Large Solar Energetic Particle Events Research Articles

Observations of the 2022 September 5 Solar Energetic Particle Event at 15 Solar Radii

On 2022 September 5, Parker Solar Probe (Parker) observed a large solar energetic particle (SEP) event at the unprecedented distance of only 15 R S from the Sun. The observations from the Integrated Science Investigation of the Sun (IS⊙IS) obtained over the course of this event are remarkably rich, and an overview is presented here. IS⊙IS is capable of measuring ions from 20 keV to over 100 MeV nuc−1 and electrons from 30 keV to 6 MeV; here, we primarily focus on the proton and helium measurements above 80 keV. Among the surprising results are evidence of inverse velocity dispersion at energies above 1 MeV during the onset of the event, a sharp decrease in the energetic particle intensities at all energies at the interplanetary shock crossing, and repeated short durations of highly anisotropic sunward flow. Many changes in the SEP intensities, anisotropy, and spectral steepness are coincident with solar wind structure boundaries identified using the Parker solar wind magnetic field and plasma data. However, there are significant changes that are not correlated with any clearly visible solar wind variation. The observations presented here serve as an introduction to a complex event with numerous opportunities for future, more in-depth studies.

Energetic Neutral Atoms Detected in the 2022 February 15 Solar Energetic Particle Event

Energetic neutral atoms (ENAs) are expected to be produced near the Sun during large solar energetic particle (SEP) events. However, their detection by SEP instruments near 1 au has been limited. The clearest reported measurement has been from the Solar Terrestrial Relations Observatory (STEREO) during the 2006 December 5 SEP event. Additional evidence of ENAs has been found through reanalysis of observations by the Solar Anomalous and Magnetospheric Particle Explorer obtained near the equator in low Earth orbit and associated with several large X-ray flares and fast coronal mass ejections (CMEs). Here we describe another detection of ENAs from the STEREO Low Energy Telescope associated with the large 2022 February 15 SEP event. Given the timing and spectrum of the ENAs and the location of the source region (behind the east limb from STEREO’s viewpoint), these ENAs are most likely a result of acceleration by a CME-driven shock when the CME was at approximately 2–3 R S. The possibility of a postflare loop origin is considered unlikely.

Energetic particle acceleration and transport with the novel Icarus+PARADISE model

With the rise of satellites and mankind's growing dependence on technology, there is an increasing awareness of space weather phenomena related to high-energy particles. Shock waves driven by coronal mass ejections (CMEs) and corotating interaction regions (CIRs) occasionally act as potent particle accelerators, generating hazardous solar energetic particles (SEPs) that pose risks to satellite electronics and astronauts. Numerical simulation tools capable of modelling and predicting large SEP events are thus highly demanded. We introduce the new Icarus+PARADISE model as an advancement of the previous EUHFORIA+PARADISE model. Icarus, based on the MPI-AMRVAC framework, is a three-dimensional magnetohydrodynamic code that models solar wind configurations from 0.1 au onwards, encompassing transient structures like CMEs or CIRs. Differing from EUHFORIA's uniform-only grid, Icarus incorporates solution adaptive mesh refinement (AMR) and grid stretching. The particle transport code PARADISE propagates energetic particles as test particles through these solar wind configurations by solving the focused transport equation in a stochastic manner. We validate our new model by reproducing EUHFORIA+PARADISE results. This is done by modelling the acceleration and transport of energetic particles in a synthetic solar wind configuration containing an embedded CIR. Subsequently, we illustrate how the simulation results vary with grid resolution by employing different levels of AMR.. The resulting intensity profiles illustrate increased particle acceleration with higher levels of AMR in the shock region, better capturing the effects of the shock.

