Semilocal Density Functional Approximations Research Articles

Geometric and electronic structures of Cs2BB′X6 double perovskites: The importance of exact exchange

A widely adopted computational protocol in contemporary materials research is to first relax materials' geometries using semilocal density functional approximations (DFA), and then determining their electronic band structures using the more expensive hybrid functionals. This procedure often works well, as the popular semilocal DFAs, such as the Perdew-Burke-Ernzerhof (PBE) generalized gradient approximation, yield rather good geometries for a wide range of materials. However, here we show that, for some of the lead-free halide double perovskites (HDPs) Cs2BB′X6 (B=Ag+, Na+; B′=In3+, Bi3+; X=Cl−, Br−), the validity of this common practice is questionable. We find that, for these HDPs, the geometrical structures, in particular, the B(B′)−X bond lengths predicted by PBE show large deviations from the experimental values. Additionally, the band gaps of some of these materials (specifically, the In-based HDPs) are sensitive to the B(B′)−X bond lengths. As a consequence, the band gaps obtained using the hybrid functionals (such as the Heyd-Scuseria-Ernzerhof functional) based on the PBE geometries can still be quite off, in particular, for HDPs with B′=In3+. The situation is significantly improved by using hybrid functionals with tuned portion of exact exchange, based on the geometries determined consistently under the same level of theory. The successes and failures of several popular exchange-correlation (XC) functionals are traced back to the so-called delocalization error, and can be quantitatively analyzed and understood via a three-atom linear-chain B−X−B′ molecular model. Finally, our findings provide a practical guide for choosing appropriate XC functionals for describing HDPs and point to a promising path for band structure engineering via doping and alloying. Published by the American Physical Society 2024

Efficient all-electron hybrid density functionals for atomistic simulations beyond 10 000 atoms.

Hybrid density functional approximations (DFAs) offer compelling accuracy for abinitio electronic-structure simulations of molecules, nanosystems, and bulk materials, addressing some deficiencies of computationally cheaper, frequently used semilocal DFAs. However, the computational bottleneck of hybrid DFAs is the evaluation of the non-local exact exchange contribution, which is the limiting factor for the application of the method for large-scale simulations. In this work, we present a drastically optimized resolution-of-identity-based real-space implementation of the exact exchange evaluation for both non-periodic and periodic boundary conditions in the all-electron code FHI-aims, targeting high-performance central processing unit (CPU) compute clusters. The introduction of several new refined message passing interface (MPI) parallelization layers and shared memory arrays according to the MPI-3 standard were the key components of the optimization. We demonstrate significant improvements of memory and performance efficiency, scalability, and workload distribution, extending the reach of hybrid DFAs to simulation sizes beyond ten thousand atoms. In addition, we also compare the runtime performance of the PBE, HSE06, and PBE0 functionals. As a necessary byproduct of this work, other code parts in FHI-aims have been optimized as well, e.g., the computation of the Hartree potential and the evaluation of the force and stress components. We benchmark the performance and scaling of the hybrid DFA-based simulations for a broad range of chemical systems, including hybrid organic-inorganic perovskites, organic crystals, and ice crystals with up to 30 576 atoms (101 920 electrons described by 244 608 basis functions).

The rise and fall of stretched bond errors: Extending the analysis of Perdew-Zunger self-interaction corrections of reaction barrier heights beyond the LSDA.

