Land Parameter Retrieval Model Research Articles

A novel AMSR2 retrieval algorithm for global C-band vegetation optical depth and soil moisture (AMSR2 IB): Parameters' calibration, evaluation and inter-comparison

Effective monitoring of soil and vegetation properties on a global scale is essential for better understanding climate changes, hydrological dynamics, and ecological processes. Passive microwave remote sensing at C-band radio frequency, with long observation period and relatively high penetration capability, has been widely used to retrieve soil moisture (SM) and vegetation optical depth (C-VOD). The retrieval process is generally achieved by inversion of the τ-ω radiative transfer model, which depends on crucial parameters such as effective scattering albedo (ω) and soil roughness (HR) for accurate retrievals. Current SM/C-VOD retrieval algorithms, such as the Land Parameter Retrieval Model (LPRM), predominantly rely on globally-constant ω and HR values, ignoring the inherent sensitivity of those parameters to varying soil conditions and vegetation types. To evaluate the impact of ω and HR variables on SM and C-VOD retrievals and to improve their accuracy, this study proposed and evaluated a novel retrieval approach from AMSR2 C-band observations during 2017–2020 using the C-band Microwave Emission of the Biosphere (C-MEB) model. We evaluated two new retrieval algorithms, considering either a globally-constant calibration or a land cover-based calibration of ω and HR. As a benchmark for the calibration, we optimized the values of ω and HR by evaluating the retrieved SM against in situ measurements from the International Soil Moisture Network (ISMN) and OzNet hydrological monitoring networks. The main originality compared to previous algorithms is that i) it includes a comprehensive calibration exploring the optimal values of ω and HR, applicable globally or tailored to specific land cover; ii) field SM measurements were leveraged to constrain the calibrated value of ω and HR.For the globally-constant calibration, the optimal values of ω = 0.05 and HR = 0.1 were found to yield the best results. For the land cover-based calibration, an inverse relationship between ω/HR and canopy height was observed, with ω ranging from 0.04 to 0.06 and HR ranging from 0.1 to 0.7 for heights between 0 and 30 m. The algorithm employing a land cover-based calibration (INRAE Bordeaux 2, IB2) exhibited better performance than the one utilizing a globally-constant calibration (INRAE Bordeaux 1, IB1) in evaluating retrieved SM against in situ measurements, as well as in evaluating C-VOD vs various vegetation variables including aboveground biomass (AGB), tree cover, canopy height and several optical vegetation indices. Comparison with LPRM suggested that our IB2 C-VOD retrievals present improved performances in terms of both spatial and temporal results with all considered vegetation variables (spatial correlation (R) between various vegetation variables and C-VOD of 0.76–0.83 for IB2 vs 0.69–0.79 for LPRM), and exhibited lower saturation effects when compared with AGB. In addition, the IB2 SM produced lower root mean squared error (RMSE) (0.147 vs 0.217 m3/m3), bias (−0.03 vs 0.09 m3/m3), and ubRMSE (0.066 vs 0.067 m3/m3) when compared with in situ measurements, although it showed a lower R compared to LPRM SM.

Evaluation of Improvement Schemes for FY-3B Passive Microwave Soil-Moisture Estimates Retrieved Using the Land Parameter Retrieval Model

Satellite observations have provided global and regional soil-moisture estimates in the last four decades. However, the accuracy of these observations largely depends on reducing uncertainties in the retrieval algorithms. In this study, we address two challenges affecting the quality of soil-moisture estimates from a widely used soil-moisture-retrieval model, the land parameter retrieval model (LPRM). We studied two improvement schemes that were aimed at reducing uncertainties in open water signals (the LPRMv6_OWF) and vegetation signals (the LPRMv6_Veg), as well as a scheme to reduce their combined impacts (the LPRMv6_OWFVeg) on LPRM-retrieved soil moisture using the FengYun-3B (FY-3B) satellite observations. To assess the impacts of the improvement schemes, we utilized in situ soil moisture from the Jiangsu and Jiangxi provinces in China. We found that the retrievals (Rs) of the LPRMv6_Veg and the LPRMv6_OWFVeg were mainly in the range of 0.2 to 0.5 in Jiangsu and Jiangxi, with increases of 0.1 compared to those of the LPRMv6. The standard deviation (SD) of the LPRMv6_OWFVeg increased in Jiangsu, while the R of the LPRMv6_OWF increased in Jiangsu by 0.05–0.1 compared to that of the LPRMv6, but the SD tended to become worse. In Jiangxi, there was an increase of 0.1 in R. The results show that each of these algorithms improved the accuracy of soil-moisture inversion to some extent, compared to the original algorithm, with the LPRMv6_OWFVeg showing the greatest improvement, followed by the LPRMv6_Veg. The accuracy of both the LPRMv6_OWF and the LPRMv6_OWFVeg decreased to some extent when the open-water fraction (OWF) was greater than 0.2. Full areal extent analyses based on triple collocation showed significant improvements in correlations and minimized errors across different vegetation scenarios over the entire region of China in both the LPRMv6_OWF and the LPRMv6_Veg. However, reduced qualities were found in arid regions in northern China because of the nonlinear relationships between land-surface temperature, vegetation, and soil moisture in the LPRM. These results highlight important lessons for developing comprehensive improvement schemes for soil-moisture retrievals from passive microwave satellite observations.

