Intentional Misalignment Research Articles

Investigation of wind turbine unsteady aerodynamics and trailing-edge noise characteristics under wake steering

In wake steering strategy, the shaft of an upstream wind turbine is yawed to deflect the wake and decrease the wake-swept area of the downstream wind turbine rotor. This intentional yaw misalignment increases the output power of the downstream wind turbine at the expense of some loss of upstream wind turbine power, consequently increasing the total wind farm power. However, the asymmetric non-uniform inflow into the downstream wind turbine due to the deflected wake causes unsteady aerodynamic loads and affects the wind turbine noise characteristics. In this study, the unsteady vortex lattice method coupled with the curled wake model is used to predict the unsteady aerodynamics of a downstream wind turbine in wake steering. Based on the unsteady aerodynamic results, the trailing-edge noise characteristics are predicted by a semi-empirical method. The impact of wake steering on trailing-edge noise level and amplitude modulation is evaluated. The results show that the asymmetric non-uniform inflow due to wake steering increases the amplitude modulation of the downstream wind turbine.

Impact of yaw misalignment on turbine loads in the presence of wind farm blockage

SummaryWake steering is very effective in optimizing the power production of an array of turbines aligned with the wind direction. However, the wind farm behaves as a porous obstacle for the incoming flow, inducing a secondary flow in the lateral direction and a reduction of the upstream wind speed. This is normally referred to as blockage effect. Little is known on how the blockage and the secondary flow influence the loads on the turbines when an intentional yaw misalignment is applied to steer the wake. In this work, we assess the variation of the loads on a virtual 4 by 4 array of turbines with intentional yaw misalignment under different levels of turbulence intensity. We estimate the upstream distance at which the incoming wind is influenced by the wind farm, and we determine the wind farm blockage effect on the loads. In presence of low turbulence intensity in the incoming flow, the application of yaw misalignment was found to induce a significant increase of damage equivalent load (DEL) mainly in the most downstream row of turbines. We also found that the sign (positive or negative) of the yaw misalignment affects differently the dynamic loads and the DEL on the turbines. Thus, it is important to consider both the power production and the blade fatigue loads to evaluate the benefits of intentional yaw misalignment control especially in conditions with low turbulence intensity upstream of the wind farm.

Dosimetric characteristics of the LIAC intraoperative radiotherapy beams: Assessment of sensitivity to measurement errors at the commissioning phase

Commissioning of the LIAC intraoperative electron radiotherapy (IOERT) unit relies on the vendor's SWL-LIAC software. This software simulates the percentage depth-doses (PDDs), off-axis dose profiles and relative output factors (ROFs) for all beams based on a small set of input measurements. To date, the impact of various possible measurement errors during commissioning on LIAC dosimetric characteristics has not been studied in detail. We aimed to assess the sensitivity of the dosimetric characteristics of the ‘LIAC 12 MeV’ IOERT unit beams to various measurement errors in the commissioning phase by obtaining the magnitude of the influence of each error.The required SWL-LIAC inputs (PDDs of applicator diameters 3, 7, and 10 cm and open field) were measured with intentional applicator misalignments including 1° rotation or lateral (2 mm) or vertical (±2 mm) displacements. Also, inaccurate water surface definition for the detector was simulated by using PDDs that were shifted by ±2 mm. The errors were applied one at a time. To identify the most influential errors, the computed relative dosimetric characteristics resulting from such erroneous measurement conditions were compared to the corresponding ‘error-free’ ones. The depths of 90% and 50% doses (R90 and R50, respectively) were investigated further.All the resulting errors in R90, R50, flatness, symmetry and penumbra were within 3.9 mm, 2.8 mm, 4.3%, 4.6% and 3.5 mm, respectively. The overall averages of the absolute differences in these indices from the error-free fields were 0.8 mm, 0.8 mm, 0.6%, 0.4% and 0.5 mm, respectively. Errors in water surface definition for the detector had 4.4 to 22 times greater influence on PDDs than the other errors. The corresponding values for the profiles were 1.3–5.8 times. Among the errors in applicator alignment, PDDs and profiles were more affected by rotational and vertical ‘stand-in’ applicator misalignments, respectively. The R90 and R50 values were less affected by the errors in the small (3 and 4 cm diameter) and 45° bevelled applicators.To conclude, on average, the studied errors caused relatively small changes in beam characteristics although the maximum magnitudes of the observed errors were fairly substantial. Among the investigated errors, defining the water surface inaccurately has the largest impact on the dosimetric characteristics. Overall, sensitivity to the studied errors was found to be greatest with large-diameter flat applicators and/or lower electron energies. Although individual errors in applicator alignment have less effect on dosimetric characteristics compared to water surface error, given that these errors may occur simultaneously during dosimetry, special attention should be paid to placing the applicator correctly at the surface. Special set-up aids, such as our in-house tool for aligning applicators, are therefore indicated. The findings also further highlight the need for checking the water level periodically in long-term dosimetry procedures.