Incorporating self-interaction corrections (SIC) significantly improves chemical reaction barrier height predictions made using density functional theory methods. We present a detailed orbital-by-orbital analysis of these corrections for three semi-local density functional approximations (DFAs) situated on the three lowest rungs of Jacob's ladder of approximations. The analysis is based on Fermi-Löwdin Orbital Self-Interaction Correction (FLOSIC) calculations performed at several steps along the reaction pathway from the reactants (R) to the transition state (TS) to the products (P) for four representative reactions selected from the BH76 benchmark set. For all three functionals, the major contribution to self-interaction corrections of the barrier heights can be traced to stretched bond orbitals that develop near the TS configuration. The magnitude of the ratio of the self-exchange-correlation energy to the self-Hartree energy (XC/H) for a given orbital is introduced as an indicator of one-electron self-interaction error. XC/H = 1.0 implies that an orbital's self-exchange-correlation energy exactly cancels its self-Hartree energy and that the orbital, therefore, makes no contribution to the SIC in the FLOSIC scheme. For the practical DFAs studied here, XC/H spans a range of values. The largest values are obtained for stretched or strongly lobed orbitals. We show that significant differences in XC/H for corresponding orbitals in the R, TS, and P configurations can be used to identify the major contributors to the SIC of barrier heights and reaction energies. Based on such comparisons, we suggest that barrier height predictions made using the strongly constrained and appropriately normed meta-generalized gradient approximation may have attained the best accuracy possible for a semi-local functional using the Perdew-Zunger SIC approach.

Self-interaction corrected SCAN functional for molecules and solids in the numeric atom-center orbital framework.

Semilocal density-functional approximations (DFAs), including the state-of-the-art SCAN functional, are plagued by the self-interaction error (SIE). While this error is explicitly defined only for one-electron systems, it has inspired the self-interaction correction method proposed by Perdew and Zunger (PZ-SIC), which has shown promise in mitigating the many-electron SIE. However, the PZ-SIC method is known for its significant numerical instability. In this study, we introduce a novel constraint that facilitates self-consistent localization of the SIC orbitals in the spirit of Edmiston-Ruedenberg orbitals [Rev. Mod. Phys. 35, 457 (1963)]. Our practical implementation within the all-electron numeric atom-centered orbitals code FHI-aims guarantees efficient and stable convergence of the self-consistent PZ-SIC equations for both molecules and solids. We further demonstrate that our PZ-SIC approach effectively mitigates the SIE in the meta-generalized gradient approximation SCAN functional, significantly improving the accuracy for ionization potentials, charge-transfer energies, and bandgaps for a diverse selection of molecules and solids. However, our PZ-SIC method does have its limitations. It cannot improve the already accurate SCAN results for properties such as cohesive energies, lattice constants, and bulk modulus in our test sets. This highlights the need for new-generation DFAs with more comprehensive applicability.

Comparative Density Functional Theory Study of Magnetic Exchange Couplings in Dinuclear Transition-Metal Complexes.

Multicenter transition-metal complexes (MCTMs) with magnetically interacting ions have been proposed as components for information-processing devices and storage units. For any practical application of MCTMs as magnetic units, it is crucial to characterize their magnetic behavior, and in particular, the isotropic magnetic exchange coupling, J, between its magnetic centers. Due to the large size of typical MCTMs, density functional theory is the only practical electronic structure method for evaluating the J coupling. Here, we assess the accuracy of different density functional approximations for predicting the magnetic couplings of eight dinuclear transition-metal complexes, including five dimanganese, two dicopper, and one divanadium with known reliable experimental J couplings spanning from ferromagnetic to strong antiferromagnetic. The density functionals considered include global hybrid functionals which mix semilocal density functional approximations and exact exchange with a fixed admixing parameter, six local hybrid functionals where the admixing parameters are extended to be spatially dependent, the SCAN and r2SCAN meta-generalized gradient approximations (GGAs), and two widely used GGAs. We found that global hybrids tested in this work have a tendency to over-correct the error in magnetic coupling parameters from the Perdew-Burke-Ernzerhof (PBE) GGA as seen for manganese complexes. The performance of local hybrid density functionals shows no improvement in terms of bias and is scattered without a clear trend, suggesting that more efforts are needed for the extension from global to local hybrid density functionals for this particular property. The SCAN and r2SCAN meta-GGAs are found to perform as well as benchmark global hybrids on most tested complexes. We further analyze the charge density redistribution of meta-GGAs as well as global and local hybrid density functionals with respect to that of PBE, in connection to the self-interaction error or delocalization error.

Vertical detachment energies of ammonia cluster anions using self-interaction-corrected methods.