Assessing the sensitivity of multi-frequency passive microwave vegetation optical depth to vegetation properties

Abstract. Vegetation attenuates the microwave emission from the land surface. The strength of this attenuation is quantified in models in terms of the parameter vegetation optical depth (VOD) and is influenced by the vegetation mass, structure, water content, and observation wavelength. Earth observation satellite sensors operating in the microwave frequencies are used for global VOD retrievals, enabling the monitoring of vegetation at large scales. VOD has been used to determine above-ground biomass, monitor phenology, or estimate vegetation water status. VOD can be also used for constraining land surface models or modelling wildfires at large scales. Several VOD products exist, differing by frequency/wavelength, sensor, and retrieval algorithm. Numerous studies present correlations or empirical functions between different VOD datasets and vegetation variables such as the normalized difference vegetation index, leaf area index, gross primary production, biomass, vegetation height, or vegetation water content. However, an assessment of the joint impact of land cover, vegetation biomass, leaf area, and moisture status on the VOD signal is challenging and has not yet been done. This study aims to interpret the VOD signal as a multi-variate function of several descriptive vegetation variables. The results will help to select VOD at the most suitable wavelength for specific applications and can guide the development of appropriate observation operators to integrate VOD with large-scale land surface models. Here we use VOD from the Land Parameter Retrieval Model (LPRM) in the Ku, X, and C bands from the harmonized Vegetation Optical Depth Climate Archive (VODCA) dataset and L-band VOD derived from Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active Passive (SMAP) sensors. The leaf area index, live-fuel moisture content, above-ground biomass, and land cover are able to explain up to 93 % and 95 % of the variance (Nash–Sutcliffe model efficiency coefficient) in 8-daily and monthly VOD within a multi-variable random forest regression. Thereby, the regression reproduces spatial patterns of L-band VOD and spatial and temporal patterns of Ku-, X-, and C-band VOD. Analyses of accumulated local effects demonstrate that Ku-, X-, and C-band VOD are mostly sensitive to the leaf area index, and L-band VOD is most sensitive to above-ground biomass. However, for all VODs the global relationships with vegetation properties are non-monotonic and complex and differ with land cover type. This indicates that the use of simple global regressions to estimate single vegetation properties (e.g. above-ground biomass) from VOD is over-simplistic.

Characterizing the accuracy of satellite-based products to detect soil moisture at the global scale

Satellite-based soil moisture (SM) products exhibit distinct error patterns at various timescales. Knowledge of their accuracy characteristics for capturing different SM signals is significant for many real-world applications in soil sciences. This study conducted a comprehensive evaluation of the following eight satellite-based SM products: the Soil Moisture and Ocean Salinity-Institut National de la Recherche Agronomique and Centre d'Etudes Spatiales de la BIOsphere version 2 (SMOS-IC-V2), the Level 3 (L3) Soil Moisture Active Passive V7 (SMAP-V7), the combined European Space Agency Climate Change Initiative V06.1 (ESA CCI-V06.1), the L3 SMOS V3, the L3 Advanced Microwave Scanning Radiometer (AMSR2) V3 from the Japan Aerospace Exploration Agency (JAXA), the L3 Land Parameter Retrieval Model (LPRM) C1- and X- band AMSR2 V001, and the Chinese FengYun-3B V1. By using >1,500 sites from the International Soil Moisture Network and triple collocation analysis, this study aimed to identify not only the relative strengths of the products for detecting original SM signals, short-term SM anomalies, and long-term SM seasonality, but also the impacts of land cover, soil organic carbon (SOC), and soil texture on their retrieval accuracy. In terms of capturing the temporal dynamics of SM anomalies, SMAP-V7 outperformed SMOS-IC-V2 and ESA CCI-V06.1. In arid and semi-arid areas, LPRM C1-band AMSR2 V001 outperformed SMOS-ICV2 and SMAP-V7, in terms of detecting SM seasonality. SMAP-V7, SMOS-ICV2, and ESA CCI-V06.1 effectively captured SM seasonality over most forest zones and effectively detected short-term SM anomalies over croplands and grasslands. The l-band products showed the highest accuracy in terms of capturing the temporal dynamics of all the SM signals when the clay fraction was in the range of 20 %–25 %. Most products had difficulties in detecting SM variations over bare deserts, sandy and clay soils, and soils rich in organic matter (SOC content > 8.72 %).

Evaluation of satellite and reanalysis estimates of surface and root-zone soil moisture in croplands of Jiangsu Province, China

