non-Hermitian Phase Transition Research Articles

Robust Anderson transition in non-Hermitian photonic quasicrystals.

Anderson localization, i.e., the suppression of diffusion in lattices with a random or incommensurate disorder, is a fragile interference phenomenon that is spoiled out in the presence of dephasing effects or a fluctuating disorder. As a consequence, Anderson localization-delocalization phase transitions observed in Hermitian systems, such as in one-dimensional quasicrystals when the amplitude of the incommensurate potential is increased above a threshold, are washed out when dephasing effects are included. Here we consider localization-delocalization spectral phase transitions occurring in non-Hermitian (NH) quasicrystals with local incommensurate gain and loss and show that, contrary to the Hermitian case, the non-Hermitian phase transition is robust against dephasing effects. The results are illustrated by considering synthetic quasicrystals in photonic mesh lattices.

Proposal for Observing Yang-Lee Criticality in Rydberg Atomic Arrays.

Yang-Lee edge singularities (YLES) are the edges of the partition function zeros of an interacting spin model in the space of complex control parameters. They play an important role in understanding non-Hermitian phase transitions in many-body physics, as well as characterizing the corresponding nonunitary criticality. Even though such partition function zeroes have been measured in dynamical experiments where time acts as the imaginary control field, experimentally demonstrating such YLES criticality with a physical imaginary field has remained elusive due to the difficulty of physically realizing non-Hermitian many-body models. We provide a protocol for observing the YLES by detecting kinked dynamical magnetization responses due to broken PT symmetry, thus enabling the physical probing of nonunitary phase transitions in nonequilibrium settings. In particular, scaling analyses based on our nonunitary time evolution circuit with matrix product states accurately recover the exponents uniquely associated with the corresponding nonunitary CFT. We provide an explicit proposal for observing YLES criticality in Floquet quenched Rydberg atomic arrays with laser-induced loss, which paves the way towards a universal platform for simulating non-Hermitian many-body dynamical phenomena.

Complex Berry phase and imperfect non-Hermitian phase transitions

In many classical and quantum systems described by an effective non-Hermitian Hamiltonian, spectral phase transitions, from an entirely real-energy spectrum to a complex spectrum, can be observed as a non-Hermitian parameter in the system is increased above a critical value. A paradigmatic example is provided by systems possessing parity-time ($\mathcal{PT}$) symmetry, where the energy spectrum remains entirely real in the unbroken $\mathcal{PT}$ phase while a transition to complex energies is observed in the broken $\mathcal{PT}$ phase. Such spectral phase transitions are universally sharp. However, when the system is slowly and periodically cycled, the phase transition can become smooth, i.e., imperfect, owing to the complex Berry phase associated to the cyclic adiabatic evolution of the system. This remarkable phenomenon is illustrated by considering the spectral phase transition of the Wannier-Stark ladders in a $\mathcal{PT}$-symmetric class of two-band non-Hermitian lattices subjected to an external dc field, revealing that a nonvanishing imaginary part of the Zak phase---the Berry phase picked up by a Bloch eigenstate evolving across the entire Brillouin zone---is responsible for imperfect spectral phase transitions.

Dissipative coupling-induced phonon lasing

Phonon lasers, as the counterpart of photonic lasers, have been intensively studied in a large variety of systems; however, (all) most of them are based on the directly coherent pumping. Intuitively, dissipation is unfavorable for lasing. Here, we experimentally demonstrate a mechanism of generating phonon lasing from the dissipative coupling in a multimode optomechanical system. By precisely engineering the dissipations of two membranes and tuning the intensity modulation of the cavity light, the two-membrane-in-the-middle system exhibits non-Hermitian characteristics and the cavity-mediated interaction between two nanomechanical resonators becomes purely dissipative. The level attraction and damping repulsion are clearly exhibited as the signature of dissipative coupling. After the exceptional point, a non-Hermitian phase transition, where eigenvalues and the corresponding eigenmodes coalesce, two phonon modes are simultaneously excited into the self-sustained oscillation regime by increasing the interaction strength over a critical value (threshold). In distinct contrast to conventional phonon lasers, the measurement of the second-order phonon correlation reveals the oscillatory and biexponential phases in the nonlasing regime as well as the coherence phase in the lasing regime. Our study provides a method to study phonon lasers in a non-Hermitian open system and could be applied to a wide range of disciplines, including optics, acoustics, and quantum many-body physics.