Relationship between solar energetic particle intensity and coronal mass ejections and its associated type II radio bursts

Based on the multiple-vantage observations of STEREO, SOHO, wind and other spacecraft, the fast and wide coronal mass ejections (CME) during the 24th solar cycle from January 2010 to September 2014 are selected in this paper. Using the outputs of Richardson’s (2014) empirical model of solar energetic particle (SEP) intensity under different conditions, the effects of its associations such as CME, pre-CME, and type II radio bursts, on SEP intensity are analyzed, and the relationship between SEP event and these characteristics is also discussed. The main conclusions are as follows. 1) The presence or absence of pre-CME within 13 h before fast CME significantly improves the model prediction effect and has a significant influence on whether fast CME produces SEP event. Compared with the events without pre-CMEs, the events with pre-CMEs have a low proportion of false alarms (FR: 47.7% <i>vs.</i> 70%). However, the number of pre-CMEs does not improve the model output. 2) CMEs with type-II radio bursts have significantly lower FR to generate SEP events than fast CMEs without type-II radio bursts (42% <i>vs.</i> 68%). And selecting type-II radio bursts as a constraint will filter out some small/weak SEP events, the relationship between model predictions and observations especially for large SEP events (e.g. <i>I</i><sub>p</sub> ≥ 0.01 pfu/MeV) will stand out. Moreover, if the type-II radio enhancement is taken into account, FR can be further reduced to 29.4%, and the proportion of hits can be further increased (HR: 48.5%), and the model prediction is significantly improved. 3) The larger the start frequency of type II radio bursts, the smaller the end frequency is, and FR decreases slightly, but at the same time, a large number of SEP events are excluded by this condition, and the results show that the constraints on the start/end frequency of type-II radio bursts do not improve the model predictions distinctly. 4) If the sub-classification of type-II radio bursts is considered as the model constraint, the CMEs associated with multi-band type-II radio bursts have better model predictions than those with single-band events. For example, m-DH-km type-II radio bursts have lower FR (35.4%) and higher HR (48%), and the accuracy of empirical model is higher. In summary, we find that in addition to the velocity and angular width of CME, the associations of pre-CME, type II radio bursts and their enhancement, and multi-band sub-classification are the favorable conditions for CME to generate SEP events. The SEP intensities obtained by the empirical model have better consistency with the observations, and better predictions can be obtained. This investigation indicates that SEP events are more likely generated by fast and wide CMEs accompanied by pre-CMEs, multi-band type II radio bursts and their enhancements, which seem to serve as discriminative signal for SEP-rich and SEP-poor CMEs.

Solar–Stellar Connection: X-Ray Flares to Energetic (E > 10 MeV) Particle Events

Energetic particle environments are an important factor for the viability of life on exoplanets surrounding flare stars. In the heliosphere, large gradual solar energetic (E > 10 MeV) particle (SEP) events are produced by shocks from fast coronal mass ejections (CMEs). Extensive observations of solar X-ray flares, CMEs, and SEP events can provide guidance for flare star models of stellar energetic particle (StEP) events, for which stellar flares, but only rarely the associated CMEs, are observed. Comparing an extensive list of peak fluxes, timescales, and peak temperatures of 585 ≥ M3.0 solar X-ray flares with the occurrence of associated SEP events of peak flux Ip > 1.4 proton flux units, enhanced with proxy decametric–hectometric type II radio bursts, we determine guidelines for StEP event outcomes, given only stellar X-ray flare inputs. Longer timescales and lower peak temperatures of X-ray flares with a given peak X-ray flux Fp are more favorable for occurrence of associated SEP/StEP events, which, however, are only a minority of all solar flare outcomes. Most solar flares do not result in SEP events, invalidating scaling laws between stellar flares, CMEs, and StEP events. We discuss recent observations and models of the flare–CME relationship and suggest that StEP intensities Ip may often be overestimated.