High-quality and long-term surface soil moisture (SSM) and root-zone soil moisture (RZSM) data are critical for agricultural water management of Jiangsu province, which is a major agricultural province in China. However, few studies assessed the accuracy of SSM and RZSM datasets in croplands of Jiangsu province. The study addressed this gap by firstly using observations from ninety-one sites to assess thirteen satellite and model-based SSM products (Advanced Scatterometer (ASCAT), European Space Agency Climate Change Initiative (ESA CCI) Combined/Passive/Active, Soil Moisture and Ocean Salinity in version IC (SMOS-IC), Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2), Soil Moisture Active Passive (SMAP)-Multi-Temporal Dual-channel Algorithm (MTDCA)/Level 3 (L3)/Level 4 (L4)/SMAP-INRAE-BORDEAUX (IB)/Multi-channel Collaborative Algorithm (MCCA), the fifth generation of the land component of the European Centre for Medium-Range Weather Forecasts atmospheric reanalysis (ERA5-Land), and the Noah land surface model driven by Global Land Data Assimilation System (GLDAS-Noah)), and four RZSM products (ERA5-Land, GLDAS-Noah, SMAP-L4 and ESA CCI (retrieved using ESA CCI Combined SSM coupled with an exponential filter)). We also inter-compared time-invariant and time-variant Triple Collocation Analysis (TCA)-based R with in situ-based R calculated using SSM anomalies. Various evaluation strategies were compared using different groups of available sites and temporal samplings. Our results showed that the model-based and combined SSM products (i.e., ERA5-Land, SMAP-L4, ESA CCI Combined/Passive/Active, GLDAS-Noah, ASCAT) performed better than the other SSM products and ERA5-Land, SMAP-L4 and ESA CCI RZSM generally performed better than the GLDAS-Noah RZSM product with higher R. Similar performance rankings were observed among time-invariant and time-variant TCA-R and in situ-based R, in which the TCA-R values for all SSM datasets were higher than the in situ-based R as the representativeness errors of the in situ measurements may bias in situ-based R. The accuracy of the ESA CCI, GLDAS-Noah and ERA5-Land SSM products was expected to be enhanced by considering the water effect and high uncertainties were observed for MTDCA and SMAP-MCCA SSM over dense vegetation periods and regions. Also, it is important to select appropriate evaluation strategies to conduct the SSM and RZSM evaluations according to the situation as the available sites and temporal samplings may bias the evaluation results.

Characterizing natural variability in complex hydrological systems using passive microwave-based climate data records: a case study for the Okavango Delta

Abstract. The Okavango River system in southern Africa is known for its strong interannual variability of hydrological conditions. Here, we present how this is exposed in surface soil moisture, land surface temperature, and vegetation optical depth as derived from the Land Parameter Retrieval Model, using an inter-calibrated, long-term, multi-sensor passive microwave satellite data record (1998–2020). We also investigate how these interannual variations relate to state-of-the-art climate reanalysis data from ERA5-Land. We analysed both the upstream river catchment and the Okavango delta, supported by independent data records of discharge measurements, precipitation, and vegetation dynamics observed by optical satellites. The seasonal vegetation optical depth anomalies have a strong correspondence with the MODIS leaf area index (correlation catchment: 0.74, delta: 0.88). Land surface temperature anomalies derived from passive microwave observations match best with those of ERA5-Land (catchment: 0.88, delta: 0.81) as compared to MODIS nighttime land surface temperature (LST) (catchment: 0.70, delta: 0.65). Although surface soil moisture anomalies from passive microwave observations and ERA5-Land correlate reasonably well (catchment: 0.72, delta: 0.69), an in-depth evaluation over the delta uncovered situations where passive microwave satellites record strong fluctuations, while ERA5-Land does not. This is further analysed using information on inundated area, river discharge, and precipitation. The passive microwave soil moisture signal demonstrates a response to both the inundated area and precipitation. ERA5-Land however, which, by default, does not account for any lateral influx from rivers, only shows a response to the precipitation information that is used as forcing. This also causes the reanalysis model to miss record low land surface temperature values as it underestimates the latent heat flux in certain years. These findings demonstrate the complexity of this hydrological system and suggest that future land surface model generations should also include lateral land surface exchange. Also, our study highlights the importance of maintaining and improving climate data records of soil moisture, vegetation, and land surface temperature from passive microwave observations and other observation systems.

Validation of Multiple Soil Moisture Products over an Intensive Agricultural Region: Overall Accuracy and Diverse Responses to Precipitation and Irrigation Events

Remote sensing and land surface models promote the understanding of soil moisture dynamics by means of multiple products. These products differ in data sources, algorithms, model structures and forcing datasets, complicating the selection of optimal products, especially in regions with complex land covers. This study compared different products, algorithms and flagging strategies based on in situ observations in Anhui province, China, an intensive agricultural region with diverse landscapes. In general, models outperform remote sensing in terms of valid data coverage, metrics against observations or based on triple collocation analysis, and responsiveness to precipitation. Remote sensing performs poorly in hilly and densely vegetated areas and areas with developed water systems, where the low data volume and poor performance of satellite products (e.g., Soil Moisture Active Passive, SMAP) might constrain the accuracy of data assimilation (e.g., SMAP L4) and downstream products (e.g., Cyclone Global Navigation Satellite System, CYGNSS). Remote sensing has the potential to detect irrigation signals depending on algorithms and products. The single-channel algorithm (SCA) shows a better ability to detect irrigation signals than the Land Parameter Retrieval Model (LPRM). SMAP SCA-H and SCA-V products are the most sensitive to irrigation, whereas the LPRM-based Advanced Microwave Scanning Radiometer 2 (AMSR2) and European Space Agency (ESA) Climate Change Initiative (CCI) passive products cannot reflect irrigation signals. The results offer insight into optimal product selection and algorithm improvement.