Annihilation of exceptional points from different Dirac valleys in a 2D photonic system

Topological physics relies on Hamiltonian’s eigenstate singularities carrying topological charges, such as Dirac points, and – in non-Hermitian systems – exceptional points (EPs), lines or surfaces. So far, the reported non-Hermitian topological transitions were related to the creation of a pair of EPs connected by a Fermi arc out of a single Dirac point by increasing non-Hermiticity. Such EPs can annihilate by reducing non-Hermiticity. Here, we demonstrate experimentally that an increase of non-Hermiticity can lead to the annihilation of EPs issued from different Dirac points (valleys). The studied platform is a liquid crystal microcavity with voltage-controlled birefringence and TE-TM photonic spin-orbit-coupling. Non-Hermiticity is provided by polarization-dependent losses. By increasing the non-Hermiticity degree, we control the position of the EPs. After the intervalley annihilation, the system becomes free of any band singularity. Our results open the field of non-Hermitian valley-physics and illustrate connections between Hermitian topology and non-Hermitian phase transitions.

Cyclotron quantization and mirror-time transition on nonreciprocal lattices

Unidirectional transport and localized cyclotron motion are two opposite physical phenomena. Here, we study the interplay effects between them on nonreciprocal lattices subject to a magnetic field. We show that, in the long-wavelength limit, the trajectories of the wave packets always form closed orbits in four-dimensional (4D) complex space. Therefore, the semiclassical quantization rules persist despite the nonreciprocity, which preserves real Landau levels. We predict a different type of non-Hermitian spectral transition induced by the spontaneous breaking of the combined mirror-time reversal ($\mathcal{MT}$) symmetry, which generally exists in such systems. An order parameter is proposed to describe the $\mathcal{MT}$ phase transition, not only to determine the $\mathcal{MT}$ phase boundary but also to quantify the degree of $\mathcal{MT}$-symmetry breaking. Such an order parameter can be generally applied to all types of non-Hermitian phase transitions.

Topology in non-Hermitian Chern insulators with skin effect

The non-Hermitian skin effect can arise in materials that have asymmetric hoppings between atoms or resonating units, which makes the bulk eigenspectrum sensitive to boundary conditions. When skin effect emerges, eigenstates in the bulk continuum can become localized on the edges, making the distinction between edge and bulk states challenging. We establish the bulk-boundary correspondence for a Chern insulator model with non-Hermitian skin effect by combining two approaches ("non-Bloch" approach and "biorthogonal" approach). Both approaches can suppress the skin effect but they are based on different mathematical tools. A biorthogonal inverse participation ratio is used as a measure to distinguish between bulk states and edge states, and a non-Bloch Chern number is used to characterize the topology and predict the number of topological edge bands. In addition to tangential degeneracies, crossing degeneracies are found to occur between the bulk and edge bands. Their presence enriches the (de)localization behavior of the edge states but does not affect the Chern number. The phase diagram of the system has interesting features that are not found in Hermitian systems. For example, one topological transition and two non-Hermitian phase transitions can be induced by tuning a single parameter. The gapless phase is topologically protected due to the stable existence of the non-Hermitian band degeneracies guaranteed by nonzero discriminant numbers.

A new type of non-Hermitian phase transition in open systems far from thermal equilibrium

We demonstrate a new type of non-Hermitian phase transition in open systems far from thermal equilibrium, which can have place in the absence of an exceptional point. This transition takes place in coupled systems interacting with reservoirs at different temperatures. We show that the spectrum of energy flow through the system caused by the temperature gradient is determined by the varphi^{4}-potential. Meanwhile, the frequency of the maximum in the spectrum plays the role of the order parameter. The phase transition manifests itself in the frequency splitting of the spectrum of energy flow at a critical point, the value of which is determined by the relaxation rates and the coupling strength. Near the critical point, fluctuations of the order parameter diverge according to a power law with the critical exponent that depends only on the ratio of reservoirs temperatures. The phase transition at the critical point has the non-equilibrium nature and leads to the change in the energy flow between the reservoirs. Our results pave the way to manipulate the heat energy transfer in the coupled out-of-equilibrium systems.

Topological phase transitions driven by non-Hermiticity in quantum spin Hall insulators

The interplay between non-Hermiticity and topology opens an exciting avenue for engineering novel topological matter with unprecedented properties. While previous studies have mainly focused on one-dimensional systems or Chern insulators, here we investigate topological phase transitions to/from quantum spin Hall (QSH) insulators driven by non-Hermiticity. We show that a trivial to QSH insulator phase transition can be induced by solely varying non-Hermitian terms, and there exists exceptional edge arcs in QSH phases. We establish two topological invariants for characterizing the non-Hermitian phase transitions: i) with time-reversal symmetry, the biorthogonal $\mathbb{Z}_2$ invariant based on non-Hermitian Wilson loops, and ii) without time-reversal symmetry, a biorthogonal spin Chern number through biorthogonal decompositions of the Bloch bundle of the occupied bands. These topological invariants can be applied to a wide class of non-Hermitian topological phases beyond Chern classes, and provides a powerful tool for exploring novel non-Hermitian topological matter and their device applications.

