimate than distance to the closest forest edge. This suggests that the influence of edge is mediated by changes in canopy structure. Plots located near the edge exhibited a lower canopy with more gaps, higher microclimate extremes, lower biomass, lower taxonomic and functional diversity as well as denser wood and lower specific leaf area. UAV‐LS‐derived canopy structural metrics were relevant predictors of understorey microclimate, biomass and taxonomic and functional composition. Overall, the influence of topography was marginal compared to edge effects. Synthesis. Accounting for fine‐scale variation in canopy structure captured by UAV‐LS provides insights on the multiple edge impacts on key forest properties related to structure, diversity, function, biomass and microenvironmental conditions. Integrating UAV‐LS‐derived data can foster our understanding of cascading and interacting impacts of anthropogenic influence on tropical forest ecosystems and should help to improve conservation strategies and landscape management policies.

Towards accurate individual tree parameters estimation in dense forest: optimized coarse-to-fine algorithms for registering UAV and terrestrial LiDAR data

ABSTRACT Accurate quantification of individual tree parameters is vital for precise forest inventory and sustainable forest management. However, in dense forests, terrestrial laser scanning (TLS), which can provide accurate and detailed forest structural measurements, is limited to capturing the complete tree structure due to the lack of upper canopy views, resulting in an underestimation of tree height. Combining TLS with unmanned aerial vehicle laser scanning (ULS) is an effective way to overcome this limitation. Thus, it is vital to register multi-platform Light Detection and Ranging (LiDAR) data for various forestry applications. This study proposed three automated and nearly parameter-free optimized coarse-to-fine algorithms (i.e. FPFH-based optimized ICP (F-OICP), RANSAC-based optimized ICP (R-OICP), and NDT-based optimized ICP (N-OICP)) to accurately register TLS and ULS point data for individual tree crown delineation and parameters (diameter at breast height (DBH) and tree height) estimations in different forest types (i.e. coniferous, mixed broadleaf-coniferous, and broadleaf). Results showed that the proposed optimized algorithms had a good registration performance, with an average RMSE of about 8.3 cm for the transformation error; and obtained stable and high accuracies of individual tree crown delineation (ITCD) (F-score: 0.7), DBH (R2: 0.9, RMSE <1.85 cm), and tree height (R2: 0.8, RMSE <0.37 m) estimates for three forest types. F-OICP performed the best in tree height estimation, reducing the RMSE by 48%, 12%, and 12% compared to iterative closest point (ICP), R-OICP, and N-OICP, respectively. Stand type significantly impacted ITCD and individual tree parameter estimations. The ITCD and DBH estimation accuracy of coniferous forests were marginally higher than those of broadleaf forests (F-score: 0.78 vs. 0.78, DBH RMSE: 1.57 vs. 1.74), while those of mixed broadleaf-coniferous forests were the lowest (F-score: 0.71, DBH RMSE: 2.19). The accuracies of tree height estimates in coniferous forests were the highest (R2: 0.87, RMSE: 0.21 m), followed by mixed broadleaf-coniferous (R2: 0.84, RMSE: 0.37 m) and broadleaf (R2: 0.84, RMSE: 0.44 m) forests. This work developed automated, nearly parameter-free, and effective registration algorithms and recommended F-OICP to be the most appropriate for dense forests (i.e. natural secondary forests). The optimized registration algorithms facilitate the ability for the synergistic use of multi-platform LiDAR and offer appealing and promising approaches for future accurate quantification of individual tree parameters, efficient forest inventories, and sustainable forest management.

Comparative analysis of Road Scanning Techniques

A three-dimensional road point cloud is not only useful for civil engineers (road rehabilitation, road condition assessment) but can also be useful for vehicle engineers (autonomous vehicle driving scenario, vehicle dynamics simulation). Currently, there are several scanning techniques can be used to obtain these point clouds, such as terrestrial laser scanning (TLS), mobile laser scanning (MLS), airborne laser scanning (ALS), unmanned aerial vehicle (UAV) photogrammetry or UAV laser scanning. This paper discusses the investigation of four road surface scanning techniques by comparing their point clouds and the derived products. The comparison was performed for a section of a road with 1136 m length and 4 m width, the TLS survey provided the reference data. Aspects of point cloud evaluation included geometric accuracy, density, and the parameters of plane-fitting. CRG models were created from all studied point clouds to compare the difference between the final products to be used by the automotive industry. The results show that the MLS and the UAV photogrammetry generated the most accurate point cloud, while UAV laser scanning accuracy was the lowest. Similarly, the CRG models comparison showed that there was no significant difference between MLS and TLS models, and the UAV photogrammetry gave a smoother variation relative to the reference surface. Whereas the largest differences were noted for the CRG model derived from the UAV laser scanning models.&#x0D; &#x0D;