A Comprehensive Evaluation of Gridded L-, C-, and X-Band Microwave Soil Moisture Product over the CZO in the Central Ganga Plains, India

Recent developments in passive microwave remote sensing have provided an effective tool for monitoring global soil moisture (SM) observations on a spatiotemporal basis, filling the gap of uneven in-situ measurement distribution. In this paper, four passive microwave SM products from three bands (L, C, and X) are evaluated using in-situ observations, over a dry–wet cycle agricultural (mostly paddy/wheat cycle crops) critical zone observatory (CZO) in the Central Ganga basin, India. The L-band and C/X-band information from Soil Moisture Active Passive (SMAP) Passive Enhanced Level 3 (SMAP-L3) and Advanced Microwave Scanning Radiometer 2 (AMSR2), respectively, was selected for the evaluation. The AMSR2 SM products used here were derived using the Land Parameter Retrieval Model (LPRM) algorithm. Spatially averaged observations from 20 in-situ distributed locations were initially calibrated with a single and continuous monitoring station to obtain long-term ground-based data. Furthermore, several statistical metrices along with the triple collocation (TC) error model were used to evaluate the overall accuracy and random error variance of the remote sensing products. The results indicated an overall superior performance of SMAP-L3 with a slight dry bias (−0.040 m3·m−3) and a correlation of 0.712 with in-situ observations. This also met the accuracy requirement (0.04 m3·m−3) during most seasons with a modest accuracy (0.059 m3·m−3) for the entire experimental period. Among the LPRM datasets, C1 and C2 products behaved similarly (R = 0.621) with a ubRMSE of 0.068 and 0.081, respectively. The X-band product showed a relatively poor performance compared to the other LPRM products. Seasonal performance analysis revealed a higher correlation for all the satellite SM products during monsoon season, indicating a strong seasonality of precipitation. The TC analysis indicated the lowest error variance (0.02 ± 0.003 m3·m−3) for the SMAP-L3. In the end, we introduced Spearman’s rank correlation to assess the dynamic response of SM observations to climatic and vegetation parameters.

Towards Consistent Soil Moisture Records from China’s FengYun-3 Microwave Observations

Soil moisture plays an essential role in the land-atmosphere interface. It has become necessary to develop quality large-scale soil moisture data from satellite observations for relevant applications in climate, hydrology, agriculture, etc. Specifically, microwave-based observations provide more consistent land surface records because they are unhindered by cloud conditions. The recent microwave radiometers onboard FY-3B, FY-3C and FY-3D satellites launched by China’s Meteorological Administration (CMA) extend the number of available microwave observations, covering late 2011 up until the present. These microwave observations have the potential to provide consistent global soil moisture records to date, filling the data gaps where soil moisture estimates are missing in the existing records. Along these lines, we studied the FY-3C to understand its added value due to its unique time of observation in a day (ascending: 22:15, descending: 10:15) absent from the existing satellite soil moisture records. Here, we used the triple collocation technique to optimize a benchmark retrieval model of land surface temperature (LST) tailored to the observation time of FY3C, by evaluating various soil moisture scenarios obtained with different bias-imposed LSTs from 2014 to 2016. The globally optimized LST was used as an input for the land parameter retrieval model (LPRM) algorithm to obtain optimized global soil moisture estimates. The obtained FY-3C soil moisture observations were evaluated with global in situ and reanalysis datasets relative to FY3B soil moisture products to understand their differences and consistencies. We found that the RMSEs of their anomalies were mostly concentrated between 0.05 and 0.15 m3 m−3, and correlation coefficients were between 0.4 and 0.7. The results showed that the FY-3C ascending data could better capture soil moisture dynamics than the FY-3B estimates. Both products were found to consistently complement the skill of each other over space and time globally. Finally, a linear combination approach that maximizes temporal correlations merged the ascending and descending soil moisture observations separately. The results indicated that superior soil moisture estimates are obtained from the combined product, which provides more reliable global soil moisture records both day and night. Therefore, this study aims to show that there is merit to the combined usage of the two FY-3 products, which will be extended to the FY-3D, to fill the gap in existing long-term global satellite soil moisture records.

Improvement of AMSR2 Soil Moisture Retrieval Using a Soil-Vegetation Temperature Decomposition Algorithm

It is well documented that soil moisture can be retrieved from passive microwave observations. A basic assumption of most passive microwave-based soil moisture retrieval algorithms is that vegetation temperatures (Tv) and soil temperatures (Ts) are equal (i.e., Tv=Ts), which however is not well satisfied in some cases, especially during daytime. In this study, we proposed a soil-vegetation temperature decomposition (SVTD) approach to avoid such an assumption, which can improve the accuracy of soil moisture retrievals from the Advanced Microwave Scanning Radiometer 2 (AMSR2) data. First, the SVTD was used to decompose the vegetation and soil temperatures of the soil-vegetation mixed pixels in the Tibetan Plateau (TP). Subsequently, the decomposed temperature was integrated into the soil moisture retrieval algorithm to correct the effects of soil and vegetation temperatures, and soil moisture is then retrieved following the same strategy adopted in the land parameter retrieval model (LPRM). Finally, the algorithm was validated against densely-instrumented soil moisture networks (Maqu, Naqu, and Ngari) built in the Tibetan Plateau, and was also compared with the LPRM AMSR2 soil moisture product. Results indicate the proposed algorithm performs much better than the original LPRM in soil-vegetation mixed areas. The proposed SVTD method is promising for soil moisture retrieval from passive microwave satellites, especially in the daytime when the difference between soil and vegetation temperatures is relatively large.