Solar Cycle Variation of 0.3–1.29 MeV Nucleon−1 Heavy Ion Composition During Quiet Times Near 1 au in Solar Cycles 23 and 24

We report on the annual variation of quiet-time suprathermal ion composition for C through Fe using Advanced Composition Explorer (ACE)/Ultra-Low Energy Isotope Spectrometer data over the energy range 0.3–1.28 MeV nuc−1 from 1998 through 2019, covering solar cycle 23's rising phase through Solar Cycle 24's declining phase. Our findings are: (1) quiet-time suprathermal abundances resemble CIR-associated particles during solar minima; (2) quiet-time suprathermals are M/Q fractionated in a manner that is consistent with M/Q fractionation in large gradual solar energetic particle events (GSEP) during solar maxima; and (3) variability within the quiet-time suprathermal pool increases as a function of M/Q and is consistent with the analogous variability in GSEP events. From these observations, we infer that quiet-time suprathermal ions are remnants of CIRs in solar minima and GSEP events in solar maxima. Coincident with these results, we also unexpectedly show that S behaves like a low FIP ion in the suprathermal regime, and is therefore drawn from low FIP solar sources.

High-energy (>40 MeV) Proton Intensity Enhancements Associated with the Passage of Interplanetary Shocks at 1 au

We analyze periods with elevated >40 MeV proton intensities observed near Earth over a time span of 43 yr (1973–2016) that coincide with the passage of interplanetary (IP) shocks. Typically, elevated proton intensities result from large solar energetic particle (SEP) events. The IP shocks observed during these elevated-intensity periods may or may not be related to the origin of the SEP events. By choosing those cases when the shocks can be confidently associated with the solar eruption that generated the SEP event, we analyze the components of these SEP events that are localized in the vicinity of the shock (so-called “energetic storm particles”, ESPs), focusing on those events where the ESP component exceeds 40 MeV. We examine the interdependence of these high-energy ESPs with (i) the properties of the solar eruptions that generated the shocks and the SEP events, and (ii) the parameters of the shocks at their arrival at 1 au. The solar eruptions at the origin of the shocks producing >40 MeV proton ESP intensity enhancements are within ±50° longitude of central meridian and are associated with fast coronal mass ejections (plane-of-sky speeds ≳1000 km s−1). The ESP events with the largest >40 MeV proton intensity increases tend to occur when there are structures such as intervening IP coronal mass ejections and other unrelated shocks present in the solar wind through which the shock is propagating. Among the various local shock parameters considered, only the shock speed shows a certain degree of correlation with the observed ESP intensity increase.

Forecasting >300 MeV SEP Events: Extending SPARX to High Energies

AbstractThe forecasting of solar energetic particles (SEPs) is a prominent area of space weather research. Numerous forecasting models exist that predict SEP event properties at proton energies <100 MeV. One of these models is the Solar Particle Radiation SWx (SPARX) system, a physics‐based forecasting tool that calculates >10 and >60 MeV flux profiles within minutes of a flare being detected. This work describes SPARX−H, the extension of SPARX to forecast SEP events above 300 MeV. SPARX−H predicts fluxes in three high energy channels up to several 100 MeV. Correlations between SEP peak flux and peak intensity of the associated solar flare are seen to be weak at high energies, but improved when events are grouped based on the field polarity during the event. Initial results from this new high energy forecasting tool are presented here and the applications of high energy forecasts are discussed. Additionally, the new high energy version of SPARX is tested on a set of historic SEP events. We see that SPARX−H performs best when predicting peak fluxes from events with source locations in well‐connected regions, where many large SEP events tend to originate.