Systems with weakly bound extra electrons impose great challenges to semilocal density functional approximations (DFAs), which suffer from self-interaction errors. Small ammonia clusters are one such example of weakly bound anions where the extra electron is weakly bound. We applied two self-interaction correction (SIC) schemes, viz., the well-known Perdew-Zunger and the recently developed locally scaled SIC (LSIC) with the local spin density approximation (LSDA), Perdew-Burke-Ernzerhof (PBE) generalized gradient approximation (GGA), and the SCAN meta-GGA functionals to calculate the vertical detachment energies (VDEs) of small ammonia cluster anions (NH3)n-. Our results show that the LSIC significantly reduces the errors in calculations of VDE with LSDA and PBE-GGA functionals leading to better agreement with the reference values calculated with coupled cluster singles and doubles with perturbative triples [CCSD(T)]. Accurate prediction of VDE as an absolute of the highest occupied molecular orbital (HOMO) is challenging for DFAs. Our results show that VDEs estimated from the negative of HOMO eigenvalues with the LSIC-LSDA and Perdew-Zunger SIC-PBE are within 11meV of the reference CCSD(T) results. The LSIC method performs consistently well for the VDE estimates, from both the total energy differences and the absolute HOMO eigenvalues.

Static polarizabilities within the generalized Kohn-Sham semicanonical projected random phase approximation (GKS-spRPA).

An analytical implementation of static dipole polarizabilities within the generalized Kohn-Sham semicanonical projected random phase approximation (GKS-spRPA) method for spin-restricted closed-shell and spin-unrestricted open-shell references is presented. General second-order analytical derivatives of the GKS-spRPA energy functional are derived using a Lagrangian approach. By resolution-of-the-identity and complex frequency integration methods, an asymptotic O(N4⁡log(N)) scaling of operation count and O(N3) scaling of storage is realized, i.e., the computational requirements are comparable to those for GKS-spRPA ground state energies. GKS-spRPA polarizabilities are assessed for small molecules, conjugated long-chain hydrocarbons, metallocenes, and metal clusters, by comparison against Hartree-Fock (HF), semilocal density functional approximations (DFAs), second-order Møller-Plesset perturbation theory, range-separated hybrids, and experimental data. For conjugated polydiacetylene and polybutatriene oligomers, GKS-spRPA effectively addresses the "overpolarization" problem of semilocal DFAs and the somewhat erratic behavior of post-PBE RPA polarizabilities without empirical adjustments. The ensemble averaged GKS-spRPA polarizabilities of sodium clusters (Nan for n = 2, 3, …, 10) exhibit a mean absolute deviation comparable to PBE with significantly fewer outliers than HF. In conclusion, analytical second-order derivatives of GKS-spRPA energies provide a computationally viable and consistent approach to molecular polarizabilities, including systems prohibitive for other methods due to their size and/or electronic structure.

Doubly Hybrid Functionals Close to Chemical Accuracy for Both Finite and Extended Systems: Implementation and Test of XYG3 and XYGJ-OS.

While being widely used to understand the chemical reactions in heterogeneous catalysis or other multidisciplinary systems, a great challenge that semilocal and hybrid density functional approximations (DFAs) are facing is to deliver a uniformly accurate description for both finite and extended systems. Herein, we perform reliable and well-converged periodic calculations of two doubly hybrid approximations (DHAs), XYG3 and XYGJ-OS, and demonstrate that the good accuracy of DHAs achieved for molecules is transferable to the semiconductors and insulators. Such an accuracy is not only for energetic properties but also for the first- and second-order response properties, which is general for different kinds of chemical environments, including simple cubic bulks, perovskite-type transition metal oxides like TiO2, and heterogeneous systems like CO adsorption on the NaCl(100) surface. The present finding has strengthened the predictive power of DFT, which not only will inspire the future development of the top-rung DFAs but also will boost their applications in multidisciplinary studies with high accuracy and efficiency.

Describing adsorption of benzene, thiophene, and xenon on coinage metals by using the Zaremba-Kohn theory-based model.