A first assessment of satellite and reanalysis estimates of surface and root-zone soil moisture over the permafrost region of Qinghai-Tibet Plateau

Long-term and high-quality surface soil moisture (SSM) and root-zone soil moisture (RZSM) data is crucial for understanding the land-atmosphere interactions of the Qinghai-Tibet Plateau (QTP). More than 40% of QTP is covered by permafrost, yet few studies have evaluated the accuracy of SSM and RZSM products derived from microwave satellite, land surface models (LSMs) and reanalysis over that region. This study tries to address this gap by evaluating a range of satellite and reanalysis estimates of SSM and RZSM in the thawed soil overlaying permafrost in the QTP, using in-situ measurements from sixteen stations. Here, seven SSM products were evaluated: Soil Moisture Active Passive L3 (SMAP-L3) and L4 (SMAP-L4), Soil Moisture and Ocean Salinity in version IC (SMOS-IC), Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2), European Space Agency Climate Change Initiative (ESA CCI), Advanced Scatterometer (ASCAT), and the fifth generation of the land component of the European Centre for Medium-Range Weather Forecasts atmospheric reanalysis (ERA5-Land). We also evaluated three RZSM products from SMAP-L4, ERA5-Land, and the Noah land surface model driven by Global Land Data Assimilation System (GLDAS-Noah). The assessment was conducted using five statistical metrics, i.e. Pearson correlation coefficient (R), bias, slope, Root Mean Square Error (RMSE), and unbiased RMSE (ubRMSE) between SSM or RZSM products and in-situ measurements. Our results showed that the ESA CCI, SMAP-L4 and SMOS-IC SSM products outperformed the other SSM products, indicated by higher correlation coefficients (R) (with a median R value of 0.63, 0.44 and 0.57, respectively) and lower ubRMSE (with a median ubRMSE value of 0.05, 0.04 and 0.07 m3/m3, respectively). Yet, SSM overestimation was found for all SSM products. This could be partly attributed to ancillary data used in the retrieval (e.g. overestimation of land surface temperature for SMAP-L3) and to the fact that the products (e.g. LPRM) more easily overestimate the in-situ SSM when the soil is very dry. As expected, SMAP-L3 SSM performed better in areas with sparse vegetation than with dense vegetation covers. For RZSM products, SMAP-L4 and GLDAS-Noah (R = 0.66 and 0.44, ubRMSE = 0.03 and 0.02 m3/m3, respectively) performed better than ERA5-Land (R = 0.46; ubRMSE = 0.03 m3/m3). It is also found that all RZSM products were unable to capture the variations of in-situ RZSM during the freezing/thawing period over the permafrost regions of QTP, due to large deviation for the ice-water phase change simulation and the lack of consideration for unfrozen-water migration during freezing processes in the LSMs.

Reappraisal of SMAP inversion algorithms for soil moisture and vegetation optical depth

NASA's Soil Moisture Active Passive (SMAP) satellite mission has been providing high-quality global estimates of soil moisture (SM) and vegetation optical depth (VOD) using L-band radiometry since 2015. To date, a variety of retrieval algorithms as well as surface roughness and scattering albedo have been developed. However, a comprehensive evaluation of different algorithms with the new surface parameters across diverse biomes, climates, and terrain slopes is lacking. To narrow down this knowledge gap, here we examine the performance of various existing algorithms, including V-pol Single Channel Algorithms (SCA-V), H-pol Single Channel Algorithms (SCAH), classic DCA, extended DCA (E-DCA), regularized DCA (RDCA), land parameter retrieval model (LPRM), multi-temporal DCA (MT-DCA), constrained multi-channel algorithm (CMCA), and spatially constrained multi-channel algorithm (S-CMCA). The SM estimates are evaluated against in-situ measurements from the International Soil Moisture Network (ISMN) while VOD estimates are compared with the two-band enhanced vegetation index (EVI2), tree height, and aboveground biomass.This study has led to several important findings: (1) The overall bias, root mean square error (RMSE), and unbiased RMSE (ubRMSE) of SM estimates from different algorithms generally increase with vegetation density while their temporal correlations with in-situ measurements decrease as the terrain slope increases. (2) The divergence between different SM estimates is relatively larger over forested areas than non-forested areas. (3) In terms of temporal correlation with in-situ measurements, the SCA-V and RDCA outperform other algorithms over most land cover types and climates. (4) SCA-H typically underestimates SM more compared to other algorithms across sparsely vegetated areas and most climates. (5) The ubRMSE values demonstrate that all algorithms have close performance when EVI2 is less than 0.3; however, the performance of classic DCA decays notably when EVI2 exceeds 0.3. (6) VOD retrievals from RDCA exhibit improved spatial correlations with EVI2, tree height, and aboveground biomass across the globe compared to other algorithms. Overall, RDCA exhibits a good compromise between the high performance of SM and VOD.