On the Seed Population of Solar Energetic Particles in the Inner Heliosphere

AbstractParticles measured in large gradual solar energetic particle events are believed to be predominantly accelerated at shocks driven by coronal mass ejections (CMEs). Ion charge state and composition analyses suggest that the origin of the seed particle population for the mechanisms of particle acceleration at CME‐driven shocks is not the bulk solar wind thermal material, but rather a suprathermal population present in the solar wind. This suprathermal population could result from remnant material accelerated in prior solar flares and/or preceding CME‐driven shocks. In this work, we examine the distribution of this suprathermal particle population in the inner heliosphere by combining a magnetohydrodynamic simulation of the solar wind and a Monte Carlo simulation of particle acceleration and transport. Assuming that the seed particles are uniformly distributed near the Sun by solar flares of various magnitudes, we study the longitudinal distribution of the seed population at multiple heliocentric distances. We consider a nonuniform background solar wind, consisting of fast and slow streams that lead to compression and rarefaction regions within the solar wind. Our simulations show that the seed population at a particular location (e.g., 1 au) is strongly modulated by the underlying solar wind configuration. Corotating interaction regions and merged interactions regions can strongly alter the energy spectra of the seed particle populations. In addition, cross‐field diffusion plays an important role in mitigating strong variations of the seed population in both space and energy.

Modeling Solar Energetic Neutral Atoms from Solar Flares and CME-driven Shocks

We examine the production of energetic neutral atoms (ENAs) in solar flares and coronal mass ejection (CME)-driven shocks and their subsequent propagation to 1 au. Time profiles and fluence spectra of solar ENAs at 1 au are computed for two scenarios: (1) ENAs are produced downstream at CME-driven shocks, and (2) ENAs are produced at large-scale post-flare loops in solar flares. Both the time profiles and fluence spectra for these two scenarios are vastly different. Our calculations indicate that we can use solar ENAs as a new probe to examine the underlying acceleration process of solar energetic particles (SEPs) and to differentiate the two acceleration sites: large loops in solar flares and downstream of CME-driven shocks, in large SEP events.

Solar Energetic Particle Acceleration at a Spherical Shock with the Shock Normal Angle Evolving in Space and Time

We present a 2D kinematic model to study the acceleration of solar energetic particles (SEPs) at a shock driven by a coronal mass ejection. The shock is assumed to be spherical about an origin that is offset from the center of the Sun. This leads to a spatial and temporal evolution of the angle between the magnetic field and the shock-normal direction (θ Bn ) as it propagates through the Parker spiral magnetic field from the lower corona to 1 au. We find that the high-energy SEP intensity varies significantly along the shock front due to the evolution of θ Bn . Generally, the west flank of the shock preferentially accelerates particles to high energies compared to the east flank and shock nose. This can be understood in terms of the rate of acceleration, which is higher at the west flank. Double power-law energy spectra are reproduced in our model as a consequence of the local acceleration and transport effects. These results will help us to better understand the evolution of SEP acceleration and provide new insights into large SEP events observed by multiple spacecraft, especially those close to the Sun, such as Parker Solar Probe and Solar Orbiter.

Interpreting the Observed Positive Correlation between the Event-integrated Fluence and the Rollover Energy of Solar Energetic Particle Events by the PAMELA Mission with Coupled Hydromagnetic Wave Excitation and Proton Acceleration at Shocks in the Low Corona

An analytical model for diffusive shock acceleration (DSA) at one-dimensional stationary planar shocks in the lower corona is presented. The model introduces an upstream escape boundary through which a constant flux of protons streaming upstream out of the system is allowed. The nonvanishing flux of streaming protons out of the system limits the maximum attainable energy of DSA and produces a rollover in the high-energy spectra of the shock-accelerated protons. The condition for the rollover energy derived from the model can account for the approximately linear relation between the natural logarithm of event-integrated fluences and the natural logarithm of rollover energies as demonstrated in Bruno et al. Solar energetic particle (SEP) events with higher integrated fluences in principle exhibit higher rollover energies since proton-excited hydromagnetic waves in the turbulent sheath reduce the proton diffusion coefficient and throttle the upstream streaming of protons. The consistency between the observation and the theory of DSA at shocks in the lower corona serves as evidence for the shock origin of protons of the highest energies in large SEP events.