Semilocal (SL) density functional approximations (DFAs) are widely applied but have limitations due to their inability to incorporate long-range van der Waals (vdW) interaction. Non-local functionals (vdW-DF, VV10, and rVV10) or empirical methods (DFT+D, DFT+vdW, and DFT+MBD) are used with SL-DFAs to account for such missing interaction. The physisorption of a molecule on the surface of the coinage metals (Cu, Ag, and Au) is a typical example of systems where vdW interaction is significant. However, it is difficult to find a general method that reasonably describes both adsorption energy and geometry of even the simple prototypes of cyclic and heterocyclic aromatic molecules such as benzene (C6H6) and thiophene (C4H4S), respectively, with reasonable accuracy. In this work, we present an alternative scheme based on Zaremba-Kohn theory, called DFT+vdW-dZK. We show that unlike other popular methods, DFT+vdW-dZK and particularly SCAN+vdW-dZK give an accurate description of the physisorption of a rare-gas atom (xenon) and two small albeit diverse prototype organic molecules on the (111) surfaces of the coinage metals.

Critical assessment of Co-Cu phase diagram from first-principles calculations

Using first-principles alloy theory, we perform a systematic study of the Co-Cu phase diagram. Calculations are carried out for ferromagnetic and paramagnetic ${\mathrm{Co}}_{1\ensuremath{-}x}{\mathrm{Cu}}_{x}$ solid solutions with face-centered-cubic (fcc) crystal structure. We find that the equilibrium volumes and magnetic states are crucial for a quantitative description of the thermodynamics of the Co-Cu system at temperatures up to 1400 K. In particular, the paramagnetic state of Cu-rich alloys with persisting local magnetic moments is shown to be responsible for the solubility of a small amount of Co in fcc Cu whereas the excess entropy in the ferromagnetic Co-rich region critically depends on the adopted lattice parameters. None of the common local or semilocal density functional theory approximations have the necessary accuracy for the lattice parameters when compared to the experimental data. The predicted ab initio Co-Cu phase diagram is in good agreement with the measurements and CALPHAD data, making it possible to gain a deep insight into the various contributions to the Gibbs free energy. The present study provides an atomic-level description of the thermodynamic quantities controlling the limited mutual solubility of Co and Cu and highlights the importance of high-temperature magnetism.

Molecule-surface interaction from van der Waals-corrected semilocal density functionals: The example of thiophene on transition-metal surfaces

Semi-local density functional approximations are widely used. None of them can capture the long-range van der Waals (vdW) attraction between separated subsystems, but they differ remarkably in the extent to which they capture intermediate-range vdW effects responsible for equilibrium bonds between neighboring small closed-shell subsystems. The local density approximation (LDA) often overestimates this effect, while the Perdew-Burke-Ernzerhof (PBE) generalized gradient approximation (GGA) underestimates it. The strongly-constrained and appropriately normed (SCAN) meta-GGA often estimates it well. All of these semi-local functionals require an additive non-local correction such as the revised Vydrov-Van Voorhis 2010 (rVV10) to capture the long-range part. This work reports adsorption energies and the corresponding geometry of the aromatic thiophene (C$_4$H$_4$S) bound to transition metal surfaces. The adsorption process requires a genuine interplay of covalent and weak binding and requires a simultaneously accurate description of surface and adsorption energies with the correct prediction of the adsorption site. All these quantities must come from well balanced short and long-range correlation effects for a universally applicable method for weak interactions with chemical accuracy.

Divergence of Many-Body Perturbation Theory for Noncovalent Interactions of Large Molecules.