Probing non-Hermitian phase transitions in curved space via quench dynamics

Non-Hermitian Hamiltonians are relevant to describe the features of a broad class of physical phenomena, ranging from photonics and atomic and molecular systems to nuclear physics and mesoscopic electronic systems. An important question relies on the understanding of the influence of curved background on the static and dynamical properties of non-Hermitian systems. In this work, we study the interplay of geometry and non-Hermitian dynamics by unveiling the existence of curvature-dependent non-Hermitian phase transitions. We investigate a prototypical model of Dirac fermions on a sphere with an imaginary mass term. This exactly-solvable model admits an infinite set of curvature-dependent pseudo-Landau levels. We characterize these phases by computing an order parameter given by the pseudo-magnetization and, independently, the non-Hermitian fidelity susceptibility. Finally, we probe the non-Hermitian phase transitions by computing the (generalized) Loschmidt echo and the dynamical fidelity after a quantum quench of the imaginary mass and find singularities in correspondence of exceptional radii of the sphere.

Observation of a non-Hermitian phase transition in an optical quantum gas.

Quantum gases of light, such as photon or polariton condensates in optical microcavities, are collective quantum systems enabling a tailoring of dissipation from, for example, cavity loss. This characteristic makes them a tool to study dissipative phases, an emerging subject in quantum many-body physics. We experimentally demonstrate a non-Hermitian phase transition of a photon Bose-Einstein condensate to a dissipative phase characterized by a biexponential decay of the condensate's second-order coherence. The phase transition occurs because of the emergence of an exceptional point in the quantum gas. Although Bose-Einstein condensation is usually connected to lasing by a smooth crossover, the observed phase transition separates the biexponential phase from both lasing and an intermediate, oscillatory condensate regime. Our approach can be used to study a wide class of dissipative quantum phases in topological or lattice systems.

Topological phase transition independent of system non-Hermiticity

Non-Hermiticity can vary the topology of system, induce topological phase transition, and even invalidate the conventional bulk-boundary correspondence. Here, we show the introducing of non-Hermiticity without affecting the topological properties of the original chiral symmetric Hermitian systems. Conventional bulk-boundary correspondence holds, topological phase transition and the (non)existence of edge states are unchanged even though the energy bands are inseparable due to non-Hermitian phase transition. Chern number for energy bands of the generalized non-Hermitian system in two dimension is proved to be unchanged and favorably coincides with the simulated topological charge pumping. Our findings provide insights into the interplay between non-Hermiticity and topology. Topological phase transition independent of non-Hermitian phase transition is a unique feature that beneficial for future applications of non-Hermitian topological materials.

How to Compute Spectra with Error Control.

Computing the spectra of operators is a fundamental problem in the sciences, with wide-ranging applications in condensed-matter physics, quantum mechanics and chemistry, statistical mechanics, etc. While there are algorithms that in certain cases converge to the spectrum, no general procedure is known that (a)always converges, (b)provides bounds on the errors of approximation, and (c)provides approximate eigenvectors. This may lead to incorrect simulations. It has been an open problem since the 1950s to decide whether such reliable methods exist at all. We affirmatively resolve this question, and the algorithms provided are optimal, realizing the boundary of what digital computers can achieve. Moreover, they are easy to implement and parallelize, offer fundamental speed-ups, and allow problems that before, regardless of computing power, were out of reach. Results are demonstrated on difficult problems such as the spectra of quasicrystals and non-Hermitian phase transitions in optics.

Non-Hermitian phase transition and eigenstate localization induced by asymmetric coupling

We investigate a uniformly coupled non-Hermitian system with asymmetric coupling amplitude. The asymmetric coupling equals to a symmetric coupling threaded by an imaginary gauge field. In a closed configuration, the imaginary gauge field leads to an imaginary magnetic flux, which induces a non-Hermitian phase transition. For an open boundary, the imaginary gauge field results in an eigenstate localization. The eigenstates under Dirac and biorthogonal norms and the scaling laws are quantitatively investigated to show the affect of asymmetric coupling induced one-way amplification. However, the imaginary magnetic flux does not inevitably induce the non-Hermitian phase transition for systems without translation invariance, this is elucidated from the non-Hermitian phase transition in the non-Hermitian ring with a single coupling defect. Our findings provide insights into the non-Hermitian phase transition and one-way localization.

