Type IIB Flux Compactifications Research Articles

Flavor, CP and metaplectic modular symmetries in Type IIB chiral flux vacua

We examine symmetries of chiral four-dimensional vacua of Type IIB flux compactifications with vanishing superpotential W = 0. We find that the N\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{N} $$\\end{document} = 1 supersymmetric MSSM-like and Pati-Salam vacua possess enhanced discrete symmetries in the effective action below the mass scale of stabilized complex structure moduli and dilaton. Furthermore, a generation number of quarks/leptons is small on these vacua where the flavor, CP and metaplectic modular symmetries are described in the framework of eclectic flavor symmetry.

Bounds on tower mass scales in the presence of throats of different warping

In Type IIB flux compactification realizing the metastable de Sitter (dS) vacuum, the uplift potential can be generated by D3‾-branes at the tip of Klebanov-Strassler throat. Then the uplift potential obeys the scaling law with respect to the tower mass scale msc, which can be the Kaluza-Klein (KK) mass scale associated with the throat containing D3‾-branes or the bulk tower mass scales, depending on the warping of the throat. On the other hand, in the presence of another throat of stronger warping, the KK mass scale associated with this throat is lower than msc. Nevertheless, the Higuchi bound and the condition that the tower mass scale is higher than the gravitino mass provide the upper bound on msc determined by the lowest tower mass scale (or gravitino mass). This bound also can be interpreted as the lower bound on the lowest tower mass scale determined by msc. We investigate this bound in detail when the throat containing D3‾-branes is strongly and weakly warped, respectively.

De Sitter vacua — when are ‘subleading corrections’ really subleading?

We consider various string-loop, warping and curvature corrections that are expected to appear in type IIB moduli stabilisation scenarios. It has recently been argued, in the context of strongly-warped LVS de Sitter vacua, that it is impossible to achieve parametric suppression in all of these corrections simultaneously [1]. We investigate corrections in the context of the recently discovered weakly-warped LVS de Sitter vacua, which represent a distinct branch of solutions in type IIB flux compactifications. The weakly-warped solution is supported by small conifold flux numbers MK ≲ 32, but still requires a large flux contribution to the D3-tadpole, now from the bulk. Warping corrections become less problematic, and some corrections even help to reach the weakly-warped regime of parameter space. Other corrections continue to be dangerous and would require numerical coefficients to be computed — and found to be small — in order not to destroy the consistency of the weakly-warped LVS de Sitter solution. We motivate why this may be possible.

Uplift and towers of states in warped throat

We investigate the connection between the distance conjecture and the uplift potential. For this purpose, we consider the concrete model, the warped deformed conifold embedded into Type IIB flux compactifications, with the uplift potential produced by overline{textrm{D}3} -branes at the tip of the throat. Whereas the various mass scales associated with towers of states can be found, it turns out that the lightest tower mass scale satisfies the scaling behavior with respect to the uplift potential, which is meaningful provided the number of overline{textrm{D}3} -branes is nonzero. This indicates that the effective theory becomes invalid in the vanishing limit of the uplift potential by the descent of an infinite tower of states from UV, as predicted in the distance conjecture. Since too large uplift potential is also problematic due to the runaway behavior of the moduli potential as well as the sizeable backreaction of overline{textrm{D}3} -branes, the uplift potential is bounded from both above and below. In the simple model like the KKLT or the large volume scenario in which non-perturbative effect is dominatd by the single term, this bound can be rewritten as the bound on the size of the superpotential.

Mass spectrum of type IIB flux compactifications — comments on AdS vacua and conformal dimensions

In this note we study the mass spectrum of type IIB flux compactifications. We first give a general discussion of the mass matrix for F-term vacua in four-dimensional mathcal{N} = 1 supergravity theories and then specialize to type IIB Calabi-Yau orientifold compactifications in the presence of geometric and non-geometric fluxes. F-term vacua in this setting are in general AdS4 vacua for which we compute the conformal dimensions of operators dual to the scalar fields. For the mirror-dual of the DGKT construction we find that one-loop corrections to the complex-structure moduli space lead to real-valued conformal dimensions — only when ignoring these corrections we recover the integer values previously reported in the literature. For an example of a flux configurations more general than the DGKT mirror we also obtain non-integer conformal dimensions. Furthermore, we argue that stabilizing the axio-dilaton and complex-structure moduli in asymptotic regions of moduli space by fluxes implies that at least one of the corresponding mass eigenvalues diverges.