Evaluation of six satellite- and model-based surface soil temperature datasets using global ground-based observations

The comprehensive evaluation of model- and satellite-based surface soil temperature (ST) products is a prerequisite for applications of these datasets in hydrology, ecology, and climate change, as well as in passive microwave soil moisture retrieval algorithms. Distinguished from existing regional validations, this study used ground soil temperature observations of approximately 800 stations from 5 sparse and 15 dense networks worldwide to fully assess six model- and satellite-based surface ST products from April 2015 to December 2017. The products consist of five model-based ST from the Modern-Era Retrospective Analysis for Research and Applications, version 2 (MERRA-2), the Goddard Earth Observing System Model version 5 Forward Processing (GEOS-5 FP), the Global Land Data Assimilation System (GLDAS) Noah, the ERA-Interim and the newly released ERA5 produced by the European Centre for Medium Range Weather Forecasts (ECMWF), and one satellite-based ST retrieved from the Advanced Microwave Scanning Radiometer 2 (AMSR2) by using the Land Parameter Retrieval Model (LPRM). The accuracy of these products was comprehensively assessed per availability of ground networks, soil temperature interval, soil moisture interval, land cover, climate zone, and elevation. The results show that the GEOS-5 exhibits the smallest averaged unbiased root mean square difference (ubRMSD) of 1.84 K among all the surface ST products. All model-based products show a high skill in capturing the temporal trend of ground observations with an averaged correlation coefficient larger than 0.97. The ERA5 surface ST obtains visible improvements compared to its predecessor ERA-Interim by showing smaller ubRMSD and absolute bias values. All model-based surface ST products generally show lower values than ground ST, while their bias tends to be warmer as soil temperature and soil moisture increase except for the highest temperature and moisture conditions. Moreover, unstable performance of most model-based products in shrubland and grassland, tropical, arid and cold climate, and high elevation regions is also demonstrated by larger ubRMSD values. The averaged ubRMSD of the satellite-based LPRM ST is 3.04 K, and more attentions should be paid to the impacts of elevations and underlying surfaces on improving this product. These new findings will be valuable for future refinement of ST datasets, algorithms used to estimate soil moisture from satellite data, and applications in various disciplines.

Soil moisture retrievals using L-band radiometry from variable angular ground-based and airborne observations

Surface soil moisture is a vital variable in the process of energy exchange between the land and atmosphere. Monitoring the surface soil moisture at the local and global scales has become feasible due to the development of microwave remote sensing. With the new development of potential satellite missions, it is important to evaluate existing soil moisture retrieval algorithms, which will greatly contribute to the improvement of current soil moisture products and the development of new methodologies. This paper compared the performance of four well-known soil moisture retrieval algorithms with L-band radiometry at fixed incidence angles, including the single channel algorithm at horizontal polarization (SCA-H), the single channel algorithm at vertical polarization (SCA-V), the dual channel algorithm (DCA), and the land parameter retrieval model (LPRM). The experimental data used for evaluation was from the Soil Moisture Experiment in the Luan River (SMELR), which consists of variable angular ground-based and airborne observations covering a wide range of incidence angles (22.5°–55°) at L-band. The microwave radiative transfer models are set to be consistent to guarantee that the four different algorithms are comparable. The results showed that the retrieval accuracy of the SCA-H and SCA-V is significantly affected by the input vegetation optical depth, and the calibration of vegetation parameters should be considered in the implementation of the SCA-H and SCA-V. The DCA does not rely on the auxiliary vegetation information and can also achieve good performance for both the soil moisture and vegetation optical depth. However, its retrieval requires a penalty on parameter constraints since the input brightness temperatures at horizontal and vertical polarization are correlated. The LPRM has a poor performance at incidence angles less than 30°, as it analytically utilizes the polarization difference in the brightness temperature, which is quite small at lower incidence angles. The accuracy of four soil moisture algorithms achieve their best performances at intermediate incidence angles of 40° to 45°, and is slightly degraded when the incident angles increased to larger than 50°, which is contributed to the increasing vegetation effects and depolarization that leads to an information loss. These findings provide quantitative evidence to help understand the differences in various current soil moisture algorithms and further promote the development of new methodologies for future soil moisture missions.

Assessment with remotely sensed soil moisture products and ground-based observations over three dense network

Soil moisture (SM) is a key variable in hydrological processes, bio-ecological processes, and biogeochemical processes. Long-term observations of soil moisture over large areas are critical to research on flooding and drought monitoring, water resource management, and crop yield forecasts. In this paper, Fengyun (FY3B and FY3C) SM products, Japan Aerospace Exploration Agency (JAXA) SM products from the Advanced Microwave Scanning Radiometer 2 (AMSR2), the Land Parameter Retrieval Model (LPRM) AMSR2 L3 SM products, the Version 2 (v2) global land parameter data record (LPDR) of SM products, Soil Moisture Ocean Salinity (SMOS) Centre Aval de Traitement des Donnees SMOS (CATDS) L3 SM products, the Soil Moisture Active Passive (SMAP) passive L3 SM products and the European Space Agency(ESA) Climate Change Initiative (CCI) SM products were evaluated using the ground-based observations in the Little Washita, Fort Cobb and Yanco networks. Long-time series comparison between measured and satellite products was conducted to evaluate the overall performance of FY3 series satellites SM products. Bias (mean bias), R (correlation coefficient), RMSE (root mean square error) and ubRMSE (unbiased root mean square error) were calculated to explore the agreement between satellite products and in-situ measurements. Taylor diagrams were used to compare the performance of various satellite products. The result showed that (1) FY3B, FY3C and LPRM AMSR2 ascending and descending products had an obvious overestimate with in-situ soil moisture in three networks. (2) JAXA AMSR2 ascending and descending products had considerable underestimation in three networks. (3) The validation result of SMOS ascending and descending products over the three networks was satisfactory, with a rather high correlation than other X-band products. (4) The validation result of SMAP ascending and descending products outperformed the other products over the Little Washita and Fort Cobb networks. (5) The ESA CCI product had the lowest values of RMSE and ubRMSE than the other products in the Yanco network, revealing the effectiveness of merging active and passive soil moisture products. (6)The LPDR descending SM products had better performance than the LPDR ascending SM products in the LW and FC networks.

