Learning-based Fault Diagnosis Methods Research Articles

An interpretable multiscale lifting wavelet contrast network for planetary gearbox fault diagnosis with small samples

Previous deep learning-based fault diagnosis methods for planetary gearbox require numerous training samples and lack the necessary interpretability. Aiming at the problems of insufficient interpretability of deep models and the absence of feature mining capability with small samples, this study presents an interpretable multiscale lifting wavelet contrast network for planetary gearbox fault diagnosis. First, an interpretable multiscale lifting wavelet network is designed to achieve comprehensive and credible features mining from fault signals. Secondly, an interactive channel attention mechanism is constructed to choose feature maps with different frequency components. It can further confirm the interpretability of the lifting wavelet layer while improving the accuracy of the model. Finally, a time-frequency contrast loss is designed to simultaneously optimizing the distribution of time-frequency domain features. The effectiveness and interpretability of the model are analyzed through various visualization approaches. Experimental results on two planetary gearbox datasets indicate that our method is an interpretable and effective fault recognition method with small samples, and it holds a promising future for engineering applications.

Fault Diagnosis of Centrifugal fan Bearings Based on I-CNN and JMMD in the Context of Sample Imbalance

The fault diagnosis is an effective technical means to improve the reliability of centrifugal fan bearings. The serious imbalance of data is one of the important issues facing bearing fault diagnosis.In this paper, a transfer learning-based fault diagnosis method for Centrifugal fan bearings is proposed, utilizing the improved CNN (I-CNN) and Joint Maximum Mean Discrepancy (JMMD) algorithms. The raw vibration signals of the bearings are enhanced through fast Fourier transform for feature representation. The signals are then processed by parallel multi-scale CNNs with an embedded Squeeze-and-Excitation (SE) attention to focus on key features. Furthermore, the JMMD is introduced as a metric for quantifying the disparity between the source and target domains, thereby mitigating domain shift. In the loss function, weight factors and scaling factors are introduced to increase attention on minority samples and easily confused samples within the imbalanced dataset. The proposed method is validated on the Centrifugal fan bearing dataset from Jiangnan University and the CWRU dataset.

A coarse and fine-grained deep multi view subspace clustering method for unsupervised fault diagnosis of rolling bearings

Abstract To address the issue of insufficient characterization of fault features in inherent vibration data that affects the performance of unsupervised learning-based fault diagnosis, a coarse and fine-grained deep multi view subspace clustering method (CFG-DMVSC) for unsupervised fault diagnosis of rolling bearings is proposed. The proposed method designs a convolutional autoencoder network based on the Gramian angular field transformation for multi-signal analysis domains. A multi-view coarse-grained self-expressive method based on information entropy is designed to handle differences in information across different views. Furthermore, a fine-grained common and independent information separation loss function based on mutual information is proposed to ensure compactness among multiple views. Both the Case Western Reserve University rolling bearing dataset and privately built bearing fault test bench data demonstrate that, compared to existing methods, the proposed method can perform coarse and fine-grained division in multi-view subspaces, achieving better clustering diagnosis performance on the extracted common information among views.

Few-shot learning fault diagnosis of rolling bearings based on siamese network

Abstract This paper focuses on the fault diagnosis problem in the scenario of scarce bearing samples, facing two main challenges: complex noise background and variations in operating conditions. While deep learning-based fault diagnosis methods have achieved significant progress, they heavily rely on large amounts of samples. This paper proposes a few-shot learning fault diagnosis method based on siamese networks (SN), which classify samples based on the similarity between pairs rather than end-to-end classification. Tested on two bearing datasets, the proposed method outperforms SVM, DCNN, WDCNN, and CNN-BiGRU. The influence of factors such as parameter regularization, noise, and load variation on the proposed method is also discussed. Experimental results demonstrate that double parameter regularization contributes more to the model’s generalization ability, maintaining good stability and generalization even under noise interference or load variation.

A model-data combination driven digital twin model for few samples fault diagnosis of rolling bearings

Abstract Deep learning-based fault diagnosis methods for rolling bearings are widely utilized due to their high accuracy. However, they have limitations under conditions with few samples. To address this problem, a model-data combination driven digital twin model (MDCDT) is proposed in this work for fault diagnosis with few samples of rolling bearings. The simulation signals generated by different fault dynamic models of rolling bearings and the measured signals are mixed through MDCDT. The MDCDT generates virtual signals to bridge the gap between the simulated signals and the measured signals by combining their respective advantages. This paper also proposes image coding method based on the Markov transfer matrix (MTMIC) to convert one-dimensional vibration signals into two-dimensional images with both frequency domain information and time domain information, making it easier to extract fault features in neural network training. In the end, the developed MDCDT was evaluated using real rolling bearing data. Experiments show that the MDCDT can generate virtual data for fault diagnosis, and the fault diagnosis accuracy is significantly improved.