Design Optimization of Nanotube Tunnel Field-Effect Transistor with Bias-Induced Electron-Hole Bilayer

In this paper, a novel nanotube tunneling field-effect transistor (NT-TFET) with bias-induced electron-hole bilayer (EHBNT-TFET) is proposed for the first time. By the intentional misalignment and an asymmetric bias configuration of the inner-gate and outer-gate, the line tunneling takes place inside the channel, significantly improving the tunneling rate and area. The device principle and performance are investigated by calibrated 3-D TCAD simulations. Compared to the conventional NT-TFET, the proposed EHBNT-TFET exhibits an increased ON-state current (ION) about 57.2 times and a sub-60 mV/dec subthreshold swing for seven orders of magnitude of drain current. Furthermore, the increased ION and reduced gate capacitance achieve improved dynamic performance. Compared with conventional NT-TFET, the intrinsic delay decreased about 142 times is obtained in EHBNT-TFET.

Intracavitary Electron FLASH Radiotherapy in a Canine Cancer Patient With Oral Malignant Melanoma

Studies of electron FLASH radiotherapy (FLASH-RT) in companion animals are being conducted at several institutions. High energy electron beams are generally suitable for treatment of superficial cancers, but of limited use for deep-seated tumors. In this case report, the feasibility of intracavitary electron FLASH-RT is demonstrated.A canine cancer patient with a large oral malignant melanoma in the caudal part of the hard palate was palliatively treated with FLASH-RT at a modified clinical linear accelerator, using a cylindrical PMMA applicator (length 200 mm, inside diameter 50 mm). The patient had a poor prognosis, with an estimated survival of two weeks and no other available treatment options. A dose of 35 Gy was delivered to the depth of dose maximum in 26 pulses with a pulse dose rate of 4.5•105 Gy/s. The average dose rate was 280 Gy/s, corresponding to a total beam-on time of 125 months. One month after the treatment, the tumor was re-irradiated, using the same treatment parameters. The treatment head of the LINAC was fitted with a short electron applicator holder with a Cerrobend collimator at 65 cm from the source. The cylindrical PMMA applicator was aligned perpendicularly to the Cerrobend collimator using soft docking with a 1 cm gap. Prior to the treatments, the 2D dose distribution of the FLASH beam exiting the PMMA applicator was measured with radiographic film. In addition, the dosimetric effect of misalignment between the collimator and the electron applicator was studied based on intentional misalignments of 2.5°, 5°, 2.5 mm, and 5 mm.A partial response of the tumor and clinical improvement of the patient was observed two weeks after the first treatment. A hypopigmented area in the hard palate was observed, consistent with a grade 1 adverse event, but there were no signs of mucositis or reports of patient discomfort. However, due to the thickness of the tumor (> 3 cm), the posterior part only received a limited dose, and the tumor was still obstructing the airflow at one month post treatment. At this time, a second treatment was administered with limited normal tissue receiving full dose from both treatments. At one month post the second treatment, a partial response was achieved, and no evidence of side effects other than hypopigmentation was observed. The patient was euthanized 2.5 months after the initial therapy due to progressive disease involving the oropharynx. The dosimetric evaluation showed that a conformal dose distribution could be obtained by delivering the electron beam using a cylindrical PMMA applicator. Misalignments between the applicator and the collimator were shown to result in reduced dose homogeneity.This case report of a canine cancer patient, with a large oral malignant melanoma in the caudal part of the hard palate, has demonstrated the feasibility of intracavitary electron FLASH-RT. Two treatments of 35 Gy each, resulted in prolonged survival and increased quality-of-life.