The global long-term microwave Vegetation Optical Depth Climate Archive (VODCA)

Abstract. Since the late 1970s, space-borne microwave radiometers have been providing measurements of radiation emitted by the Earth’s surface. From these measurements it is possible to derive vegetation optical depth (VOD), a model-based indicator related to the density, biomass, and water content of vegetation. Because of its high temporal resolution and long availability, VOD can be used to monitor short- to long-term changes in vegetation. However, studying long-term VOD dynamics is generally hampered by the relatively short time span covered by the individual microwave sensors. This can potentially be overcome by merging multiple VOD products into a single climate data record. However, combining multiple sensors into a single product is challenging as systematic differences between input products like biases, different temporal and spatial resolutions, and coverage need to be overcome. Here, we present a new series of long-term VOD products, the VOD Climate Archive (VODCA). VODCA combines VOD retrievals that have been derived from multiple sensors (SSM/I, TMI, AMSR-E, WindSat, and AMSR2) using the Land Parameter Retrieval Model. We produce separate VOD products for microwave observations in different spectral bands, namely the Ku-band (period 1987–2017), X-band (1997–2018), and C-band (2002–2018). In this way, our multi-band VOD products preserve the unique characteristics of each frequency with respect to the structural elements of the canopy. Our merging approach builds on an existing approach that is used to merge satellite products of surface soil moisture: first, the data sets are co-calibrated via cumulative distribution function matching using AMSR-E as the scaling reference. To do so, we apply a new matching technique that scales outliers more robustly than ordinary piecewise linear interpolation. Second, we aggregate the data sets by taking the arithmetic mean between temporally overlapping observations of the scaled data. The characteristics of VODCA are assessed for self-consistency and against other products. Using an autocorrelation analysis, we show that the merging of the multiple data sets successfully reduces the random error compared to the input data sets. Spatio-temporal patterns and anomalies of the merged products show consistency between frequencies and with leaf area index observations from the MODIS instrument as well as with Vegetation Continuous Fields from the AVHRR instruments. Long-term trends in Ku-band VODCA show that since 1987 there has been a decline in VOD in the tropics and in large parts of east-central and north Asia, while a substantial increase is observed in India, large parts of Australia, southern Africa, southeastern China, and central North America. In summary, VODCA shows vast potential for monitoring spatial–temporal ecosystem changes as it is sensitive to vegetation water content and unaffected by cloud cover or high sun zenith angles. As such, it complements existing long-term optical indices of greenness and leaf area. The VODCA products (Moesinger et al., 2019) are open access and available under Attribution 4.0 International at https://doi.org/10.5281/zenodo.2575599.

Improving soil moisture retrieval accuracy of Advanced Microwave Scanning Radiometer 2 in vegetated areas using land surface parameters of Visible Infrared Imaging Radiometer Suite

The current remote sensing systems designed to measure soil moisture have a relatively coarse spatial resolution ranging from 25 to 50 km. The Advanced Microwave Scanning Radiometer 2 (AMSR2) is a passive sensor that measures soil moisture through C-band (6.9 and 7.3 GHz) observation of brightness temperature (BT). AMSR2 uses land parameter retrieval model to retrieve surface soil moisture and vegetation optical depth. This model partitions the microwave observation into its respective soil and vegetation emission components. AMSR2 loses sensitivity to soil moisture as vegetation density increases, during the growing season. Field observations show that AMSR2 tends to overestimate the soil moisture when the vegetation intensity increases and covers the soil. We address two existing issues in the use of soil moisture products of the AMSR2: (1) spatial resolution of the soil moisture product and (2) the impact of vegetation cover on the radiative transfer. We used a vegetative index to estimate when soil moisture retrieval is not sufficiently accurate and how the optical data can be used to improve soil moisture estimation. The land surface temperature and vegetation index products of the Visible Infrared Imaging Radiometer Suite are used to downscale the AMSR2 soil moisture products to 1 km. A series of soil moisture data collected in the field were used to analyze the accuracy of the downscaled soil moisture values and the results indicated that introduction of the BT in the downscaling model improves the accuracy of the soil moisture products over the vegetated areas. The mean absolute error (MAE) of the downscaled soil moisture values is ∼5.6 % —an improvement to 8.0% of original AMSR2 soil moisture products. In the presence of vegetation, however, the MAE is still greater than that of a similar analysis of AMSR2 product over semiarid areas.