Tree Species Classifications of Urban Forests Using UAV-LiDAR Intensity Frequency Data

The accurate classification of tree species is essential for the sustainable management of forest resources and the effective monitoring of biodiversity. However, a literature review shows that most of the previous unmanned aerial vehicle (UAV) light detection and ranging (LiDAR)-based studies on fine tree species classification have used only limited intensity features, accurately identifying relatively few tree species. To address this gap, this study proposes developing a new intensity feature—intensity frequency—for the LiDAR-based fine classification of eight tree species. Intensity frequency is defined as the number of times a certain intensity value appears in the individual tree crown (ITC) point cloud. In this study, we use UAV laser scanning to obtain LiDAR data from urban forests. Intensity frequency features are constructed based on the extracted intensity information, and a random forest (RF) model is used to classify eight subtropical forest tree species in southeast China. Based on four-point cloud density sampling schemes of 100%, 80%, 50% and 30%, densities of 230 points/m2, 184 points/m2, 115 points/m2 and 69 points/m2 are obtained. These are used to analyze the effect of intensity frequency on tree species classification accuracy under four different point cloud densities. The results are shown as follows. (1) Intensity frequencies of trees are not significantly different for intraspecies (p &gt; 0.05) values and are significantly different for interspecies (p &lt; 0.01) values. (2) The intensity frequency features of LiDAR can be used to classify different tree species with an overall accuracy (OA) of 86.7%. Acer Buergerianum achieves a user accuracy (UA) of over 95% and a producer accuracy (PA) of over 90% for four density conditions. (3) The OA varies slightly under different point cloud densities, but the sum of correct classification trees (SCI) and PA decreases rapidly as the point cloud density decreases, while UA is less affected by density with some stability. (4) The priori feature selected by mean rank (MR) covers the top 10 posterior features selected by RF. These results show that the new intensity frequency feature proposed in this study can be used as a comprehensive and effective intensity feature for the fine classification of tree species.

Multisource forest point cloud registration with semantic-guided keypoints and robust RANSAC mechanisms

• The proposed method was independent of single tree detection and ground filtering. • A new type of keypoint was proposed for forest point cloud registration. • Robust RANSAC mechanism was introduced to enhance registration performance. The Increasing availabilities of Terrestrial Laser Scanning (TLS) and Unmanned Aerial Vehicle Laser Scanning (ULS) have advanced accurate and detailed forest structural measurements. Registration of multi-perspective observations from different platforms is a prerequisite for a comprehensive forest structure understanding. Currently, forest point cloud registrations are typically done by single tree attribute-based (e.g. tree location, stem diameter) methods, which suffer from various and complex forest compositions and terrains, and can be unreliable for forests with regular tree layouts and insufficient common trees. Therefore, this study presents a unified and marker-free framework for both TLS-TLS and ULS-TLS point cloud registrations in forest areas. First, motivated by wood-leaf separation, semantic-guided keypoints from TLS and ULS point clouds are detected by utilizing a wood response indicator (WRI), which represents reliable repeatability between different views of forest point clouds. Second, an initial correspondence set is generated by using the WRI filter and Binary Shape Context (BSC) descriptor matching. Finally, the initial correspondence set is trimmed and optimized through a robust RANSAC mechanism, consisting of a geometric compatibility filter to guide and trim the hypothesis generation process and a modified hypothesis evaluation step to further optimize the transformation. Experiments have been conducted on six plots involving diverse stem densities and tree species located in forest farms in Guangxi, China. The resulting average registration residual and runtime are 0.049 m and 93 s for TLS-TLS scenes, 0.299 m and 242 s for ULS-TLS scenes, respectively. Comprehensive comparisons demonstrate that the proposed method outperforms other baselines. It is demonstrated that the proposed framework can improve the practicality and efficiency of multi-source data collection and registration, thus facilitating the application of TLS and ULS in forest ecosystem science.