Wind farm yaw control set-point optimization under model parameter uncertainty

Wake steering, the intentional yaw misalignment of certain turbines in an array, has demonstrated potential as a wind farm control approach to increase collective power. Existing algorithms optimize the yaw misalignment angle set-points using steady-state wake models and either deterministic frameworks or optimizers that account for wind direction and yaw misalignment variability and uncertainty. Wake models rely on parameterizations of physical phenomena in the mean flow field, such as the wake spreading rate. The wake model parameters are uncertain and vary in time at a wind farm depending on the atmospheric conditions, including turbulence intensity, stability, shear, veer, and other atmospheric features. In this study, we develop a yaw set-point optimization approach that includes model parameter uncertainty in addition to wind condition variability and uncertainty. To enable computationally efficient online set-point optimization under model parameter uncertainty, a simplified, approximate parameter distribution estimation method is used. The optimization is tested in open-loop control numerical experiments using utility-scale wind farm operational data for which the set-point optimization framework with parametric uncertainty has a statistically significant impact on the wind farm power production for certain wind turbine layouts at low turbulence intensity, but the results are not significant for all layouts considered nor at higher turbulence intensity. The set-point optimizer is also tested for closed-loop wake steering control of a model wind farm in large eddy simulations of a convective atmospheric boundary layer (ABL). The yaw set-point optimization with model parameter uncertainty reduced the sensitivity of the closed-loop wake steering control to increases in the yaw controller update frequency. Increases in wind farm power production were not statistically significant due to the high ambient power variability in the turbulent, convective ABL.

Novel Response Acquisition Method for Enhancing Spatial Resolution in Capacitive Tactile Sensing Array

In this study, a novel response acquisition method was proposed and verified in a capacitive tactile sensing array, which collected signals from shared capacitors between two adjacent sensing units. In the proposed design, the electrodes of a capacitor exhibited intentional misalignments in the xy-plane and four types of misalignments existed in the array. The tactile sensing array was then numerically evaluated, fabricated, and demonstrated. With the proposed method, the previously undetectable normal force was resolvable with noticeable (at least 225%) spatial resolution enhancement. Because the composition of the sensing array, number of capacitors in the array, and electrode dimensions in the capacitors were all unaltered from the conventional design, high detection sensitivities (on average 3.261 pF/ N for the normal force) were obtained. Additionally, although the four types of sensing unit required four corresponding algorithms to derive the shear angles, results proved that the supportiveness was remained and accuracy was unaltered compared to existing similar works.

Influence of atmospheric conditions on the power production of utility-scale wind turbines in yaw misalignment

The intentional yaw misalignment of leading, upwind turbines in a wind farm, termed wake steering, has demonstrated potential as a collective control approach for wind farm power maximization. The optimal control strategy and the resulting effect of wake steering on wind farm power production are in part dictated by the power degradation of the upwind yaw misaligned wind turbines. In the atmospheric boundary layer, the wind speed and direction may vary significantly over the wind turbine rotor area, depending on atmospheric conditions and stability, resulting in freestream turbine power production which is asymmetric as a function of the direction of yaw misalignment and which varies during the diurnal cycle. In this study, we propose a model for the power production of a wind turbine in yaw misalignment based on aerodynamic blade elements, which incorporates the effects of wind speed and direction changes over the turbine rotor area in yaw misalignment. The proposed model can be used for the modeling of the angular velocity, aerodynamic torque, and power production of an arbitrary yaw misaligned wind turbine based on the incident velocity profile, wind turbine aerodynamic properties, and turbine control system. A field experiment is performed using multiple utility-scale wind turbines to characterize the power production of yawed freestream operating turbines depending on the wind conditions, and the model is validated using the experimental data. The resulting power production of a yaw misaligned variable speed wind turbine depends on a nonlinear interaction between the yaw misalignment, the atmospheric conditions, and the wind turbine control system.

Design of a high-precision, 0.5 m aperture Cassegrain collimator.

We present the realization of a high-precision, 0.5 m aperture size Cassegrain collimator system. The optical design, the optomechanical design, the mirror manufacturing, and the telescope alignment with a performance evaluation are extensively discussed. The optical design of the collimator is based on the Cassegrain telescope design with two aspheric mirrors. An athermalized, high stability optomechanical structure is conceived for the collimator to meet stringent performance requirements. The high-quality mirrors are made of low-expansion Zerodur glass-ceramic and the primary mirror is light-weighted to 63% of its initial weight. The design of a dedicated five-axis flexure mechanism driven by nanopositioner stages to compensate the secondary mirror misalignments is given. Primary and secondary mirrors with aspheric surfaces are manufactured, and their forms are measured by computer-generated holograms with a phase-shifting Fizeau interferometer. The alignment strategy is based on minimizing Fringe Zernike coefficients of wavefront decomposition measured by an autocollimation test setup. The alignment sensitivity and corresponding Fringe Zernike coefficient terms are determined by the ray-tracing software that introduces the intentional misalignments of the secondary mirror. The on-axis alignment of the collimator is performed with the guidance of sensitivity analysis results. The final root-mean-square wavefront error for the collimated beam is measured to be 0.021λ.