Prompted by recent reports of large errors in noncovalent interaction (NI) energies obtained from many-body perturbation theory (MBPT), we compare the performance of second-order Mo̷ller-Plesset MBPT (MP2), spin-scaled MP2, dispersion-corrected semilocal density functional approximations (DFAs), and post-Kohn-Sham random phase approximation (RPA) for predicting binding energies of supramolecular complexes contained in the S66, L7, and S30L benchmarks. All binding energies are extrapolated to the basis set limit, corrected for basis set superposition errors, and compared to reference results of the domain-based local pair-natural orbital coupled-cluster (DLPNO-CCSD(T)) or better quality. Our results confirm that MP2 severely overestimates binding energies of large complexes, producing relative errors of over 100% for several benchmark compounds. RPA relative errors consistently range between 5 and 10%, significantly less than reported previously using smaller basis sets, whereas spin-scaled MP2 methods show limitations similar to MP2, albeit less pronounced, and empirically dispersion-corrected DFAs perform almost as well as RPA. Regression analysis reveals a systematic increase of relative MP2 binding energy errors with the system size at a rate of approximately 0.1% per valence electron, whereas the RPA and dispersion-corrected DFA relative errors are virtually independent of the system size. These observations are corroborated by a comparison of computed rotational constants of organic molecules to gas-phase spectroscopy data contained in the ROT34 benchmark. To analyze these results, an asymptotic adiabatic connection symmetry-adapted perturbation theory (AC-SAPT) is developed, which uses monomers at full coupling, whose ground-state density is constrained to the ground-state density of the complex. Using the fluctuation-dissipation theorem, we obtain a nonperturbative "screened second-order" expression for the dispersion energy in terms of monomer quantities, which is exact for non-overlapping subsystems and free of induction terms; a first-order RPA-like approximation to the Hartree, exchange, and correlation kernel recovers the macroscopic Lifshitz limit. The AC-SAPT expansion of the interaction energy is obtained from Taylor expansion of the coupling strength integrand. Explicit expressions for the convergence radius of the AC-SAPT series are derived within RPA and MBPT and numerically evaluated. While the AC-SAPT expansion is always convergent for nondegenerate monomers when RPA is used, it is found to spuriously diverge for second-order MBPT, except for the smallest and least polarizable monomers. The divergence of the AC-SAPT series for MBPT is numerically confirmed within RPA; prior numerical results on the convergence of the SAPT expansion for MBPT methods are revisited and support this conclusion once sufficiently high orders are included. The cause of the failure of MBPT methods for NIs of large systems is missing or incomplete "electrodynamic" screening of the Coulomb interaction due to induced particle-hole pairs between electrons in different monomers, leaving the effective interaction too strong for AC-SAPT to converge. Hence, MBPT cannot be considered reliable for quantitative predictions of NIs, even in moderately polarizable molecules with a few tens of atoms. The failure to accurately account for electrodynamic polarization makes MBPT qualitatively unsuitable for applications such as NIs of nanostructures, macromolecules, and soft materials; more robust nonperturbative approaches such as RPA or coupled cluster methods should be used instead whenever possible.

Improving the exchange and correlation potential in density-functional approximations through constraints.

We review and expand on our work to impose constraints on the effective Kohn-Sham (KS) potential of local and semi-local density-functional approximations. Constraining the minimisation of the approximate total energy density-functional invariably leads to an optimised effective potential (OEP) equation, the solution of which yields the KS potential. We review briefly our previous work on this and demonstrate with numerous examples that despite the well-known mathematical issues of the OEP with finite basis sets, our OEP equations are numerically robust. We demonstrate that appropriately constraining the 'screening charge' which corresponds to the Hartree, exchange and correlation potential not only corrects its asymptotic behaviour but also allows the exchange and correlation potential to exhibit a non-zero derivative discontinuity, a feature of the exact KS potential that is necessary for the accurate prediction of band-gaps in solids but very hard to capture with semi-local approximations.

Variational generalized Kohn-Sham approach combining the random-phase-approximation and Green's-function methods