Efficient co-registration of UAV and ground LiDAR forest point clouds based on canopy shapes

• Time-efficient co-registration of UAV and ground LiDAR data is proposed for plantation forests. • Coarse alignment of forest point clouds is divided into ground alignment and canopy image matching. • Canopy images are matched by two pairs of canopy corner points and the canopy overlap rate. • The runtime of coarse alignment is less than 1 s for millions of forest points. Registration of unmanned aerial vehicle laser scanning (ULS) and ground light detection and ranging (LiDAR) point clouds in forests is critical to create a detailed representation of a forest structure and an accurate retrieval of forest parameters. However, tree occlusion poses challenges for those registration methods used artificial markers, and some automated registration methods have low time-efficiency due to the process of object (e.g., tree, crown) segmentation. In this study, we propose an automated and time-efficient method to register ULS and ground LiDAR (including terrestrial and backpack laser scanning) forest point clouds. Registration involves coarse alignment and fine registration, where the coarse alignment is divided into vertical and horizontal alignment. The vertical alignment is implemented by rotating grounds to the horizontal plane, and the horizontal alignment is achieved by canopy image matching. During image matching, vegetation points are projected onto the horizontal plane to obtain two binary images, and then, canopy shape feature, which is described by a two-point congruent set and canopy overlap, is used to match the binary images. Finally, we implement coarse alignment of ULS and ground LiDAR datasets by combining the results of ground alignment and image matching and finish fine registration in six plantation forest plots with sizes of 0.03 ha to 0.25 ha. Experimental results show that the ULS and ground LiDAR data in different plots are registered, of which the coarse alignment errors are less than 0.20 m in the horizontal direction, the final registration accuracy is less than 0.15 m, and the average runtime is less than 1 s. Our study demonstrates the effectiveness of the proposed strategy and has able to perform accurate and quick registration of ULS and ground LiDAR data from plantation forests with different attributes.

Semantic maps for cross-view relocalization of terrestrial to UAV point clouds

• The semantic maps from point clouds favor re-localization. • Design rules to punish the predicted results for a novel template matching. • The proposed method can even address a single TLS scan to a global map. To generate a complete 3D point cloud model for complex urban environments, data must be captured from both top-view and street-view sides due to the limited field of view of the sensors. Unmanned aerial vehicle-laser scanning (UAV-LS) point clouds are captured from a top view, and they often contain information about building roofs and tree crowns. In contrast, terrestrial point clouds, collected by terrestrial laser scanners (TLS) and mobile laser scanners (MLS), are captured from a street view and contain information about building facades and tree stems. These two types of point clouds are challenging to register without manual efforts or target-based assistance because of (1) very limited overlapping regions caused by the cross-view and (2) the wide search of regions for the automatic localization of terrestrial scans in a large-scale scene from a UAV scan. Consequently, we highlight that a semantic map can be developed by utilizing the invariant semantic and geometric relationships to automatically locate from a local scan to a global scan. In our tasks, the buildings and tree regions are detected and assigned as semantic objects and input to generate a 2.5D semantic map related to their actual location information. We propose a novel template matching strategy combined with a penalty system to realize the localization. Specifically, the templates can be produced by the obtained semantic maps, and then the best localization can be achieved by a graded punishment method based on the developed rules. We emphasize that the proposed method can handle the integration of multiple-aligned scans and even a single scan by using a terrestrial scanner to a UAV scan owing to the stability and continuity of semantic information. In the experiments, we used a UAV to capture the lidar point clouds over the campus of the Southwest Jiaotong university and generated a global semantic map offline. Keeping the global map in hand, we collected the data from the street views by TLS and MLS also the campus and then implemented the localization from TLS/MLS point clouds to the UAV point clouds. The evaluations are grouped into two grades related to the degree of difficulty: (1) the regular group, which contains the multiple-registered TLS scans and MLS scans, and (2) the challenging group, which has independent TLS scans. In general, from the experimental results, for the proposed method, the success rate of localization is up to 100% in the regular group and 90% in the challenging group, indicating that only one in ten tests fails for the challenging group.