A new method to characterize the curled wake shape under yaw misalignment

Wake Redirection Control due to intentional yaw misalignment is a promising method to enhance power yield at wind farm level. A turbine misaligned with the inflow wind produces a curled wake shape, which is currently not accounted for in wake tracking algorithms. This study proposes a new 2D wake description specifically designed to account for the non-elliptic shape of the redirected wake. The performance of this new method is evaluated by employing a Large Eddy Simulation model at different atmospheric stratifications. A comparison with traditionally used approaches indicates an improvement in describing wake shape and center position, and consequently a significantly higher accuracy in the power estimation of a virtual downstream turbine. A brief outlook suggests that this wake tracking algorithm is suited to study the effect of the most influential atmospheric and operational parameters on wake propagation under yaw misalignment and the development of a physically based empirical wake parameterization.

Wind Farm Loads under Wake Redirection Control

Active wake control (AWC) is a strategy for operating wind farms in such a way as to reduce the wake effects on the wind turbines, potentially increasing the overall power production. There are two concepts to AWC: induction control and wake redirection. The former strategy boils down to down-regulating the upstream turbines in order to increase the wind speed in their wakes. This has generally a positive effect on the turbine loading. The wake redirection concept, which relies on intentional yaw misalignment to move wakes away from downstream turbines, has a much more prominent impact and may lead to increased loading. Moreover, the turbines are typically not designed and certified to operate at large yaw misalignments. Even though the potential upsides in terms of power gain are very interesting, the risk for damage or downtime due to increased loading is seen as the main obstacle preventing large scale implementation of this technology. In order to provide good understanding on the impacts of AWC on the turbine loads, this paper presents the results from an in-depth analysis of the fatigue loads on the turbines of an existing wind farm. Even though for some wind turbine components the fatigue loads do increase for some wind conditions under yaw misalignment, it is demonstrated that the wake-induced loading decreases even more so that the lifetime loads under AWC are generally lower.

The Coriolis force and the direction of rotation of the blades significantly affect the wake of wind turbines

The aerodynamic interactions of wind turbines within a wind farm cause major energy losses. Yaw control is a promising active strategy to tackle this issue in real time during the operation of the plant. The wake of a wind turbine can be steered away from its downstream counterparts by imposing a yaw angle to its rotor. Studying the impact of intentional yaw misalignment on the performance of wind farms located in the northern hemisphere has revealed that, for columns aligned with the wind direction, positive yaw misalignment can lead to an overall increase in the annual energy production, while negative misalignment reduces it. Note that our emphasis is on the front-row turbine being the only yawed turbine of the column. Two unverified reasons have been proposed for the difference between the impact of positive and negative yaw misalignment: (i) the clockwise rotation of the turbine blades and (ii) the Coriolis effect. This paper investigates these two potential explanations by conducting six large-eddy simulations of flow through a wind farm of ten wind turbines located in the northern hemisphere. Results indicate that the Coriolis force and the direction of rotation of the blades both contribute to the inconsistency between the impact of positive and negative yaws on the net power production. The Coriolis force appears to be more influential. The difference between applying a positive and a negative yaw angle to the front-row turbine was found to be approximately 17%. This difference was reduced to almost 7% when the Coriolis force was relaxed, and to approximately 11% when the turbines were set to rotate counter clockwise. Note that a separate study is required to investigate this concept in the southern hemisphere.

A very simple and accurate way to measure the transmission axis of a linear polarizer

A simple and practical method is introduced to obtain the transmission axis of a linear polarizer. The method utilizes non-normal incidence of light through the polarizer whose transmission axis needs to be measured. In the measurement process, a scan of either the vertical or horizontal tilt of the polarizer is performed to impose intentional misalignment on the optical train, and the apparent polarization angles after the polarizer are measured over the scan by a conventional polarimeter. The experimental data is fit based on the mathematical model established by a chain of matrices that characterizes the propagation and interaction of the polarized light to obtain the transmission axis of the polarizer with high precision and accuracy. An example of the practice demonstrates this methodology can infer the transmission axis of the polarizer with an accuracy of a tenth of a degree.