Author(s): Voora, Vamsee K; Balasubramani, Sree Ganesh; Furche, Filipp | Abstract: A generalized Kohn–Sham (GKS) scheme which variationally minimizes the random phase approximation (RPA) ground state energy with respect to the GKS one-particle density matrix is introduced. We introduce the notion of functional-selfconsistent (FSC) schemes, which vary the one- particle Kohn–Sham (KS) potential entering an explicitly potential-dependent exchange-correlation (XC) energy functional for a given density, and distinguish them from orbital-selfconsistent (OSC) schemes, which vary the density, or the orbitals, density matrix, or KS potential generating the density. It is shown that, for explicitly potential-dependent XC functionals, existing OSC schemes such as the optimized effective potential method violate the Hellmann-Feynman theorem for the density, producing a spurious discrepancy between the KS density and the correct Hellmann-Feynman density for approximate functionals. A functional selfconsistency condition is derived which resolves this discrepancy by requiring the XC energy to be stationary with respect to the KS potential at fixed density. We approximately impose functional selfconsistency by by semicanonical projection (sp) of the PBE KS Hamiltonian. Variational OSC minimization of the resulting GKS-spRPA energy functional leads to a nonlocal correlation potential whose off-diagonal blocks correspond to orbital rotation gradients, while its diagonal blocks are related to the RPA self-energy at real frequency. Quasiparticle GW energies are a first-order perturbative limit of the GKS-spRPA orbital energies; the lowest-order change of the total energy captures the renormalized singles excitation correction to RPA. GKS-spRPA orbital energies are found to approximate ionization potentials and fundamental gaps of atoms and molecules more accurately than semilocal density functional approximations (SL DFAs) or G0W0 and correct the spurious behavior of SL DFAs for negative ions. GKS-spRPA energy differences are uniformly more accurate than the SL-RPA ones; improvements are modest for covalent bonds but substantial for weakly bound systems. GKS-spRPA energy minimization also removes the spurious maximum in the SL-RPA potential energy curve of Be 2 , and produces a single Coulson-Fischer point at ∼ 2.7 times the equilibrium bond length in H 2 . GKS-spRPA thus corrects most density-driven errors of SL-RPA, enhances the accuracy of RPA energy differences for electron-pair conserving processes, and provides an intuitive one-electron GKS picture yielding ionization potentials energies and gaps of GW quality.

Do Semilocal Density-Functional Approximations Recover Dispersion Energies at Small Intermonomer Separations?

The methods that add dispersion energies to interaction energies computed using density-functional theory (DFT), known as DFT+D methods, taper off the dispersion energies at distances near van der Waals minima and smaller based on an assumption that DFT starts to reproduce the dispersion energies there. We show that this assumption is not correct as the alleged contribution behaves unphysically and originates to a large extent from nonexchange-correlation terms. Thus, dispersion functions correct DFT in this region for deficiencies unrelated to dispersion interactions.

Revisiting the GW approach to d - and f -electron oxides

Accurate description of electronic band structure of strongly correlated $d$- or $f$-electron materials has been regarded as a great challenge for first-principles electronic structure theory. Previous theoretical studies based on the $GW$ approach has met mixed success, and in particular, the one-short (${G}_{0}{W}_{0}$) or partially self-consistent (${GW}_{0}$) approaches with the local or semilocal density functional approximations plus the Hubbard $U$ correction ($GW$@LDA+$U$) as the reference systematically underestimate the binding energies of occupied $d$ or $f$ states. In this work we have investigated quasiparticle electronic band structures of a series of $d$- or $f$-electron oxides including late transition metal mono-oxides (TMO, TM = Mn, Fe, Co, and Ni), ${\mathrm{La}}_{2}{\mathrm{O}}_{3}$, ${\mathrm{CeO}}_{2}$, ${\mathrm{Ce}}_{2}{\mathrm{O}}_{3}$, and ${\mathrm{UO}}_{2}$. It is shown that a large part of the errors observed in previous $GW$ studies can be attributed to numerical errors related to the inaccuracy of unoccupied states and the incompleteness of the summation of states, which can be effectively overcome by including high-energy local orbitals (HLOs) in the linearized augmented plane waves (LAPW) framework.

Doubly Screened Hybrid Functional: An Accurate First-Principles Approach for Both Narrow- and Wide-Gap Semiconductors.