Non-Hermitian Phase Transition from a Polariton Bose-Einstein Condensate to a Photon Laser

We propose a novel mechanism for a nonequilibrium phase transition in a U(1)-broken phase of an electron-hole-photon system, from a Bose-Einstein condensate of polaritons to a photon laser, induced by the non-Hermitian nature of the condensate. We show that a (uniform) steady state of the condensate can always be classified into two types, namely, arising either from lower or upper-branch polaritons. We prove (for a general model) and demonstrate (for a particular model of polaritons) that an exceptional point where the two types coalesce marks the end point of a first-order-like phase boundary between the two types, similar to a critical point in a liquid-gas phase transition. Since the phase transition found in this paper is not in general triggered by population inversion, our result implies that the second threshold observed in experiments is not necessarily a strong-to-weak-coupling transition, contrary to the widely believed understanding. Although our calculation mainly aims to clarify polariton physics, our discussion is applicable to general driven-dissipative condensates composed of two complex fields.

Flat band induced by the interplay of synthetic magnetic flux and non-Hermiticity

A flat band is nondispersive and formed under destructive interference. Although flat bands are found in various Hermitian systems, to realize a flat band in non-Hermitian systems is an interesting task. Here, we propose a flat band in a parity-time symmetric non-Hermitian lattice. The proposed flat band has entirely real energy and is formed at an appropriate match between synthetic magnetic flux and non-Hermiticity. The flat band energy is tunable. At a weak intercell coupling, the flat band is isolated, whereas at a strong intercell coupling, it intersects with the dispersive band at the non-Hermitian phase transition point. The eigenstates of the flat band are compact localized states and are confined in one, two, or three unit cells at the edges or inside the non-Hermitian lattice.

Non-Hermitian topological phase transition in PT-symmetric mode-locked lasers.

The delocalization transition in the Anderson model in the presence of an imaginary gauge field is a landmark example of non-Hermitian topological phase transition. Originally proposed by Hatano and Nelson, its topological nature has been disclosed only very recently. Here it shown that a non-Hermitian phase transition can be observed in the frequency domain of an actively mode-locked laser in a parity-time (PT)-symmetric configuration with incommensurate spacing of cavity axial frequencies.

Photonic zero mode in a non-Hermitian photonic lattice

Zero-energy particles (such as Majorana fermions) are newly predicted quasiparticles and are expected to play an important role in fault-tolerant quantum computation. In conventional Hermitian quantum systems, however, such zero states are vulnerable and even become vanishing if couplings with surroundings are of the same topological nature. Here we demonstrate a robust photonic zero mode sustained by a spatial non-Hermitian phase transition in a parity-time (PT) symmetric lattice, despite the same topological order across the entire system. The non-Hermitian-enhanced topological protection ensures the reemergence of the zero mode at the phase transition interface when the two semi-lattices under different PT phases are decoupled effectively in their real spectra. Residing at the midgap level of the PT symmetric spectrum, the zero mode is topologically protected against topological disorder. We experimentally validated the robustness of the zero-energy mode by ultrafast heterodyne measurements of light transport dynamics in a silicon waveguide lattice.

Universal Critical Behaviours in Non-Hermitian Phase Transitions

Quantum phase transitions occur in non-Hermitian systems. In this work we show that density functional theory, for the first time, uncovers universal critical behaviors for quantum phase transitions and quantum entanglement in non-Hermitian many-body systems. To be specific, we first prove that the non-degenerate steady state of a non-Hermitian quantum many body system is a universal function of the first derivative of the steady state energy with respect to the control parameter. This finding has far-reaching consequences for non-Hermitian systems. First, it bridges the non-analytic behavior of physical observable and no-analytic behavior of steady state energy, which explains why the quantum phase transitions in non-Hermitian systems occur for finite systems. Second, it predicts universal scaling behaviors of any physical observable at non-Hermitian phase transition point with scaling exponent being (1 − 1/p) with p being the number of coalesced states at the exceptional point. Third, it reveals that quantum entanglement in non-Hermitian phase transition point presents universal scaling behaviors with critical exponents being (1 − 1/p). These results uncover universal critical behaviors in non-Hermitian phase transitions and provide profound connections between entanglement and phase transition in non-Hermitian quantum many-body physics.

Entanglement and spin squeezing in non-Hermitian phase transitions.

We show that non-Hermitian dynamics generate substantial entanglement in many-body systems. We consider the non-Hermitian Lipkin-Meshkov-Glick model and show that its phase transition occurs with maximum multiparticle entanglement: There is full N-particle entanglement at the transition, in contrast to the Hermitian case. The non-Hermitian model also exhibits more spin squeezing than the Hermitian model, showing that non-Hermitian dynamics are useful for quantum metrology. Experimental implementations with trapped ions and cavity QED are discussed.