Validation of a lookup-table approach to modeling turbine fatigue loads in wind farms under active wake control

Abstract. Wake redirection is an active wake control (AWC) concept that is known to have a high potential for increasing the overall power production of wind farms. Being based on operating the turbines with intentional yaw misalignment to steer wakes away from downstream turbines, this control strategy requires careful attention to the load implications. However, the computational effort required to perform an exhaustive analysis of the site-specific loads on each turbine in a wind farm is unacceptably high due to the huge number of aeroelastic simulations required to cover all possible inflow and yaw conditions. To reduce this complexity, a practical load modeling approach is based on “gridding”, i.e., performing simulations only for a subset of the range of environmental and operational conditions that can occur. Based on these simulations, a multi-dimensional lookup table (LUT) can be constructed containing the fatigue and extreme loads on all components of interest. Using interpolation, the loads on each turbine in the farm can the be predicted for the whole range of expected conditions. Recent studies using this approach indicate that wake redirection can increase the overall power production of the wind farm and at the same time decrease the lifetime fatigue loads on the main components of the individual turbines. As the present level of risk perception related to operation with large yaw misalignment is still substantial, it is essential to increase the confidence level in this LUT-based load modeling approach to further derisk the wake redirection strategy. To this end, this paper presents the results of a series of studies focused on the validation of different aspects of the LUT load modeling approach. These studies are based on detailed aeroelastic simulations, two wind tunnel tests, and a full-scale field test. The results indicate that the LUT approach is a computationally efficient methodology for assessing the farm loads under AWC, which achieves generally good prediction of the load trends.

Dynamic wake steering and its impact on wind farm power production and yaw actuator duty

Wake redirection is a wind farm control strategy that aims at increasing the overall power yield of a wind farm. It involves intentional misalignment of the rotors of upstream wind turbines with respect to the wind direction, thereby diverting their wakes aside from downstream turbines. The yaw misalignment angles are typically optimized using static wake models. In real-life, due to the rapid fluctuations of the wind direction with time, the optimized yaw misalignment angles cannot be instantaneously tracked as this would inevitably require an unacceptable amount of rotor yawing. This work is focused on how to dynamically adapt the statically optimzied yaw misalignment angles to achieve a good balance between high energy gain and limited yaw actuator duty cycle.

A Line Tunneling Field-Effect Transistor Based on Misaligned Core–Shell Gate Architecture in Emerging Nanotube FETs

In this paper, a new architecture based on an intentional misalignment between the core and shell gate is presented for the nanotube tunnel field-effect transistor (NT-TFET). The misaligned core gate overlaps with the source region and facilitates line tunneling in the core-gate–source overlapped region significantly increasing the band-to-band tunneling (BTBT) rate. Using the calibrated 3-D simulations, we show that the proposed misaligned (MG) NT-TFET outperforms the conventional NT-TFET both in terms of static as well as dynamic performance. The MGNT-TFET exhibits an increased ON-state current by nearly 11 times as compared to the conventional NT-TFET with an ultrasteep subthreshold slope (minimum point subthreshold swing of ~5 mV/dec and an average subthreshold slope of 15.5 mV/dec). The higher effective drive current also leads to an improved dynamic performance in the MGNT-TFET

Analysis of Wind-Turbine Main Bearing Loads Due to Constant Yaw Misalignments over a 20 Years Timespan

The compact design of modern wind farms means that turbines are located in the wake over a certain amount of time. This leads to reduced power and increased loads on the turbine in the wake. Currently, research has been dedicated to reduce or avoid these effects. One approach is wake-steering, where a yaw misalignment is introduced in the upstream wind turbine. Due to the intentional misalignment of upstream turbines, their wake flow can be forced around the downstream turbines, thus increasing park energy output. Such a control scheme reduces the turbulence seen by the downstream turbine but introduces additional load variation to the turbine that is misaligned. Within the scope of this investigation, a generic multi body simulation model is simulated for various yaw misalignments. The time series of the calculated loads are combined with the wind speed distribution of a reference site over 20 years to investigate the effects of yaw misalignments on the turbines main bearing loads. It is shown that damage equivalent loads increase with yaw misalignment within the range considered. Especially the vertical in-plane force, bending and tilt moment acting on the main bearing are sensitive to yaw misalignments. Furthermore, it is found that the change of load due to yaw misalignments is not symmetrical. The results of this investigation are a primary step and can be further combined with distributions of yaw misalignments for a study regarding specific load distributions and load cycles.