Engineering small flux superpotentials and mass hierarchies

We study the stabilization of complex structure moduli in Type IIB flux compactifications by using recent general results about the form of the superpotential and Kähler potential near the boundaries of the moduli space. In this process we show how vacua with an exponentially small vacuum superpotential can be realized systematically and understood conceptually within asymptotic Hodge theory. We distinguish two types of vacua realizing such superpotentials that differ by the mass scales of the stabilized moduli. Masses polynomially depending on the moduli arise if the superpotential contains exponential corrections whose existence is required to ensure the non-degeneracy of the moduli space metric. We use the fact that such essential corrections are controlled by asymptotic Hodge theory and have recently been constructed for all one- and two-moduli asymptotic regimes. These insights allow us to obtain new vacua near boundaries in complex structure moduli space that include Seiberg-Witten points. In these examples we find that the scale of the vacuum superpotential can be bounded from below through the exponential of the negative D3-brane tadpole.

Analytics of type IIB flux vacua and their mass spectra

We analyze the tree-level potential of type IIB flux compactifications in warped Calabi-Yau orientifolds, in regions of weak coupling and moderately large complex structure. In this regime, one may approximate the flux-induced superpotential W by a polynomial on the axio-dilaton and complex structure fields, and a significant fraction of vacua corresponds to a quadratic W. In this quadratic case, we argue that vacua fall into three classes, for which one can push the analytic description of their features. In particular, we provide analytic expressions for the vacuum expectation values and flux-induced masses of the axio-dilaton and complex structure fields in a large subclass of vacua, independently of the Calabi-Yau and the number of moduli. We show that supersymmetric vacua always contain flat directions, at least at this level of approximation. Our findings allow to generate vast ensembles of flux vacua in specific Calabi-Yau geometries, as we illustrate in a particular example.

The tadpole conjecture in asymptotic limits

The tadpole conjecture suggests that the complete stabilization of complex structure deformations in Type IIB and F-theory flux compactifications is severely obstructed by the tadpole bound on the fluxes. More precisely, it states that the stabilization of a large number of moduli requires a flux background with a tadpole that scales linearly in the number of stabilized fields. Restricting to the asymptotic regions of the complex structure moduli space, we give the first conceptual argument that explains this linear scaling setting and clarifies why it sets in only for a large number of stabilized moduli. Our approach relies on the use of asymptotic Hodge theory. In particular, we use the fact that in each asymptotic regime an orthogonal sl(2)-block structure emerges that allows us to group fluxes into sl(2)-representations and decouple complex structure directions. We show that the number of stabilized moduli scales with the number of sl(2)-representations supported by fluxes, and that each representation fixes a single modulus. Furthermore, we find that for Calabi-Yau four-folds all but one representation can be identified with representations occurring on two-folds. This allows us to discuss moduli stabilization explicitly and establish the relevant scaling constraints for the tadpole.

Type IIB flux compactifications with h1,1 = 0

We revisit flux compactifications of type IIB string theory on ‘spaces’ dual to rigid Calabi-Yau manifolds. This rather unexplored part of the string landscapes harbors many interesting four-dimensional solutions, namely supersymmetric mathcal{N} = 1 Minkowski vacua without flat direction and infinite families of AdS vacua, some potentially with unrestricted rank for the gauge group. We also comment on the existence of metastable dS solutions in this setup. We discuss how these solutions fit into the web of swampland conjectures.

On the Search for Low W0

AbstractThe magnitude of the vacuum expectation value of the Gukov‐Vafa‐Witten superpotential plays a central role in the phenomenology of type IIB flux compactifications. Recent analytical constructions have shown that perturbatively flat vacua can be used to obtain very low values of . We present systematic algorithms to carry out exhaustive numerical searches for such vacua. We also analyse them in the statistical context, as part of the entire ensemble of type IIB flux vacua at low . Our preliminary analysis indicates that these perturbatively flat vacua are statistically sparse in the whole set of vacua at low as calculated by Denef and Douglas. Two‐moduli examples are used to illustrate these more general findings in specific settings. We find that these simple (two moduli) cases are good examples for existence proofs but they do not feature a large statistical tuning freedom for phenomenological applications.

Fuzzy Dark Matter candidates from string theory

String theory has been claimed to give rise to natural fuzzy dark matter candidates in the form of ultralight axions. In this paper we revisit this claim by a detailed study of how moduli stabilisation affects the masses and decay constants of different axion fields which arise in type IIB flux compactifications. We find that obtaining a considerable contribution to the observed dark matter abundance without tuning the axion initial misalignment angle is not a generic feature of 4D string models since it requires a mild violation of the Sf ≲ MP bound, where S is the instanton action and f the axion decay constant. Our analysis singles out C4-axions, C2-axions and thraxions as the best candidates to realise fuzzy dark matter in string theory. For all these ultralight axions we provide predictions which can be confronted with present and forthcoming observations.