Regional Differences in Carbon-14 Data of the 993 CE Cosmic Ray Event

Cosmogenic nuclides such as 14C from tree rings and 10Be and 36Cl from ice cores are excellent proxies for the past extremely large solar energetic particle (SEP) events, which are dozens of times larger than the largest SEP event in the history of observation. So far, several rapid 14C increases have been discovered, which are considered to have originated from extreme SEP events (or set of successive SEP events) from verifications using multiple cosmogenic nuclide analyses in natural archives. Although these events are characterized by a rapid increase in cosmogenic nuclide concentrations, 14C data recorded worldwide do not always show similar variations, especially during the 993 CE event, where a rapid increase was recorded in either 992–993 CE or 993–994 CE in several records. We present new 14C data of the Japanese cedar sample for the 993 CE event. Although the latest data show no significant increase in 1 year, an overall increase pattern is consistent with the previously reported 14C data of the Japanese cedar, which supports that a significant 14C increase occurred from 993 to 994 CE in the Japanese sample. Given the dominant 14C production in high latitudes by SEPs, the difference in timing of increase may be a transport effect in the atmosphere. Moreover, the difference in the timing of the 14C increase can cause a 1-year age-determination error using the 993 CE radiocarbon spike. Compared with the 14C data between tree samples from high latitude and midlatitude, including Japan, high-latitude data can capture 14C changes originating from SEP events more quickly and clearly and may be more suitable for a SEP event exploration in the past.

Modeling the East‐West Asymmetry of Energetic Particle Fluence in Large Solar Energetic Particle Events Using the iPATH Model

AbstractIt has been noted that in large solar energetic particle (SEP) events, the peak intensities show an East‐West asymmetry with respect to the source flare locations. Using the 2D improved Particle Acceleration and Transport in the Heliosphere (iPATH) model, we investigate the origin of this longitudinal trend. We consider multiple cases with different solar wind speeds and eruption speeds of the coronal mass ejections (CMEs) and fit the longitudinal distributions of time‐averaged fluence by symmetric/asymmetric Gaussian functions with three time intervals of 8, 24 and 48 hr after the flare onset time respectively. The simulation results are compared with a statistical study of three‐spacecraft events. We suggest that the East‐West asymmetry of SEP fluence and peak intensity can be primarily caused the combined effect of an extended shock acceleration process and the evolution of magnetic field connection to the shock front. Our simulations show that the solar wind speed and the CME speed are important factors determining the East‐West fluence asymmetry.

Estimating the Injection Duration of 20 MeV Protons in Large Western Solar Energetic Particle Events

An ad hoc analytical calculation is presented to infer the duration of injection of 20 MeV protons in 21 selected western solar energetic particle (SEP) events. We convolve the solution of diffusion equation with a “triangle” source to model the time-intensity profiles over the onset and the peaking phase. The effects of “corotating” flux tubes and of solar wind convection are neglected. To accommodate these simplifications, only western events whose associated flares erupted between W15 and W90 are selected. The time-intensity profiles of these events are reconstructed from the timescales presented in Kahler (2005) and Kahler (2013) using the modified Weibull function. From the linear relation between the logarithm of the peak intensity and the logarithm of the fluence of 27–37 MeV protons presented in Kahler & Ling, we derive an optimal radial mean free path (λ mfp) of 0.08 au and adopt this value to fit all selected events. The inferred duration of injection for the selected events, which in general increases with the initial speed of the associated coronal mass ejection (CME) (V cme), is less than 1 hr for V cme < 1000 km s−1 and varies from a few to ∼10 hr for 1000 km s−1 < V cme < 2000 km s−1. We then estimate the distance that the associated CMEs have traveled over the duration of injection. Most CMEs in selected events have traveled to less than 60 solar radii by the time the majority of accelerated particles have been injected into the interplanetary space.

A Perspective on Solar Energetic Particles

The author has been fortunate to observe and participate in the rise of the field of solar energetic particles (SEPs), from the early abundance studies, to the contemporary paradigm of shock acceleration in large SEP events, and element abundance enhancements that are power laws in mass-to-charge ratios from H to Pb. Through painful evolution the “birdcage” model and the “solar-flare myth” came and went, leaving us with shock waves and solar jets that can interact as sources of SEPs.