Impact of Contact Misalignment on Magnetic Cross Sensitivity of Integrated Vertical Hall Sensors

Monolithic integration of 3-D Hall effect sensors makes it feasible to measure all three spatial directions of magnetic fields. However, even if the integrated sensors are arranged strictly orthogonal in the semiconductor layout, measurements have shown that a magnetic field, applied perpendicular to the sensitive direction of vertical Hall effect sensors, leads to a measurable signal, resulting in an additional cross sensitivity. Typical values of this magnetic cross sensitivity vary from 0% to 10% between wafers. Thus, this effect is caused by the CMOS fabrication process. A possible reason is the tolerance of mask alignment during the semiconductor fabrication, which causes shifted contact positions of the integrated Hall element. To simulate this unwanted shift, vertical Hall elements with intentional misalignment of their contact position were designed and integrated in the same silicon substrate. A characterization of the cross sensitivity shows an enormous impact on the measured magnetic field: a shift of $1.23~\mu \text{m}$ results in a measurable cross sensitivity of 55%. Even a shift of $0.62~\mu \text{m}$ leads to 28% cross sensitivity. This makes plausible that minor tolerances in mask alignment of few hundred nanometers lead to a cross sensitivity of several percentages. For further study of this cross sensitivity, additional measurements over temperature have been performed. In contrast to the expectation that this effect may correlate to a temperature-dependent variation of the depletion region of integrated Hall elements, temperature shows no significant influence to cross sensitivity.

Dihedral-angle-corrected registry-dependent interlayer potential for multilayer graphene structures

The structural relaxation of multilayer graphene is essential in describing the interesting electronic properties induced by intentional misalignment of successive layers, including the recently reported superconductivity in twisted bilayer graphene. This is difficult to accomplish without an accurate interatomic potential. Here, we present a new, registry-dependent Kolmogorov-Crespi type interatomic potential to model interlayer interactions in multilayer graphene structures. It consists of two parts representing attractive interaction due to dispersion, and repulsive interaction due to anisotropic overlap of electronic orbitals. An important new feature is a dihedral-angle-dependent term that is added to the repulsive part in order to describe correctly several distinct stacking states that the original Kolmogorov-Crespi potential cannot distinguish. We refer to the new model as the Dihedral-angle-corrected Registry-dependent Interlayer Potential (DRIP). Computations for several test problems show that DRIP correctly reproduces the binding, sliding, and twisting energies and forces obtained from ab initio total-energy calculations based on density functional theory. We use the new potential to study the structural properties of a twisted graphene bilayer and the exfoliation of graphene from graphite. Our potential is available through the OpenKIM interatomic potential repository at https://openkim.org.

Aligning for Transformational Cross-Border Partnership: A Case of Sino-U.S. University Partnership

By using the concept of “alignment,” this case study explores how a Sino-U.S. university partnership creates university transformation through the multitude of interconnections both within and between the two universities. The study investigates how the contextualized alignments of both universities co-shape and are impacted by the partnership, and how university transformation is initiated and expanded during such interaction. Qualitative data were collected from documentation and semistructured interviews with 22 partnership participants from two universities. Findings show that the U.S. university’s loose and diffused internal alignment is beneficial to individual-level learning and change, however, loose diffuse internal alignment hampers the university’s ability to align strong silos to expand such learning and impact change on an institutional level. The Chinese university, however, features a tight, unidirectional and almost exclusive alignment to the central government which ensures efficient planning, implementation and resource allocation originating from top-down initiatives during the partnership. However, this close alignment to the central government also leads to either restricted human agency or intentional misalignment with prevailing institutional norms in bottom-up initiatives. The former impedes the generation of individual learning and change, while the latter hampers expansion at the university level. The study develops a typology to examine and explain the process during which university transformations transpire and expand amid alignments in the partnering process. Implications for developing a theory to explain the process and practice of cross-border university partnerships as relationship-oriented and extending beyond the dominant managerial framework are discussed.