Estimating 3D Green Volume and Aboveground Biomass of Urban Forest Trees by UAV-Lidar

Three dimensional (3D) green volume is an important tree factor used in forest surveys as a prerequisite for estimating aboveground biomass (AGB). In this study, we developed a method for accurately calculating the 3D green volume of single trees from unmanned aerial vehicle laser scanner (ULS) data, using a voxel coupling convex hull by slices algorithm, and compared the results using voxel coupling convex hull by slices algorithm with traditional 3D green volume algorithms (3D convex hull, 3D concave hull (alpha shape), convex hull by slices, voxel and voxel coupling convex hull by slices algorithms) to estimate AGB. Our results showed the following: (1) The voxel coupling convex hull by slices algorithm can accurately estimate the 3D green volume of a single ginkgo tree (RMSE = 11.17 m3); (2) Point cloud density can significantly affect the extraction of 3D green volume; (3) The addition of the 3D green volume parameter can significantly improve the accuracy of the model to estimate AGB, where the highest accuracy was obtained by the voxel coupling convex hull by slices algorithm (CV-R2 = 0.85, RMSE = 11.29 kg, and nRMSE = 15.12%). These results indicate that the voxel coupling convex hull by slices algorithms can more effectively calculate the 3D green volume of a single tree from ULS data. Moreover, our study provides a comprehensive evaluation of the use of ULS 3D green volume for AGB estimation and could significantly improve the estimation accuracy of AGB.

A Mixed Methods Approach for Fuel Characterisation in Gorse (Ulex europaeus L.) Scrub from High-Density UAV Laser Scanning Point Clouds and Semantic Segmentation of UAV Imagery

The classification and quantification of fuel is traditionally a labour-intensive, costly and often subjective operation, especially in hazardous vegetation types, such as gorse (Ulex europaeus L.) scrub. In this study, unmanned aerial vehicle (UAV) technologies were assessed as an alternative to traditional field methodologies for fuel characterisation. UAV laser scanning (ULS) point clouds were captured, and a variety of spatial and intensity metrics were extracted from these data. These data were used as predictor variables in models describing destructively and non-destructively sampled field measurements of total above ground biomass (TAGB) and above ground available fuel (AGAF). Multiple regression of the structural predictor variables yielded correlations of R2 = 0.89 and 0.87 for destructively sampled measurements of TAGB and AGAF, respectively, with relative root mean square error (RMSE) values of 18.6% and 11.3%, respectively. The best metrics for non-destructive field-measurements yielded correlations of R2 = 0.50 and 0.49, with RMSE values of 40% and 30.8%, for predicting TAGB and AGAF, respectively, indicating that ULS-derived structural metrics offer higher levels of precision. UAV-derived versions of the field metrics (overstory height and cover) predicted TAGB and AGAF with R2 = 0.44 and 0.41, respectively, and RMSE values of 34.5% and 21.7%, demonstrating that even simple metrics from a UAV can still generate moderate correlations. In further analyses, UAV photogrammetric data were captured and automatically processed using deep learning in order to classify vegetation into different fuel categories. The results yielded overall high levels of precision, recall and F1 score (0.83 for each), with minimum and maximum levels per class of F1 = 0.70 and 0.91. In conclusion, these ULS-derived metrics can be used to precisely estimate fuel type components and fuel load at fine spatial resolutions over moderate-sized areas, which will be useful for research, wildfire risk assessment and fuel management operations.

Biomass Calculations of Individual Trees Based on Unmanned Aerial Vehicle Multispectral Imagery and Laser Scanning Combined with Terrestrial Laser Scanning in Complex Stands

Biomass is important in monitoring global carbon storage and the carbon cycle, which quickly and accurately estimates forest biomass. Precision forestry and forest modeling place high requirements on obtaining the individual parameters of various tree species in complex stands, and studies have included both the overall stand and individual trees. Most of the existing literature focuses on calculating the individual tree species’ biomass in a single stand, and there is little research on calculating the individual tree biomass in complex stands. This paper calculates the individual tree biomass of various tree species in complex stands by combining multispectral and light detection and ranging (LIDAR) data. The main research steps are as follows. First, tree species are classified through multispectral data combined with field investigations. Second, multispectral classification data are combined with LIDAR point cloud data to classify point cloud tree species. Finally, the divided point cloud tree species are used to compare the diameter at breast height (DBH) and height of each tree species to calculate the individual tree biomass and classify the overall stand and individual measurements. The results show that under suitable conditions, it is feasible to identify tree species through multispectral classification and calculate the individual tree biomass of each species in conjunction with point-cloud data. The overall accuracy of identifying tree species in multispectral classification is 52%. Comparing the DBH of the classified tree species after terrestrial laser scanning (TLS) and unmanned aerial vehicle laser scanning (UAV-LS) to give UAV-LS+TLS, the concordance correlation coefficient (CCC) is 0.87 and the root-mean-square error (RMSE) is 10.45. The CCC and RMSE are 0.92 and 1.41 compared with the tree height after UAV-LS and UAV-LS+TLS.

