Shear Strength Of Unsaturated Soils Research Articles

Stability Analysis of Three-Dimensional Tunnel Face Considering Linear and Nonlinear Strength in Unsaturated Soil

The shear strength of unsaturated soils exhibits significant nonlinearity, while previous studies often simplified it with linear strength models. The objective of this paper is to investigate the distinctions in the stability of three-dimensional (3D) tunnel faces when using linear and nonlinear strength models. A new 3D rotational failure mechanism and an extended form of the Mohr–Coulomb (M-C) failure criterion were integrated into the kinematically limited analysis (KLA) framework to describe the failure characteristics of tunnel faces. Subsequently, the factor of safety (FS) of the 3D tunnel faces was calculated using the strength reduction method (SRM). In the discussion section, the impacts of nonlinear shear strength, matric suction in the unsaturated soils, and the 3D geometric parameters of the tunnel on the stability of the tunnel face were analyzed. The outcomes indicate that, in unsaturated soil conditions, diverse nonlinear strength calculation models and soil types exert disparate influences on the FS of 3D tunnel faces. The main novelty of this study lies in establishing an effective method for assessing the stability of tunnel faces in unsaturated soils.

Analytical Modeling of Unsaturated Soil Shear Strength during Water Infiltration for Different Initial Void Ratios

Unsaturated soil mechanics, when applied to determine the soil shear strength, are crucial for accurately evaluating the safety of geotechnical structures affected by seasonal moisture variations. Over the past decades, multiple models have been formulated to predict the behavior of unsaturated soils in terms of water flow and shear strength individually. Building upon these foundational studies, this research introduces a model that couples an analytical solution for one-dimensional water infiltration with an unsaturated shear strength model. This model further incorporates the impact of void ratio fluctuations on soil properties and state variables related to shear strength. A parametric analysis is conducted to evaluate the effects of the initial void ratio on a representative soil profile during a water infiltration event. The model presented in this paper integrates various concepts from the field of unsaturated soil mechanics and is applicable to any homogeneous soil where expansion/collapse effects are negligible. It demonstrates how shear strength might be underestimated when using a saturated soil approach. Conversely, it may also lead to an overestimation of safety conditions if the soil approaches a saturated or dry state. The proposed model offers a more accurate prediction of unsaturated soil shear strength. It is useful for determining transient safety factors in geotechnical structures. Furthermore, when combined with field-installed instrument monitoring, this model contributes significantly to the functionality, safety, cost-effectiveness, and sustainability of geotechnical structures and projects.

Shear strength model of unsaturated frozen soil based on soil freezing characteristic and soil water characteristic

The strength characteristics of unsaturated soil after freezing significantly influence the safety of engineering construction in frozen soil regions. In this study, the soil freezing characteristic curve (SFCC) and soil water characteristic curve (SWCC) of unsaturated lean clay were tested. Based on the similarity between SFCC and SWCC, the unfrozen water content of SFCC was used to replace the water content of the SWCC to obtain the expression for soil suction under different negative temperatures. A shear strength model of unsaturated frozen soil was established. According to unsaturated triaxial tests under different conditions, the effectiveness of the established unsaturated soil shear strength model was verified. The test results show that in the rapid freezing stage of the SFCC, the volumetric unfrozen water content with an initial matrix suction of 57 kPa exhibited the largest rate of change. The stress-strain curve of soil at positive temperature is strain hardening type, and that at negative temperature presents different types under the influence of temperature, initial matrix suction and confining pressure. The effective cohesion and internal friction angle of soil varied significantly under the influence of temperature and initial matrix suction. When the initial matrix suction was constant, the unsaturated shear strength of the soil increased nonlinearly with a decrease in temperature. When the temperature was ≥−5 °C, the shear strength increased with an increase in initial matrix suction, but decreased when the temperature was ≤−5 °C. The model fitting results were consistent with the measured results of the unsaturated triaxial test, which verifies the validity of the model. This research can provide a reference for studying the mechanical characteristics of unsaturated frozen soil under negative temperature.

