view Abstract Citations (22) References (36) Co-Reads Similar Papers Volume Content Graphics Metrics Export Citation NASA/ADS Phase-Transition Theory of Instabilities. I. Second-Harmonic Instability and Bifurcation Points Christodoulou, Dimitris M. ; Kazanas, Demosthenes ; Shlosman, Isaac ; Tohline, Joel E. Abstract We use a free-energy minimization approach to describe in simple and clear physical terms the secular and dynamical instabilities as well as the bifurcations along well-known sequences of rotating, self-gravitating fluid and stellar systems such as the Maclaurin spheroids, the Jacobi, Dedekind, and Riemann ellipsoids, and the fluid/stellar disks. Our approach stems from the Ginzburg-Landau theory of phase transitions. In this paper, we focus on the Maclaurin sequence of oblate spheroidal equilibria and on the effects of nonaxisymmetric, second-harmonic disturbances. The free-energy approach has been pioneered in astrophysics by Bertin & Radicati (1976) who showed that the secular instability beyond the Maclaurin-Jacobi bifurcation can be interpreted as a second-order phase transition. We show that second-order phase transitions appear on the Maclaurin sequence also at the points of dynamical instability (bifurcation of the x = +1 self-adjoint Riemann sequence) and of bifurcation of the Dedekind sequence. The distinguishing characteristic of each second-order phase transition is the conservation/nonconservation of an integral of motion (a "conserved/nonconserved current") which, in effect, determines uniquely whether the transition appears or not. The secular instability beyond the Jacobi bifurcation appears only if circulation is not conserved. The secular instability at the Dedekind bifurcation appears only if angular momentum is not conserved. We show by an explicit calculation that, in the presence of dissipation agents that violate one or the other conservation law, the global minimum of the free-energy function beyond the onset of secular instability belongs to the Jacobi and to the Dedekind sequence, respectively. In the case of a "perfect" fluid which conserves both circulation and angular momentum, the "secular" phase transitions are no longer realized and the Jacobi/Dedekind bifurcation point becomes irrelevant. The Maclaurin spheroid remains at the global minimum of the free-energy function up to the bifurcation point of the x = +1 Riemann sequence. The x = +1 equilibria have lower free energy than the corresponding Maclaurin spheroids for the same values of angular momentum and circulation. Thus, a "dynamical" second- order phase transition is allowed to take place beyond this bifurcation point. This phase transition brings the spheroid, now sitting at a saddle point of the free-energy function, to the new global minimum on the x = +1 Riemann sequence. Circulation is not conserved in stellar systems because the stress-tensor gradient terms that appear in the Jeans equations of motion include "viscosity-like" off-diagonal terms of the same order of magnitude as the conventional "pressure" gradient terms. For this reason, globally unstable axisymmetric stellar systems evolve toward the "stellar" Jacobi sequence on dynamical timescales. This explains why the Jacobi bifurcation is a point of dynamical instability in stellar systems but only a point of secular instability in viscous fluids. The second-order phase transitions on the Maclaurin sequence are discussed in relation to the dynamical instability of stellar systems, the λ-transition of liquid 4He, the second-order phase transition in superconductivity, and the mechanism of spontaneous symmetry breaking. Publication: The Astrophysical Journal Pub Date: June 1995 DOI: 10.1086/175806 arXiv: arXiv:astro-ph/9409039 Bibcode: 1995ApJ...446..472C Keywords: GALAXIES: FORMATION; HYDRODYNAMICS; INSTABILITIES; STARS: BINARIES: GENERAL; STARS: FORMATION; Astrophysics E-Print: Postscript, compressed, uuencoded. Submitted to ApJ full text sources arXiv | ADS | Related Materials (3) Part 2: 1995ApJ...446..485C Part 3: 1995ApJ...446..500C Part 4: 1995ApJ...446..510C