Moduli stabilization in asymptotic flux compactifications

We present a novel strategy to systematically study complex-structure moduli stabilization in Type IIB and F-theory flux compactifications. In particular, we determine vacua in any asymptotic regime of the complex-structure moduli space by exploiting powerful tools of asymptotic Hodge theory. In a leading approximation the moduli dependence of the vacuum conditions are shown to be polynomial with a dependence given by sl(2)-weights of the fluxes. This simple algebraic dependence can be extracted in any asymptotic regime, even though in nearly all asymptotic regimes essential exponential corrections have to be present for consistency. We give a pedagogical introduction to the sl(2)-approximation as well as a detailed step-by-step procedure for constructing the corresponding Hodge star operator. To exemplify the construction, we present a detailed analysis of several Calabi-Yau three- and fourfold examples. For these examples we illustrate that the vacua in the sl(2)-approximation match the vacua obtained with all polynomial and essential exponential corrections rather well, and we determine the behaviour of the tadpole contribution of the fluxes. Finally, we discuss the structure of vacuum loci and their relations to several swampland conjectures. In particular, we comment on the realization of the so-called linear scenario in view of the tadpole conjecture.

Hybrid inflation and waterfall field in string theory from D7-branes

We present an explicit string realisation of a cosmological inflationary scenario we proposed recently within the framework of type IIB flux compactifications in the presence of three magnetised D7-brane stacks. Inflation takes place around a metastable de Sitter vacuum. The inflaton is identified with the volume modulus and has a potential with a very shallow minimum near the maximum. Inflation ends due to the presence of “waterfall” fields that drive the evolution of the Universe from a nearby saddle point towards a global minimum with tuneable vacuum energy describing the present state of our Universe.

Sharpening the boundaries between flux landscape and swampland by tadpole charge

We investigate the vacuum structure of four-dimensional effective theory arising from Type IIB flux compactifications on a mirror of the rigid Calabi-Yau threefold, corresponding to a T-dual of the DeWolfe-Giryavets-Kachru-Taylor model in Type IIA flux compactifications. By analyzing the vacuum structure of this interesting corner of string landscape, it turns out that there exist perturbatively unstable de Sitter (dS) vacua in addition to supersymmetric and non-supersymmetric anti-de Sitter vacua. On the other hand, the stable dS vacua appearing in the low-energy effective action violate the tadpole cancellation condition, indicating a strong correlation between the existence of dS vacua and the flux-induced D3-brane charge (tadpole charge). We also find analytically that the tadpole charge constrained by the tadpole cancellation condition emerges in the scalar potential in a nontrivial way. Thus, the tadpole charge would restrict the existence of stable dS vacua, and this fact underlies the statement of the dS conjecture. Furthermore, our analytical and numerical results exhibit that distributions of mathcal{O}(1) parameters in expressions of several swampland conjectures peak at specific values.

A new de Sitter solution with a weakly warped deformed conifold

We revisit moduli stabilisation for type IIB flux compactifications that include a warped throat region corresponding to a warped deformed conifold, with an anti-D3-brane sitting at its tip. The warping induces a coupling between the conifold’s deformation modulus and the bulk volume modulus in the Kähler potential. Previous works have studied the scalar potential assuming a strong warping such that this coupling term dominates, and found that the anti-D3-brane uplift may destabilise the conifold modulus and/or volume modulus, unless flux numbers within the throat are large, which makes tadpole cancellation a challenge. We explore the regime of parameter space corresponding to a weakly-but-still warped throat, such that the coupling between the conifold and volume moduli is subdominant. We thus discover a new metastable de Sitter solution within the four-dimensional effective field theory. We discuss the position of this de Sitter vacuum in the string theory landscape and swampland.