Experimental and modeling study of shear strength of unsaturated fine-grained soils with bi-modal water-retention characteristics

The mechanical behavior and strength characteristics of unsaturated fine-grained soils with dual-porosity are of crucial importance in geotechnical designs. Nanyang fine-grained soils have been selected as typical dual-porosity structure soils to perform experimental tests under a wide range of suction and different initial densities while studying its stress-strain-strength properties constitute the main scope of this study. Axial translation and vapor equilibrium techniques are jointly employed to apply a wide suction range. Our data suggest that soil behavior transits from strain-hardening with shear-induced contraction to strain-softening with shear-induced dilation as suction and density increase. By exploiting a bi-modal soil–water retention curve (SWRC) explicitly separating capillarity and adsorption mechanisms, the shear strength is allowed to be analyzed in the capillary suction stress-shear stress space. The strength envelop exhibits bi-linear characteristics. Based on these findings, we propose a bi-linear shear strength criterion specifically for dual-porosity fine-grained soils. We utilize the obtained test data to evaluate existing strength criteria based on effective stress and dual stress variables that consider the bi-modal SWRC characteristics. The comparison indicates that the proposed bi-linear shear strength criterion can more reasonably represent the variation of shear strength under a wide range of suction for unsaturated dual-porosity fine-grained soils.

Effect of matrix suction on the shear strength characteristics of reinforced granite residual soil

Introduction: The soil in geogrid-reinforced structures is typically unsaturated, with the shear strength provided by both the matrix suction and the reinforced body. Traditional structural designs for saturated soils only consider the shear strength provided by the reinforced body, neglecting the part provided by matrix suction. As a result, the design for reinforced structures is biased toward conservatism.Method: The study examined the matrix suction-provided shear strength in reinforced soils through strain-controlled triaxial and soil-water characteristic curve (SWCC) pressure plate instrumentation. The feasibility of the Schrefler and Khalili unsaturated soil shear strength formulas for predicting shear strength based on matrix suction forces was verified.Results: The study revealed that the cohesion of saturated reinforced soil exhibits a significant decrease in contrast with unsaturated reinforced soil, with matrix suction serving as a crucial consideration for reinforced structure design.Discussion: The experimental results confirm the suitability of applying the quasi-cohesion increment theory to reinforced clays. The Khalili formula can be utilized to predict the quasi cohesion of unsaturated reinforced soils with greater accuracy under diverse dry density conditions. The results obtained using post-shear moisture content were closer to the measured values than those using initial moisture content.

Safety assessment of slope on in-service dump under severe dry–wet cycles at high-altitude

This study aimed to evaluate the safety of dump slopes in high-altitude areas subjected to severe dry–wet cycles. The slope of No. 1 and No. 2 in-service dumps in limestone mining areas for cement in high-altitude mining areas is taken as the research object. The unsaturated soil shear strength and matrix suction distribution equations were imported based on the unsaturated–saturated seepage theory. Therefore, the evolution characteristics of the unsaturated–saturated seepage field in the dump are analyzed by numerical calculation, and the safety state of the dump slope is evaluated. The results indicated the following rules: under the action of four dry–wet cycles, the surface soil of the dump slope changes from an unsaturated state to a saturated state. Furthermore, with the increase in the times of the dry–wet cycle, the maximum vertical displacement of the No. 1 and No. 2 dump slopes increased. The numerical calculations of the maximum cumulative vertical displacement of the slope were consistent with the actual monitoring data. The factor of safety of the dump slope decreased continuously with the increase in the times of dry–wet cycles. Nevertheless, it still met the safety and stability standards. It was concluded that the slope of the in-service dump remains stable after enduring four severe cycles of dry–wet.