Examining the Angular Effects of UAV-LS on Vegetation Metrics Using a Framework for Mediating Effects

Discrete point cloud data from unmanned aerial vehicle laser scanning (UAV-LS) can provide information on the three-dimensional structure of a forest, the leaf area index (LAI) at the landscape or sample plot scales, the distribution of the vertical forest structure at a fine resolution, and other information. The retrieved parameters, however, may be affected in a non-negligible way by the inclusion of scan angle information. In this study, we introduced a relational model that encompasses the angular effect, predicted the mechanism of this effect, and extracted the vegetation structure indices that the angular effect might influence. Second, we quantified the direct and indirect effects, particularly the magnitude of the angular effect in broadleaf forests, and used mediated effects to investigate the components and processes that influence the angular effect. The findings demonstrate that some of the differences between the LAIe extracted by UAV-LS and the Decagon LAIe considering the angular effect of UAV-LS can be explained by adjusting physical LiDAR parameters (aerial height, laser divergence fraction, and scanning angle) and vertical forest structure variables. Along continuous and closed forest vertical gradients, the indirect angle impact is negative for the upper canopy and positive for the understory. Three-dimensional vegetation measurements were created using multiangle LiDAR data. In conclusion, this article (1) addresses the angular effect in UAV-LS; and (2) discusses how the angular effect affects 3D vegetation parameters such as LAIe, demonstrates the nonlinear trend of the angular effect, and demonstrates how multiangle LiDAR data can be used to obtain 3D vegetation parameters. This study serves as a reference for reducing the uncertainty in simulations of the angular effect and vegetation light transmission, in addition to the uncertainty in analyses of the vegetation characteristics determined by UAV-LS (e.g., the uncertainty of LAIe).

3D point cloud fusion from UAV and TLS to assess temperate managed forest structures

Light detection and ranging (LiDAR) technology has become one of the most dominant acquisition methods for modeling forest attributes, such as very accurate tree structure information, which is necessary for qualitative forest management and research activities. In this study, we evaluated the efficacy of standalone unmanned aerial vehicle-laser scanning (UAV-LS) and terrestrial laser scanning (TLS) data to accurately estimate forest tree metrics under differing management types. Furthermore, we combined the UAV-LS and TLS data to test whether fusion can improve the mapping of the three-dimensional (3D) structure of individual trees to favor accurate estimates of tree metrics. We initially calculated the percentage of point density per square meter aboveground in each height class at intervals of 1 m for the UAV-LS, TLS, and fusion datasets. This helped illustrate the vertical point density distribution that reflects the structural complexity between broadleaf and conifer trees. We then used tree-level point clouds to assess several tree metrics, such as diameter at breast height (DBH), total tree height (HT), crown projection area (PAC), crown width (WC), crown length (LC), 3D crown surface (SC), and 3D crown volume (VC). Our results indicated that LiDAR fusion can increase the estimation accuracy of DBH and HT, especially in broadleaves (97.8% accuracy). In addition, fusion significantly reshaped the modeled crown structures in both plots, which led to improved estimates for all crown metrics. The results show empirical evidence that LiDAR fusion can also have a determining role in supporting ecosystem services. For example, detailed 3D mapping of tree crowns can be used to assess the mitigation of rainfall`s kinetic energy by tree crowns concerning soil erosion and sedimentation near habitable zones.

Effect of varied unmanned aerial vehicle laser scanning pulse density on accurately quantifying forest structure