First-principles prediction of electronic band structures of materials is crucial for rational material design, especially in solar-energy-related materials science. Hybrid functionals that mix the Hartree-Fock exact exchange with local or semilocal density functional approximations have proven to be accurate and efficient alternatives to more sophisticated Green's function-based many-body perturbation theory. The optimal fraction of the exact exchange, previously often treated as an empirical parameter, is closely related to the screening strength of the system under study. From a physical point of view, the screening has two extreme forms: the dielectric screening [1/ϵM] that is dominant in wide-gap materials and the Thomas-Fermi metallic screening [exp(-ζ r) ] that is important in narrow-gap semiconductors. In this work, we have systematically investigated the performances of a nonempirical doubly screened hybrid (DSH) functional that considers both screening mechanisms and found that it excels all other existing hybrid functionals and describes the band gaps of narrow-, medium-, and wide-gap insulating systems with comparably good performances.

Orbital nodal surfaces: Topological challenges for density functionals

Nodal surfaces of orbitals, in particular of the highest occupied one, play a special role in Kohn-Sham density-functional theory. The exact Kohn-Sham exchange potential, for example, shows a protruding ridge along such nodal surfaces, leading to the counterintuitive feature of a potential that goes to different asymptotic limits in different directions. We show here that nodal surfaces can heavily affect the potential of semilocal density-functional approximations. For the functional derivatives of the Armiento-K\"ummel (AK13) [Phys. Rev. Lett. 111, 036402 (2013)] and Becke88 [Phys. Rev. A 38, 3098 (1988)] energy functionals, i.e., the corresponding semilocal exchange potentials, as well as the Becke-Johnson [J. Chem. Phys. 124, 221101 (2006)] and van Leeuwen--Baerends (LB94) [Phys. Rev. A 49, 2421 (1994)] model potentials, we explicitly demonstrate exponential divergences in the vicinity of nodal surfaces. We further point out that many other semilocal potentials have similar features. Such divergences pose a challenge for the convergence of numerical solutions of the Kohn-Sham equations. We prove that for exchange functionals of the generalized gradient approximation (GGA) form, enforcing correct asymptotic behavior of the potential or energy density necessarily leads to irregular behavior on or near orbital nodal surfaces. We formulate constraints on the GGA exchange enhancement factor for avoiding such divergences.

First-principles description of van der Waals bonded spin-polarized systems using the vdW-DF+ U method: Application to solid oxygen at low pressure

The description of the molecular solid phase of O$_2$, especially its ground-state antiferromagnetic insulating phase, is known to be quite unsatisfactory within the conventional local and semilocal density functional approximations used in the Kohn-Sham formalism of density functional theory. The recently-developed van der Waals functionals that take into account nonlocal correlations have also shown subpar performance in this regard. The difficulty lies in the subtle balance between the van der Waals interactions and the exchange coupling between the antiferromagnetic and ferromagnetic molecule pairs in the molecular crystal. Here, we report that the DFT$+U$ approach used in combination with the vdW-DF functional performs surprisingly well in this regard, and discuss the reasoning behind this behavior. We also apply this approach to study the recently-reported magnetic field-induced $\theta$ phase of solid O$_2$.

Application of a Dual-Hybrid Direct Random Phase Approximation to Water Clusters

In water clusters, there is a delicate balance of van der Waals interactions and hydrogen bonds. Although semilocal and nonlocal density functional approximations have been recently routinely applied to water in various phases, the accurate description of hydrogen bonds remains a challenge. The most popular density functional approaches fail to predict the correct ordering of the energies of water clusters. To illustrate the required accuracy, the CCSD(T) complete basis set extrapolated dissociation energy difference between the two lowest energy hexamer structures is 0.06 kcal mol(-1) per monomer. In this work, we assessed interaction energies in neutral and ionic water clusters with various density functionals with or without van der Waals correction. Generally, van der Waals approximations play a significant role in clusters with increasing size, while hybrid functionals improve the description of hydrogen bonds. Despite these general trends, none of the tested density functional approximations with or without van der Waals correction and exact exchange mixing can lead to a uniform performance for neutral and ionic water clusters. The recently constructed dual-hybrid dRPA75 approximation is a successful combination of exact and semilocal exchange, and nonlocal correlation in its energy, while utilizing a high fraction of exact exchange. We have shown that the dRPA75 method has a systematic error, which can be efficiently compensated for by the aug-cc-pVTZ basis set for small- and medium-sized water clusters.