Dual-function radar and communications (DFRC) systems based on multiple-input multiple-output (MIMO) arrays have received considerable attention in recent years due to their excellent ability to alleviate spectrum congestion. The MIMO DFRC systems enable high-resolution detection of multiple targets while communicating with multiple users simultaneously. However, MIMO arrays require numerous radio frequency (RF) units and suffer a strong mutual coupling among antennas, resulting in significant system overhead and performance degradation, respectively. In light of this, this paper investigates the joint optimization of transmit precoding and antenna selection for MIMO DFRC systems, aiming to improve the angular ambiguity function with a guaranteed communication quality of service (QoS) using a small number of antennas. To address the resultant non-convex optimization problem, both the indirect and direct precoding methods are proposed. In the former, the waveform covariance and antenna selection vector are first jointly optimized via a promoted sparsity along the covariance diagonal, followed by the precoding matrix indirectly derived from the optimal covariance. In the latter, the precoding matrix is directly optimized via an imposed group sparsity under the communication QoS and power constraints. Simulation results demonstrate that the proposed sparse MIMO DFRC system with fewer active antennas can achieve comparable dual-functional performance to that of the full array system.
Read full abstract