Learning to generalize with latent embedding optimization for few- and zero-shot cross domain fault diagnosis

Ensuring the safety and reliability of rotating machinery in modern industrial production and intelligent manufacturing is of paramount importance. While deep learning-based fault diagnosis methods offer promise, the scarcity of fault samples and the variations in distributions between training and test data due to variable working conditions make it difficult for these methods to be applied in industrial scenarios. To surmount these obstacles, we present a novel solution: learning to generalize with latent embedding optimization. Our proposed method, tailored for few-shot and zero-shot cross domain fault diagnosis, shows promise in addressing the industrial fault diagnosis problems under small samples and various working condition. The proposed method builds upon the latent embedding optimization algorithm which capitalizes on the essence of meta-learning, effectively addressing few-shot challenges. Additionally, we harness an efficient pretraining model, enhancing feature extraction and domain adaptation, effectively handling the scarcity of fault data. In tackling the cross domain issue, we introduce an innovative meta-task organization and amplify the episode training strategy within meta-learning. These enhancements empower the model to develop the ability to generalize effectively. The proposed approach is substantiated through comprehensive case studies in bearing and gearbox fault diagnosis. The results demonstrate its exceptional efficacy in both few-shot and zero-shot cross domain fault diagnosis scenarios.

Fault diagnosis method of PEMFC system based on ensemble learning

Due to the coupling of multiple physical fields inside proton exchange membrane fuel cell (PEMFC) and the complex and changeable external application scenarios, the faults of PEMFC system greatly affects its engineering application. The paper proposes an ensemble learning-based fault diagnosis method for PEMFC systems, utilizing five distinct algorithms to develop an integrated ensemble classifier for fault detection. The original sample dataset collected from fuel cells undergoes a process of deep feature extraction to obtain a composite feature sample dataset, which is then inputted into an ensemble classifier to establish a fault diagnosis model. The experimental data of four kinds of faults of 80 W fuel cell test bench, EC fuel cell system and 50 W water-cooled fuel cell test bench are analyzed by using this classification model. The results show that the accuracy and generalization of the ensemble learning algorithm for different fault diagnosis of PEMFC system in different application environments are verified.

Interpretable intelligent fault diagnosis strategy for fixed-wing UAV elevator fault diagnosis based on improved cross entropy loss

The current popular machine learning-based fault diagnosis methods make it difficult to explain the diagnostic results, leading to low user trust in such diagnostic techniques. In this regard, this paper explores the study of the interpretability of intelligent fault diagnosis algorithms using the elevator of a fixed-wing unmanned aerial vehicle (UAV) as a diagnostic object. The Transformer model combines excellent modeling capability and efficient sequence data processing, is chosen to mine fault signal features to guarantee accurate diagnosis. Among the proposed interpretable fault diagnosis models, the local interpretable model-agnostic explanations (LIME) model is used to provide explicit interpretability for the decision-making process of the diagnosis model. In addition, a loss function called RDCE (reinforced diagnostic cross-entropy) Loss is designed to minimize the negative impact of different sample sizes for different fault types on the diagnostic performance. This loss function is designed to weigh the various types of faults to speed up the convergence of the model and improve the diagnostic accuracy. By comparing the proposed diagnostic strategy with other commonly used machine learning models, including long short term memory and recurrent neural network (RNN), the average diagnostic accuracy of the proposed diagnostic strategy is 99.97%, significantly better than that of the comparison algorithms. At the same time, this paper provides an in-depth interpretable analysis of the diagnostic process of the Transformer. The diagnostic process of the Transformer model gives the reasons for the diagnostic results from the point of view of the kind of features processed by the model. Based on this, the diagnostic model is simplified. After streamlining the number of features from 40 to 24 according to their importance, the diagnostic accuracy of the model is improved by 0.26%, and the diagnostic efficiency is improved. In addition, the proposed diagnostic strategy also shows significant advantages in terms of noise robustness.

Imbalanced deep transfer network for fault diagnosis of high-speed train traction motor bearings

Transfer learning-based fault diagnosis methods have been increasingly utilized for major equipment, including high-speed trains, turbine machines, and aircraft engines. However, most traditional transfer methods based on implicitly balanced data only consider feature shift. When applied to high-speed train traction motor bearing fault diagnosis, the cross-domain generalization ability of these transfer methods is weakened by label shift. Due to the complex operating conditions of high-speed trains, these transfer methods often fail under multiple operating conditions, resulting in reduced cross-domain diagnostic accuracy when faced with feature shift and label shift simultaneously. Therefore, we propose the imbalanced deep transfer network (IDTN) to tackle the aforementioned problem in cross-domain fault diagnosis of high-speed train traction motor bearings. Firstly, IDTN overcomes the influence of imbalanced distributions in source domain samples through deep imbalanced learning. Then, batch nuclear-norm maximization is introduced to enhance the prediction discriminability and diversity of the target domain samples. Finally, case studies of the high-speed train traction motor bearing fault dataset and the Case Western Reserve University bearing fault dataset are conducted. Experimental results prove the effectiveness and superiority of IDTN in the cross-domain fault diagnosis field with both feature shift and label shift.