Evaluation of the Performance of the Horizontal Drain in Drainage of the Infiltrated Water from Slope Soil under Rainfall Conditions

It is known that rainwater infiltration is crucial for rainfall-induced slope failure because the infiltrated water can significantly weaken the shear strength of unsaturated soil. Horizontal drains are commonly used to provide appropriate drainage for the rainwater that percolates out of a slope. However, the effects of the length and location of the subsoil pipe on the performance of horizontal drains have not been extensively investigated. In this paper, a parametric analysis by using a numerical model was adopted to investigate the distribution of pore-water pressure in a slope. The results reveal that an inclination angle of 10–15 degrees and strategic placement at the slope toe and mid-slope provide optimal drainage performance, as compared to the effect of pipe length. Multi-layers of horizontal drain (based on 10 m length) are recommended for slopes with a height of more than 15 m.

The Mechanical Characterization of Pyroclastic Deposits for Landslide Early Warning Systems

Broad mountainous areas in the western Campania (southern Italy), where young pyroclastic deposits extensively outcrop, frequently experience rainfall-induced slope movements of different degrees of mobility, causing heavy damage and fatalities. Such landslides cannot be easily mitigated, and the implementation of physically based early warning systems is still not able to predict the post-failure evolution of slope movements and the exposed areas at risk. This paper is devoted to overcoming this limit. To this end, the mechanical characterization of pyroclastic soil, carried out through an extensive laboratory testing program, is presented and compared with those of two other ashy soils of different depositional mechanisms. The results show that the depositional mode influences soil properties; to begin with, it affects the unsaturated shear strength, whose intercept of cohesion is up to 5 kPa higher in ashes of flow deposition than in airfall ash deposits. The saturated undrained soil response allowed for the identification of different levels of susceptibility to the liquefaction of pyroclastic deposits, which is one of the main factors governing the post-failure evolution of landslides. Gathering all the acquired information, including saturated and unsaturated soil shear strength, permeability function, and water retention curves, into a soil database, it was possible to present all data under a unitary framework. Finally, the implementation of the proposed flowchart for a simplified assessment of post-failure evolution to be employed in regional early warning systems can enhance our knowledge of the areas at risk.

Temperature effect on the stability of 3D reinforced slopes under unsaturated flow conditions

Slopes are increasingly exposed to elevated temperatures owing to extreme climates or human activities, such as droughts, heat waves, and shallow geothermal technologies. This phenomenon has worsened with global warming. However, the influence of temperature changes on slope stability has not been fully investigated from the perspective of safety. This study introduces an analytical framework for calculating the safety of three-dimensional reinforced slopes which considers the effects of temperature changes and different unsaturated flow conditions. With temperatures ranging from 10 °C to 40 °C, the matric suction of unsaturated soil is thermally sensitive, which causes change in the shear strength of unsaturated soil. To incorporate the temperature effect into the reinforced slope stability assessment, the temperature dependence of the apparent cohesion of unsaturated soil was quantified using a temperature-related effective stress model and soil–water characteristic curves. Thus, the safety factors and reinforcement strength of the slopes were deduced based on the upper-bound theorem of limit analysis. For validation, the proposed method was compared to two previously reported analytical methods, and its effectiveness was further verified through numerical simulations. Finally, the temperature effect was fully investigated and discussed by performing a series of parametric analyses, and suggestions were provided for practical engineering reference.

Erratum for “NMR-Based Measurement of AWRC and Prediction of Shear Strength of Unsaturated Soils”

Erratum for “NMR-Based Measurement of AWRC and Prediction of Shear Strength of Unsaturated Soils”

Stability Analysis of Partially Saturated Soil Slope by Random Limit Equilibrium Method

Disregarding soil suction in computing the shear strength of unsaturated soils is widely used practice above the water table where the pore pressure is negative. Stability analysis was conducted using Rocscience Slide 2 software to evaluate matric suction contribution to the shear strength of the unsaturated soil in a slope in Hong Kong. The stability analysis resulted in a critical deterministic factor of safety for fully saturated soil and 1.2 when the matric suction is considered. Uncertainty in shear strength properties is considered by conducting multi scenarios probabilistic analysis. Lognormal distribution was assigned to the soil properties. The distribution was sampled 1000 times using Latin Hypercube method. A new sample was used to determine the safety factor in each simulation. Probability of failure (PF), mean safety factor (FSmean) and reliability index (RI) were determined in each scenario. It was shown that the most realistic results are obtained when cross correlation factors and correlation length (θ) are involved in the scenario. The study indicates that PF and RI are sensitive to a change in the correlation length less than 25 and less significant change beyond 25 m. The FSmean did not show noticeable fluctuation with the variation of correlation lengths.