Dataset for "Modelling the East-West asymmetry of energetic particle fluence in large solar energetic particle events using the iPATH model"

Dataset for "Modelling the East-West asymmetry of energetic particle fluence in large solar energetic particle events using the iPATH model"

Double-power-law Feature of Energetic Particles Accelerated at Coronal Shocks

Abstract Recent observations have shown that in many large solar energetic particle (SEP) events the event-integrated differential spectra resemble double power laws. We perform numerical modeling of particle acceleration at coronal shocks propagating through a streamer-like magnetic field by solving the Parker transport equation, including protons and heavier ions. We find that for all ion species the energy spectra integrated over the simulation domain can be described by a double power law, and the break energy depends on the ion charge-to-mass ratio as E B ∼ (Q/A) α , with α varying from 0.16 to 1.2 by considering different turbulence spectral indices. We suggest that the double-power-law distribution may emerge as a result of the superposition of energetic particles from different source regions where the acceleration rates differ significantly due to particle diffusion. The diffusion and mixing of energetic particles could also provide an explanation for the increase of Fe/O at high energies as observed in some SEP events. Although further mixing processes may occur, our simulations indicate that either a power-law break or rollover can occur near the Sun and predict that the spectral forms vary significantly along the shock front, which may be examined by upcoming near-Sun SEP measurements from the Parker Solar Probe and Solar Orbiter.

Widespread 1–2 MeV Energetic Particles Associated with Slow and Narrow Coronal Mass Ejections: Parker Solar Probe and STEREO Measurements

Abstract Suprathermal ions in the corona are thought to serve as seed particles for large gradual solar energetic particle (SEP) events associated with fast and wide coronal mass ejections (CMEs). A better understanding of the role of suprathermal particles as seed populations for SEP events can be made by using observations close to the Sun. We study a series of SEP events observed by the Integrated Science Investigation of the Sun (IS⊙IS) suite on board the Parker Solar Probe (PSP) from 2020 May 27 to June 2, during which PSP was at heliocentric distances between ∼0.4 and ∼0.2 au. These events were also observed by the Ahead Solar TErrestrial RElations Observatory (STEREO-A) near 1 au, but the particle intensity magnitude was much lower than that at PSP. We find that the SEPs should have spread in space as their source regions were distant from the nominal magnetic footpoints of both spacecraft and the parent CMEs were slow and narrow. We study the decay phase of the SEP events in the ∼1–2 MeV proton energy range at PSP and STEREO-A, and discuss their properties in terms of both continuous injections by successive solar eruptions and the distances where the measurements were made. This study indicates that seed particles can be continuously generated by eruptions associated with slow and narrow CMEs, spread over a large part of the inner heliosphere, and remain there for tens of hours, even if minimal particle intensity enhancements were measured near 1 au.

Evidence for Energetic Neutral Hydrogen Emission from Solar Particle Events

Abstract We report the probable detection of energetic neutral hydrogen atoms (ENAs) at &gt;0.8 MeV in several large solar energetic particle events observed between 1997 and 2004. The low Earth orbiting SAMPEX satellite detected transient increases of quasi-trapped equatorial protons beginning typically ∼3 hr after the X-ray flare and lasting for up to several hours. Since the magnetic cutoff rigidity is &gt;10 GV at the magnetic latitude where the particles were observed, we interpret the signal as due to ENAs that penetrate Earth’s magnetic field and charge exchange in the upper atmosphere, whereupon the charged particles may become trapped. One event outside our survey period (2006 December 5) had previously reported solar flare ENAs, the only example of this phenomenon of which we are aware. Although the statistics are limited, the events we report suggest that the ENAs are produced as the flare-associated coronal mass wjection moves through the corona, as concluded previously for the 2006 December 5 event. The finding of ENAs emitted in conjunction with large solar flares opens a new avenue to understanding these events.