ABSTRACT Airborne laser scanning (ALS) is increasingly used to estimate various forest characteristics. Technological improvements in unmanned aerial vehicles (UAVs) and drone laser scanning (DLS) sensors have permitted the acquisition of high pulse density datasets. There is an assumption that higher pulse densities yield greater accuracies in estimating forest characteristics. In this study, we investigated the effect of pulse density (.25, .5, 1, 5, 10, 50, 100 and 300 pulses m−2) on the ability to delineate individual tree crowns (ITCs) and estimate ITC height and crown horizontal diameter, in addition to plot-level leaf area index (LAI). The current study took place in an experimentally varied Pinus taeda L. forest, which included three stem densities: (i) 618; (ii) 1236; and (iii) 1853 trees per hectare (TPH). ITCs were classified directly from the DLS point cloud for each of the pulse densities. The correct delineation of ITCs relative to field tree-coordinates was relatively consistent (±5%) for pulse densities of 5 to 300 pulses m−2. ITC delineation accuracy decreased with lower pulse densities. Planting stem density did impact ITC delineation accuracy. Higher pulse densities, plots with 618 TPH correctly classified ~88% of ITCs, and plots with the 1853 TPH correctly classified ~50% of ITCs. Estimates of tree height were largely unaffected by changes in tree density. Root mean square error (RMSE) for tree height varied from .5 to 2.5 m at pulse densities of 300 to .25 pulses m−2, respectively. Estimates of crown horizontal diameter varied with regard to both pulse and stem density from 1.2 (300 ppm−2 and 1853 TPH) to 4.2 m (.25 ppm−2 and 618 TPH). RMSE varied among stem densities from .6 to 1.2 m as pulse density decreased. There was significant difference in ITC delineation accuracy, particularly when considering stem density, and the estimates of tree height and crown horizontal diameter among the DLS pulse densities used. The accuracy of predicted LAI was largely unaffected by changes in pulse density, when pulse density was above .5 pulses m−2. There was little or no difference in estimates of LAI at these pulse densities. Our results suggest that low-density DLS data may be capable of estimating plot-level forest metrics reliably in some situations, however once the analysis scale is reduced to the individual-tree-level, the influence of pulse density is more substantial. The results here provide guidance to forest managers who must balance metric estimation accuracy and price when planning new ALS or DLS acquisitions.

Extraction of Forestry Parameters Based on Multi-Platform LiDAR

Quick and accurate acquisition of tree height (TH) and diameter at breast height (DBH) plays a very important role in forestry surveys. These parameters can be collected rapidly and accurately with LiDAR. In this paper, an accurate tree parameters extraction method with combining the use of Unmanned Aerial Vehicle Laser Scanning (UAVLS) to extract TH and Terrestrial Laser Scanning (TLS) to extract DBH was proposed. To verify the applicability of this method, this paper collected LiDAR data in the Laohugou forest area (a natural forest) and Saihanba forest area (an artificial forest), Hebei Province, China. For the extraction of TH, both forest areas had overestimated. The coefficient of determination R <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> of TH in Laohugou forest area was 0.9458 and the root mean square error (RMSE) was 0.7 m, while in Saihanba forest area R <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> was 0.95 and the RMSE was 0.65 m. A method based on point density analysis was proposed to automatically extract DBH. First, the data by TLS was normalized and made four-centimeter slices at 1.3 m. Then, branches, weeds and outliers were eliminated using an improved K-means algorithm. Finally, point density analysis was performed on all sections, and threshold values were set to automatically complete the extraction of DBH. The automatic DBH extraction by this paper proposed method was consistent with the actual measurements, and the mean intersection over union (MIOU) reached 89%. The R <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> of DBH in the Laohugou forest area was 0.9941 and the RMSE was 0.65 cm; the R <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> of DBH in the Saihanba forest area was 0.99 and the RMSE was 0.43 cm. These results confirm that the accurate extraction of DBH in two forest areas with different growth conditions and different tree species.

Individual Tree Structural Parameter Extraction and Volume Table Creation Based on Near-Field LiDAR Data: A Case Study in a Subtropical Planted Forest.

Individual tree structural parameters are vital for precision silviculture in planted forests. This study used near-field LiDAR (light detection and ranging) data (i.e., unmanned aerial vehicle laser scanning (ULS) and ground backpack laser scanning (BLS)) to extract individual tree structural parameters and fit volume models in subtropical planted forests in southeastern China. To do this, firstly, the tree height was acquired from ULS data and the diameter at breast height (DBH) was acquired from BLS data by using individual tree segmentation algorithms. Secondly, point clouds of the complete forest canopy were obtained through the combination of ULS and BLS data. Finally, five tree taper models were fitted using the LiDAR-extracted structural parameters of each tree, and then the optimal taper model was selected. Moreover, standard volume models were used to calculate the stand volume; then, standing timber volume tables were created for dawn redwood and poplar. The extraction of individual tree structural parameters exhibited good performance. The volume model had a good performance in calculating the standing volume for dawn redwood and poplar. Our results demonstrate that near-field LiDAR has a strong capability of extracting tree structural parameters and creating volume tables for subtropical planted forests.