Non-Uniformly Weighted Multisource Domain Adaptation Network For Fault Diagnosis Under Varying Working Conditions

Most transfer learning-based fault diagnosis methods learn diagnostic information from the source domain to enhance performance in the target domain. However, in practical applications, usually there are multiple available source domains, and relying on diagnostic information from only a single source domain limits the transfer performance. To this end, a non-uniformly weighted multisource domain adaptation network is proposed to address the above challenge. In the proposed method, an intra-domain distribution alignment strategy is designed to eliminate multi-domain shifts and align each pair of source and target domains. Furthermore, a non-uniform weighting scheme is proposed for measuring the importance of different sources based on the similarity between the source and target domains. On this basis, a weighted multisource domain adversarial framework is designed to enhance multisource domain adaptation performance. Numerous experimental results on three datasets validate the effectiveness and superiority of the proposed method.

Intelligent fault diagnosis of storage stacking machinery under variable working conditions using attention-based adaptive multimodal feature fusion networks

Due to the harsh working environment of storage stacking machinery, the fault information of important components is significantly complex, which leads to the problem of low classification accuracy and high computational complexity of existing deep learning-based fault diagnosis methods. To alleviate the problem, this paper presents a novel architecture named attention-based adaptive multimodal feature fusion networks for intelligent fault diagnosis of storage stacking machinery, which is aimed at improving the diagnostic precision and robustness of feature fusion network and learning the broader feature representation. Firstly, the long short-term memory layer is introduced to extract the feature information of multiple time steps to improve the self-extraction ability of multi-temporal features. Then, the maximum temporal feature fusion module is utilized to highlight the recognizability of deep fusion features. Finally, a residual layer with spanning connections is added to increase the utilization and characterization capability of deep fusion features. Experimental results demonstrate the effectiveness and superiority of the proposed method in intelligent fault diagnosis of storage stacking machinery under variable working conditions compared with some state-of-the-art deep learning-based methodologies.

A Novel Machine Learning Based Fault Diagnosis Method for All Gas-Path Components of Heavy Duty Gas Turbines With the Aid of Thermodynamic Model

A Novel Machine Learning Based Fault Diagnosis Method for All Gas-Path Components of Heavy Duty Gas Turbines With the Aid of Thermodynamic Model

A Deep Learning-Based Fault Diagnosis Method for Flexible Converter Valve Equipment

A Deep Learning-Based Fault Diagnosis Method for Flexible Converter Valve Equipment

A literature review of fault diagnosis based on ensemble learning

The accuracy of fault diagnosis is an important indicator to ensure the reliability of key equipment systems. Ensemble learning integrates different weak learning methods to obtain stronger learning and has achieved remarkable results in the field of fault diagnosis. This paper reviews the recent research on ensemble learning from both technical and field application perspectives. The paper summarizes 87 journals in recent web of science and other academic resources, with a total of 209 papers. It summarizes 78 different ensemble learning based fault diagnosis methods, involving 18 public datasets and more than 20 different equipment systems. In detail, the paper summarizes the accuracy rates, fault classification types, fault datasets, used data signals, learners (traditional machine learning or deep learning-based learners), ensemble learning methods (bagging, boosting, stacking and other ensemble models) of these fault diagnosis models. The paper uses accuracy of fault diagnosis as the main evaluation metrics supplemented by generalization and imbalanced data processing ability to evaluate the performance of those ensemble learning methods. The discussion and evaluation of these methods lead to valuable research references in identifying and developing appropriate intelligent fault diagnosis models for various equipment. This paper also discusses and explores the technical challenges, lessons learned from the review and future development directions in the field of ensemble learning based fault diagnosis and intelligent maintenance.

Rolling bearing intelligent fault diagnosis towards variable speed and imbalanced samples using multiscale dynamic supervised contrast learning

Deep learning-based fault diagnosis methods have already attained remarkable achievements in this field. However, rolling bearing frequently operates under variable speed conditions, and the number of healthy samples collected is often significantly larger than that of failure samples. In this paper, a multiscale dynamic supervised contrast learning (MDSupCon) framework is proposed. First, a multiscale adaptive feature extraction network is designed as the backbone, which utilizes multiple convolutional kernels to enhance feature extraction capabilities under variable speed conditions, and the branch attention mechanism is incorporated to adaptively adjust the weights of various scale branches. Second, the joint channel-space attention mechanism is constructed to enhance the importance of critical features while reducing redundant information, thereby improving fault identification accuracy and interpretability. Third, the dynamic supervised contrast loss function is designed to assign dynamic compensation factors to samples of various categories according to the training results, which reduces the impact of easily classified samples and enhances the contribution of hard-to-classify samples in imbalanced scenarios. Additionally, a dynamic cross-entropy loss is designed to train the backbone and the classifiers. The MDSupCon has achieved superior results of 89.49% and 92.15% on two bearing datasets with an imbalance ratio of 20:1 and variable speeds.