Validation, Reliability, and Performance of Shear Strength Models for Unsaturated Soils

Soil shear strength is the most fundamental property when designing structures in the ground and should be carefully assessed and understood. Several empirical models were introduced to predict the shear strength of unsaturated soils. However, there is uncertainty regarding the applicability and sensitivity of these prediction models. This paper presents a comprehensive verification study to assess the reliability and validity of the existing theoretical models. The results obtained from the prediction models are compared to measured data using thirty experimental data sets. A performance classification program is also conducted to assess the suitability of the analytical models for different soil types as well as over a wide range of matric suctions, saturation degrees, soil densities, soil plasticity, and clay activity. The impact of each single parameter is clarified by the microstructure studies, which also provides insight into the mechanics of unsaturated soils. The results indicated that the applicability of models is more appropriate for sandy soils rather than for clayey ones. The performance of shear strength models tends to decrease with an increase in matric suction, initial density, plasticity index, and clay activity. It is, therefore, recommended that the shear strength estimation models should be carefully selected depending on the soil type and properties. Besides, the analysed results pointed out that the choice to assume the factor chi in the equation of Bishop equals the saturation degree is only suitable for medium-dense soils with low matric suction. This assumption is particularly not effective for clayey soils, or dense soils with high matric suction.

Numerical Modelling for effect of rainfall on unsaturated soil slopes

Expansive soils are predominant in many parts of the world. Expansive soil treated as problematic soils, as economic and design a safe slope on expansive soils is major challenge for civil engineers. Expansive soils were compacted under unsaturated condition, in various construction projects. Major failures reported in many countries around the world are due to swell shrinkage characteristics causing unstable slopes. Fills and compacted soils have an inherent suction when they are first compacted. The suction is the most important factor which affects the shear strength of unsaturated soil. variation of suction in unsaturated soil is an important factor considered for solving issues like slope stability and bearing capacity failure in unsaturated soil. Rainwater infiltration are major triggering factor for failureof expansive soil slopes. The strength of unsaturated soil changes with water evaporation and infiltration. Due to infiltration of rainwater into the soil a significant change in the pore water takes place. Hence, this fluctuation in pore water pressure responsible for the distinct mechanical behavior of unsaturated soil under different Geotechnical problems.A numerical modeling was done with Plaxis LE software, considering parameters of unsaturated soil. As the changes in pore-water pressure and moisture content are a function of the flow of moisture through the soil-atmosphere boundary.The effect of soil type, rainfall intensity, location of ground water table, permeability functionsareconsidered to reproduce the soil-atmosphere interaction. Obtain results illustrates the combine effect of suction and increase of saturation due to rainfall on slopes. It was observed that rainfall increase the induced matric suction and increase the positive pore water pressure finally results in slope failures.

Anchor conditions for estimated unsaturated shear strength functions

Since the mid-1990s, several empirical unsaturated shear strength equations have been proposed for use in geotechnical engineering practice. Most of the equations have been based on information associated with the measured drying soil-water characteristic curve (SWCC) in combination with the effective shear strength parameters of the saturated soil. There have been few studies, however, undertaken on verifying and comparing the suitability of the proposed unsaturated shear strength equations. This study involves consideration of a wide range of possible drying SWCCs plotted as a relationship between the degree of saturation and suction (saturation soil-water characteristic curve ( S-SWCC)). The study forms the basis for comparing five methodologies that have been proposed for the estimation of the shear strength of unsaturated soils. The SWCCs are defined by the fitting parameters for the Fredlund and Xing (1994) sigmoidal equation. This study supports the use of unsaturated soil shear strength empirical estimation methods using the S-SWCC anchor points of air-entry value and residual suction of the soil.