Classification of Typical Tree Species in Laser Point Cloud Based on Deep Learning

We propose the Point Cloud Tree Species Classification Network (PCTSCN) to overcome challenges in classifying tree species from laser data with deep learning methods. The network is mainly composed of two parts: a sampling component in the early stage and a feature extraction component in the later stage. We used geometric sampling to extract regions with local features from the tree contours since these tend to be species-specific. Then we used an improved Farthest Point Sampling method to extract the features from a global perspective. We input the intensity of the tree point cloud as a dimensional feature and spatial information into the neural network and mapped it to higher dimensions for feature extraction. We used the data obtained by Terrestrial Laser Scanning (TLS) and Unmanned Aerial Vehicle Laser Scanning (UAVLS) to conduct tree species classification experiments of white birch and larch. The experimental results showed that in both the TLS and UAVLS datasets, the input tree point cloud density and the highest feature dimensionality of the mapping had an impact on the classification accuracy of the tree species. When the single tree sample obtained by TLS consisted of 1024 points and the highest dimension of the network mapping was 512, the classification accuracy of the trained model reached 96%. For the individual tree samples obtained by UAVLS, which consisted of 2048 points and had the highest dimension of the network mapping of 1024, the classification accuracy of the trained model reached 92%. TLS data tree species classification accuracy of PCTSCN was improved by 2–9% compared with other models using the same point density, amount of data and highest feature dimension. The classification accuracy of tree species obtained by UAVLS was up to 8% higher. We propose PCTSCN to provide a new strategy for the intelligent classification of forest tree species.

Estimation and calibration of stem diameter distribution using UAV laser scanning data: A case study for larch (Larix olgensis) forests in Northeast China

Diameter frequency distributions provide essential information for estimating timber assortment, monitoring carbon stocks, and formulating forest management measures. In this study, we estimated diameter distribution utilizing unmanned aerial vehicle laser scanning (ULS) data by applying three Weibull distribution modeling methods: (1) parameter prediction method (PPM); (2) moment-based parameter recovery method (PRMM); and (3) percentile-based parameter recovery method (PRMP). The variables used in Weibull distribution modeling methods were combined with stand density as response groups to be modeled with ULS metrics. Considering the hierarchical structure of ULS data and the autocorrelation among sub-models, mixed-effects seemingly unrelated regression (SURM) were applied to take into account both spatial and cross-model correlations. The experiments were conducted for 11 sites of larch plantations using leave-one-out cross-validation (LOOCV). The diameter distribution was estimated and calibrated by the observed stand density considering the correlations of sub-models' random-effects. The results demonstrated that applying a relatively small number of plots (1 to 6) and estimated best linear predictor (EBLUP) for local calibration could improve the prediction performance. The optimal results were obtained from PRMM with six calibrated plots, and the average Reynolds error index was 45.30. Furthermore, simulation applications with different pulse densities were applied and suggested that calibration could also improve the estimation performance but brought little improvement on estimation stability, far lesser than the impact of point cloud density. This study provides an improved approach for diameter distribution estimation and benefits for operational forest applications using remote sensing data.

Target-free ULS-TLS point-cloud registration for alpine forest lands

Modern laser scanning techniques have been commonly used for forest land studies. Complementary scanning capabilities can be particularly obtained using unmanned aerial vehicle laser scanning (ULS) and terrestrial laser scanning (TLS) technologies. The registration of the ULS and TLS data can thus lead to more comprehensive data acquisition and information extraction in forest lands. However, this registration process is typically hindered by problems of data density and inconsistency of the scanned forest canopy shape. In this paper, we propose a tree-height registration (TR) method for ULS-TLS point-cloud registration, and apply this method to the alpine forest land of the Shangri-La City of the Northwestern Yunnan Province in China. The tree height points are obtained from a digital surface model (DSM), which contains isosurface points of the forest structures. Rotation and translation matrices are then calculated through singular value decomposition (SVD), and rough registration is completed. Finally, fine registration is achieved through nearest-neighbor iterative SVD. The results show that the proposed method can effectively register ULS and TLS forest data samples, with an average accuracy of 0.43 m. The method has an average running time of less than 21 s through 3m-by-3m window size to search tree height point for registration, and also shows good applicability in forest lands with slopes in the range of 2-18°. Moreover, the best outcomes were obtained for a 3m-by-3m window size.