Chemical Process Fault Diagnosis Method Based on Deep Learning

To address the problem that the traditional fault diagnosis method for chemical processes under big data relies too much on expert experience and fault features are difficult to distinguish, a deep learning-based fault diagnosis method is proposed, which combines convolutional neural network (CNN), long and short-term memory (LSTM) and attention mechanism (AM). In this method, the spatial sequence features of the input signal are extracted by the CNN adaptively, while the LSTM extracts the time-series features of the signal. Finally, the model performance is enhanced by introducing the attention mechanism and using the SoftMax layer as a classifier for fault diagnosis, so that the model can notice the important features of the faults with the interference of noise. Simulation validation of the method in this paper is performed using the TE chemical process data set, and it is demonstrated that the method can be used for chemical process fault diagnosis studies. Finally, compared with other fault diagnosis methods, the method is more accurate and has certain superiority.

A novel semi-supervised fault diagnosis method for chillers based on neighbor-optimized graph convolutional network

The fault diagnosis of chillers is of great significance in reducing building energy consumption and extending the operational lifespan of refrigeration equipment. Several popular machine learning-based fault diagnosis methods rely heavily on many labeled samples. However, such samples are difficult to obtain in practice due to sparse fault data and high labeling costs. This limits the application of ML-based fault diagnosis methods based on supervised learning. To reduce the dependence on labeled samples, this paper proposes a novel chiller fault diagnosis method based on neighbor-optimized graph convolutional network. The method improves the utilization efficiency of unlabeled samples by mining the spatio-temporal relationship between a large number of unlabeled samples and a limited number of labeled samples. And it dynamically adjusts the graph's structure by optimizing the number of adjacent samples in the correlation graph to obtain better diagnostic results. Its effectiveness is validated on the authoritative dataset ASHRAE RP-1043 and a more challenging dataset of real-world chillers in a building. Experimental results show that the proposed method can achieve better diagnostic performance than the state-of-the-art methods.

A Model Transfer Learning Based Fault Diagnosis Method for Chemical Processes With Small Samples

A Model Transfer Learning Based Fault Diagnosis Method for Chemical Processes With Small Samples

Structural discrepancy and domain adversarial fusion network for cross-domain fault diagnosis

The current deep learning-based fault diagnosis methods have achieved excellent classification performance under supervised training, but the existence of domain discrepancy under different working conditions will greatly affect data relationship mining and fault diagnosis accuracy. Graph convolutional network (GCN) with topological structured relationships is excellent in solving these issues. In this paper, structural discrepancy and domain adversarial fusion network (SDDAFN) is proposed to learn deep high-dimensional features and eliminate distribution discrepancy across different domains. In data structure construction, the high-dimensional mapping features are first extracted accurately from the input raw signals by a feature encoder, then the output of encoder is converted into an instance graph through graph construction layer (GCL) for the convenient modeling by multi-channel kernel GCN (MCK-GCN). In network optimization, the classification loss function is introduced to optimize the discrimination boundaries of different fault types, and the integrated loss function based on structural discrepancy and domain adversarial are jointly adopted to minimize the domain distribution discrepancy. Experimental cases show the proposed method outperforms the state-of-the-art methods.

A Novel Unsupervised Clustering and Domain Adaptation Framework for Rotating Machinery Fault Diagnosis

Deep learning-based fault diagnosis methods require a large number of labeled datasets. However, considering the changing operating conditions, it is impractical to obtain labeled datasets for all cases. Therefore, this study proposes a new unsupervised clustering and domain adaptation framework to circumvent data deficiency and domain issues. The proposed framework comprises two steps: unsupervised clustering and domain adaptation. In the unsupervised clustering, an expectation-maximization adversarial autoencoder, which combines an expectation-maximization algorithm with an adversarial autoencoder, is used for feature extraction and subspace mapping. Subsequently, the mapped features are clustered using a Gaussian mixture model. In the domain adaptation, a domain synchronization that is based on the symmetric Kullback-Leibler divergence metric is used to infer the relationship between the source and target domain clusters. The experiments on two rolling-element-bearing datasets validate the effectiveness of our method. Specifically, our method performs domain adaptation without retraining, which is promising for real industrial applications.