An Improved Soil Moisture Retrieval Algorithm Based on the Land Parameter Retrieval Model for Water–Land Mixed Pixels Using AMSR-E Data

The land parameter retrieval model (LPRM) has been widely used for the retrieval of microwave-based global surface soil moisture (SSM). In the original LPRM algorithm, soil surface effective temperature (SSET) was retrieved from the Ka-band (36.5 GHz) brightness temperature (BT) and then used as input data for the estimation of SSM. In this study, SSET retrieved from the Advanced Microwave Scanning Radiometer of the Earth Observing System Radiometer (AMSR-E) Ka-band BT was validated against MODIS land surface temperature (LST) data, and the results show that when the fraction of water surface (FWS) within an AMSR-E pixel increases in the range from 0–0.01 to 0.15–0.4, the root-mean-square error (RMSE) increases drastically from 1.98 to 11.42 Kelvin (K). When validation was conducted on SSET data retrieved with the K-band (18.7 and 23.8 GHz) BT, the RMSEs were maintained below 2.0 K for FWS ranging from 0 to 0.4. Therefore, in the original LPRM, we substituted the Ka-band BT with the K-band BT to produce more accurate estimations of SSET and hence improved SSM retrievals. Our results show that for FWS ranges of 0–0.01, 0.01–0.05, 0.05–0.15, and 0.15–0.4, the correlation coefficients ( $R$ -values) between SSM retrieved with the improved LPRM and Global Land Data Assimilation System (GLDAS) measurements are 0.78, 0.75, 0.77, and 0.46, respectively, compared with the corresponding $R$ -values of 0.78, 0.65, 0.56, and 0.34 for SSM retrieved with the original LPRM. This demonstrates that against the original LPRM, our improved LPRM can produce more accurate SSM retrievals under water–land mixed pixels.

Satellite surface soil moisture from SMAP, SMOS, AMSR2 and ESA CCI: A comprehensive assessment using global ground-based observations

Comprehensive assessments on the reliability of remotely sensed soil moisture products are undeniably essential for their advancement and application. With the establishment of extensive dense networks across the globe, mismatches between satellite footprints and ground single-point observations can be feasibly relieved. In this study, five remotely sensed soil moisture products, namely, the Soil Moisture Active Passive (SMAP), two Soil Moisture and Ocean Salinity (SMOS) products, the Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2) and the European Space Agency (ESA) Climate Change Initiative (CCI), were systematically investigated by utilizing in-situ soil moisture observations from global dense and sparse networks. Distinguished from previous studies, several perturbing factors comprising the surface temperature, vegetation optical depth (VOD), surface roughness and spatial heterogeneity were taken into account in this investigation. Furthermore, products' skills under various climate regions were also evaluated.Through the results, the SMAP product captures temporal trends of ground soil moisture, exhibiting an averaged R of 0.729, whereas for overall accuracy, ESA CCI outperformed other products with a slightly smaller ubRMSE of 0.041 m3 m−3 and a bias of −0.005 m3 m−3. This complementarity between SMAP and ESA CCI was further demonstrated under different climate conditions and can afford the reference of their integration for a more reliable global soil moisture product. Though some underestimations still exist, the newly developed SMOS- INRA-CESBIO (SMOS-IC) was illustrated to gain considerable upgrades with regard to R and ubRMSE compared to SMOS-L3 product, especially in dense VOD conditions achieving the highest R compared to other products.Generally, the underestimations of the European Centre for Medium-Range-Weather Forecasts (ECMWF) surface temperature used for SMOS under moderate or high VOD, heterogeneity, and most surface roughness conditions were consistent with the underestimations of the soil moisture product and provide the directions of product promotions. As for LPRM surface temperature, the worse skills can partially explain the unsatisfactory performances for LPRM soil moisture products. In spite of relatively acceptable skills of SMAP and SMOS-IC soil moisture products concerning R under moderate or dense VOD, small surface roughness, low heterogeneity conditions and temperate and cold climate types, advances in soil moisture products under high or even slightly low VOD, high roughness or topography complexity and heterogeneity, as well as in tropical or desert regions, remain challenging. It is expected that these findings can contribute to algorithm refinements, product enhancements (e.g., fusion and disaggregation) and hydrometeorological usages.

Evaluation and Analysis of AMSR2 and FY3B Soil Moisture Products by an In Situ Network in Cropland on Pixel Scale in the Northeast of China

An in situ soil moisture observation network at pixel scale is constructed in cropland in the northeast of China for accurate regional soil moisture evaluations of satellite products. The soil moisture products are based on the Japan Aerospace Exploration Agency (JAXA) algorithm and the Land Parameter Retrieval Model (LPRM) from the Advanced Microwave Scanning Radiometer 2 (AMSR2), and the products from the FengYun-3B (FY3B) satellite are evaluated using synchronous in situ data collected by the EC-5 sensors at the surface in a typical cropland in the northeast of China during the crop-growing season from May to September 2017. The results show that the JAXA product provides an underestimation with a bias (b) of -0.094 cm3/cm3, and the LPRM soil moisture product generates an overestimation with a b of 0.156 cm3/cm3. However the LPRM product shows a better correlation with the in situ data, especially in the early experimental period when the correlation coefficient is 0.654, which means only the JAXA product in the early stage, with an unbiased root mean square error (ubRMSE) of 0.049 cm3/cm3 and a b of -0.043 cm3/cm3, reaches the goal accuracy (±0.05 cm3/cm3). The FY3B has consistently obtained microwave brightness temperature data, but its soil moisture product data in the study area is seriously missing during most of the experimental period. However, it recovers in the later period and is closer to the in situ data than the JAXA and LPRM products. The three products show totally different trends with vegetation cover, soil temperature, and actual soil moisture itself in different time periods. The LPRM product is more sensitive and correlated with the in situ data, and is less susceptible to interferences. The JAXA is numerically closer to the in situ data, but the results are still affected by temperature. Both will decrease in accuracy as the actual soil moisture increases. The FY3B seems to perform better at the end of the whole period after data recovery.