Mechanisms and Modeling Methods of Strain-Softening Behavior of Unsaturated Soils

Studies about the strain-softening behavior of unsaturated soils published in the literature during the past three decades are summarized under three categories; namely: (i) mechanical characteristics and micromechanisms, (ii) prediction models for shear strength, and (iii) numerical methods for modeling strain-softening behavior of unsaturated soils. In addition, the influence of the soil–water characteristic curve and time effects on the strain-softening behavior of unsaturated soils are discussed. Various experimental studies related to the strain-softening behavior of unsaturated soils are summarized to interpret the mechanical behavior characteristics and micromechanisms of the strain-softening under large shear deformation. The widely used empirical/semi-empirical prediction models from the literature for interpreting the peak, critical, and residual shear strength of unsaturated soils are comprehensively summarized considering the influence of soil fabric and water phase on the shear strength. Several numerical methods (i.e., conventional plasticity, bounding surface plasticity, disturbed state concept, and elasto-viscoplasticity) of modeling the strain-softening behavior of unsaturated soils are discussed, highlighting their strengths and limitations. The comprehensive details summarized in this paper related to the strain-softening behavior is valuable for the rational analysis and design of geostructures in unsaturated soils that undergo large shear deformation.

Laboratory Study on Entire Range Suction Measurement and Microstructure Change of Granite Residual Soil

The shear strength of unsaturated granite residual soil (GRS) will decline rapidly when moisture content increases, because of loss of matric suction in the soil. This can lead to slope instability and embankment collapse during rainfall. Determining the matric suction of GRS accurately at different conditions can improve the accuracy of stability analysis. Generally, matric suction can be characterized as the soil–water characteristic curve (SWCC), and it is closely related to soil microstructure. In this study, the entire range of matric suction was measured using a combination of pressure plate method, filter paper method, and vapor equilibrium method. Microstructure change was investigated based on mercury intrusion porosimeter tests, in which the pore size distribution (PSD) curves of GRS samples with different initial densities and moisture content were measured. The PSDs of samples before and after wetting were also measured and compared to investigate the influence of water intrusion. Test results indicate that the combination of measurement methods can cover the entire matric suction range. The microstructure of GRS with different initial conditions presents a clear bimodal PSD. At the same density, the increase in initial moisture content can increase intra-aggregate pores and decrease inter-aggregate pores. When initial density increases, only the volume of inter-aggregate pores decreases. Wetting can decrease inter-aggregate pores and increase intra-aggregate pores. Finally, the Li model is applied in SWCC fitting for tested samples, the result of which performs well with a high correlation coefficient (R2 > 0.95) and is recommended for GRS analysis.

Modified Equation of Shear Strength with Respect to Saturation

Unsaturated soil shear strength is a significant topic in geotechnical engineering. The measurement of unsaturated soil properties such as shear strength and matric suction could be costly, hard, time-consuming, and often impractical to obtain. The purpose of this research is to propose a new shear strength model for unsaturated soil and to predict the shear strength by using the degree of saturation directly because the water saturation is easy to obtain. More specifically, this study focused on Bishop’s shear strength theory and van Genuchten’s soil–water characteristic curve to describe the effect of saturation on shear strength. The new shear strength model was expressed as a function of saturation degree, residual degree of saturation, effective shear strength indices, net normal stress, and five parameters. The performance of the presented model in this paper was verified by fitting it to data obtained by laboratory tests on silty sand including the triaxial shear test and soil–water characteristic curve test. From these two laboratory tests, we obtained the variation in the matric suction and shear strength with the degree of saturation under various dry densities. This proposed model was also validated against the shear strength results of the clayed-silty sand and Ankara clay recorded in the literature. Comparing the result of the shear strength under the variation of one parameter, this model was much more sensitive regarding parameter m, which was related to the material characteristic. The comparison between the predicted values and experimental points was particularly fine and showed the ability of this model to be applied to a wide range of soils.