Moduli stabilisation and the statistics of axion physics in the landscape

String theory realisations of the QCD axion are often said to belong to the anthropic window where the decay constant is around the GUT scale and the initial misalignment angle has to be tuned close to zero. In this paper we revisit this statement by studying the statistics of axion physics in the string landscape. We take moduli stabilisation properly into account since the stabilisation of the saxions is crucial to determine the physical properties of the corresponding axionic partners. We focus on the model-independent case of closed string axions in type IIB flux compactifications and find that their decay constants and mass spectrum feature a logarithmic, instead of a power-law, distribution. In the regime where the effective field theory is under control, most of these closed string axions are ultra-light axion-like particles, while axions associated to blow-up modes can naturally play the role of the QCD axion. Hence, the number of type IIB flux vacua with a closed string QCD axion with an intermediate scale decay constant and a natural value of the misalignment angle is only logarithmically suppressed. In a recent paper we found that this correlates also with a logarithmic distribution of the supersymmetry breaking scale, providing the intriguing indication that most, if not all, of the phenomenologically interesting quantities in the string landscape might feature a logarithmic distribution.

Small flux superpotential in F-theory compactifications

We investigate whether a class of models describing F-theory compactifications admits a specific type of flux vacua with an exponentially small vacuum expectation value of the superpotential, by generalizing a method recently developed in type IIB flux compactifications. First we clarify that a restricted choice of ${G}_{4}$-flux components reduces a general flux superpotential into a simple form, which promotes the existence of supersymmetric vacua with one flat direction at the perturbative level. Then we utilize the techniques of mirror symmetry to determine one-instanton corrections to the potential and investigate in detail the vacuum solutions of a particular model.

Dilaton stabilization in KKLT revisited

We study the condition for the dilaton stabilization in Type IIB flux compactifications consistent with the KKLT scenario. Since the Gukov-Vafa-Witten superpotential depends linearly on the dilaton, the dilaton mass squared is given by a sum of the gravitino mass squared and additional terms determined by the complex structure moduli stabilization. If the dilaton mass is not much enhanced from the gravitino mass, the mass mixing with the Kähler modulus in the presence of the non-perturbative effect generates the saddle point at the supersymmetric field values, hence the potential becomes unstable. When the complex structure moduli other than the conifold modulus are neglected, the saddle point problem arises over the controllable parameter space. We also point out that the dilaton stabilization condition is equivalent to the condition on the NS 3-form fluxes, |H(1,2)|>|H(0,3)|.

Towards a complete mass spectrum of type-IIB flux vacua at large complex structure

The large number of moduli fields arising in a generic string theory compactification makes a complete computation of the low energy effective theory infeasible. A common strategy to solve this problem is to consider Calabi-Yau manifolds with discrete symmetries, which effectively reduce the number of moduli and make the computation of the truncated Effective Field Theory possible. In this approach, however, the couplings (e.g., the masses) of the truncated fields are left undetermined. In the present paper we discuss the tree-level mass spectrum of type-IIB flux compactifications at Large Complex Structure, focusing on models with a reduced one-dimensional complex structure sector. We compute the tree-level spectrum for the dilaton and complex structure moduli, including the truncated fields, which can be expressed entirely in terms of the known couplings of the reduced theory. We show that the masses of this set of fields are naturally heavy at vacua consistent with the KKLT construction, and we discuss other phenomenologically interesting scenarios where the spectrum involves fields much lighter than the gravitino. We also derive the probability distribution for the masses on the ensemble of flux vacua, and show that it exhibits universal features independent of the details of the compactification. We check our results on a large sample of flux vacua constructed in an orientifold of the Calabi-Yau {mathbbm{W}mathrm{mathbb{P}}}_{left[1,1,1,1,4right]}^4 . Finally, we also discuss the conditions under which the spectrum derived here could arise in more general compactifications.

Inflation near a metastable de Sitter vacuum from moduli stabilisation

We study the cosmological properties of a metastable de Sitter vacuum obtained recently in the framework of type IIB flux compactifications in the presence of three D7-brane stacks, based on perturbative quantum corrections at both world-sheet and string loop level that are dominant at large volume and weak coupling. In the simplest case, the model has one effective parameter controlling the shape of the potential of the inflaton which is identified with the volume modulus. The model provides a phenomenological successful small-field inflation for a value of the parameter that makes the minimum very shallow and near the maximum. The horizon exit is close to the inflection point while most of the required e-folds of the Universe expansion are generated near the minimum, with a prediction for the ratio of tensor-to-scalar primordial fluctuations rsimeq 4times 10^{-4}. Despite its shallowness, the minimum turns out to be practically stable. We show that it can decay only through the Hawking–Moss instanton leading to an extremely long decay rate. Obviously, in order to end inflation and obtain a realistic model, new low-energy physics is needed around the minimum, at intermediate energy scales of order 10^{12} GeV. An attractive possibility is by introducing a “waterfall” field within the framework of hybrid inflation.