The Effect of Moisture Content at Compaction and Grain Size Distribution on the Shear Strength of Unsaturated Soils

The soil moisture content at shearing and other factors, including dry density and grain size, influence its shear strength. This study investigated the effect of moisture content at compaction and grain size distribution on the unsaturated soil shear strength. Triaxial compression tests were performed in the laboratory using the modified triaxial apparatus on silica sands No. 3 and 6 without fines and with 20% fines to explore the unsaturated soil shear strength characteristics. Test samples were compacted and sheared at various combinations of the soil’s optimum and residual moisture content. The analysis of the triaxial compression test results shows that moisture content at compaction and the grain size distribution influence the unsaturated soil shear strength. The test samples compacted at optimum moisture content showed higher peak shear strength when sheared at residual moisture content. Further, test results show that the test samples of soil without fines, when compacted at residual moisture content, show higher peak shear strength at optimum moisture content. The finding of this study endorses considering the moisture content at compaction for the geotechnical design of structures while predicting the soil shear strength.

A simplified approach to estimating the evolution of residual shear strength of unsaturated soils with suction

Several researchers have investigated the effect of suction and partial saturation on the angle of residual shear strength. Most of these investigations involve the adoption and application of a method of controlling suction on the ring shear apparatus and performing ring shear tests on the same soil for various values of suction. Methods adopted include both the axis translation technique for control of suction over the range 50-1500 kPa and the saturated salt solutions method for control of suction in the range of several MPa. The general picture from these investigations is that the residual shear strength failure envelope remains linear but corresponding to higher values of the angle of residual shearing resistance for constant suction; this value increasing with increasing suction. The paper presents an attempt to normalise values of measured angle of residual shearing resistance for various suction values with the angle of residual shear strength of the corresponding fully saturated soil. This normalisation verified the linear increase of the ratio tanφres(s)/tanφres(s=0)with suction. This linear increase allows for estimation of the evolution of tanφres(s)with suction if φres(s)for one specific suction can be measured. This observation led to the measurement of tanφres(s)of clayey soils in conventional ring shear apparatus without suction control, simply by removing water from the shear box while shearing continues and measuring shear strength until its stabilisation, taking place after the specimen in the shear box came to equilibrium with prevailing laboratory atmospheric conditions. Using the chilled mirror hygrometer to measure equilibrium suction after ring shear completion indicated that equilibrium suction due to laboratory atmospheric conditions is practically constant over the time needed for a single test on one soil. This observation along with the previous observation on the linear increase of the ratio tanφres(s)/tanφres(s=0)with suction, makes valid the estimation of evolution of residual shear strength of unsaturated soils with suction using only a conventional ring shear apparatus and a chilled mirror hygrometer. The paper concludes by outlining the approach, presenting measurements and a relation obtained between tanφres(s)/tanφres(s=0), suction and liquid limit.

Influence of degree of saturation on the dynamic soil properties of a sandy soil

It is commonly assumed that the fully-saturated scenario represents the critical shear strength condition for geotechnical structure design; nevertheless, this is not the case when the dynamic shear strength of unsaturated soil is considered, because the water content affects the transfer of seismic waves through the porous medium and into a structure. It is important to better understand this behavior so the soil response during an earthquake could be established to prevent damage or failure of the structure. A series of cyclic triaxial tests with controlled matric suction was conducted to determine the principal dynamic parameters for a sandy soil for different degrees of saturation. Finally, to assess the influence of soil saturation on the dynamic soil properties of a sandy soil, a dynamic lateral load pile design was performed using Reese’s p-y curve method, and the parameter obtained from the laboratory testing were used to backcalculate the seismic coefficients used for structural design. Structural designs of laterally loaded piles considering different soil degrees of saturation demonstrated that the saturated soil condition while subjected to a dynamic condition does not represent the critical load case for seismic analysis.