Institutional History Research Articles

Roads to engagement: A roundtable discussion with Jennifer Hart, Peter Norton, Anke Ortlepp, Heidi Tworek, and Roland Wenzlhuemer

This roundtable discussion concluded the conference “Roads to Exclusion: Socio-Spatial Dynamics of Mobility Infrastructures since 1800” that took place at the German Historical Institute Washington (GHI) in September 2022. The event was organised by the GHI and the Käte Hamburger Kolleg global dis:connect – Dis:connectivity in Processes of Globalisation at Ludwig Maximilian University of Munich (LMU) and brought together scholars from four continents who discussed the dynamics of inclusion and exclusion entailed in transportation infrastructures around the globe. The roundtable included four panellists – Jennifer Hart (Virginia Tech), Peter Norton (University of Virginia), Anke Ortlepp (University of Cologne) and Heidi Tworek (The University of British Columbia) – and was moderated by Roland Wenzlhuemer (LMU). Focusing on the question of what the most pressing topics in the history of transportation and infrastructure are, the panellists urged for more people-centred histories and cross-disciplinary collaboration. The discussion also revolved around the need for scholars of transportation to develop compelling narratives that can help them reach wider audiences and build pathways toward a more just, sustainable, inclusive, and mobile future.

All that Matters are Forests and Seas? Practising Relevance in Interdisciplinary Environment-Focused Social Science Fields

AbstractPolicy increasingly requires societally relevant and interdisciplinary science, which prompts questions about science’s orientation to diverse academic and non-academic actors. This paper examines how relevance is practised and negotiated in two evolving interdisciplinary social science fields: marine social sciences and forest policy research. Both fields investigate human relations with specific environments: how people use, manage and govern, live with and value seas and forests. Diverse social and political actors have stakes in the knowledge these fields generate. To whose matters and stakes do researchers respond and orient their research? Are such orientations reflexively discussed and contested? To operationalise relevance, we employ the notion of ‘epistemic commitments’ while adopting a Bourdieusian perspective on scientific fields. Our analysis draws on conference observation, interviews and document analysis. We find diverse epistemic commitments in both fields, but see noticeable differences in their prevalence, reflexivity and contestation. Examining the fields’ socio-historical trajectories, we theorise that these differences are due to field-specific properties: their relative autonomy to negotiate relevance independently from other disciplines and external forces; and the field-specific habitus that impacts the degree to which relevance is a reflexive commitment, or an unconscious practice. The comparative analysis suggests that interdisciplinary scientific fields’ specific institutional histories and relations with societal and policy actors shape relevance practices and the extent to which these are internally contested.

Exploring cultures of evidence in energy policymaking in the UK, Germany, and the Netherlands

Abstract This paper explores different “cultures of evidence” in energy policymaking in the UK, Germany, and the Netherlands. The urgent energy system transformation needed to respond to the climate crisis depends on policies informed by technical and engineering expertise, and particularly energy modeling. Such expertise had traditionally been poorly represented in the energy ministries of the Dutch, German, and UK governments. There is limited understanding of how policy advisory systems have evolved to respond to these emerging evidence needs. This paper presents a framework for describing how cultures of evidence differ, and applies this to a comparative study of energy policymaking in the UK, Netherlands, and Germany. I show clear differences in how evidence is understood and used. The Dutch and German governments have sought technical and modeling evidence from consultants or independent agencies. In doing so, the Dutch and German ministries appear to place stronger value on the “independence” of such evidence, while the UK system builds credibility through adherence to formal procedures. A second clear difference in the cultures of evidence relates to different beliefs about the extent to which expert knowledge can be impartial and value-free. The cases suggest that different cultures of evidence have coevolved with each country’s institutional history and shaped the energy policy advisory system.

Unity in Diverse Society of Malaysia

Objective: This article aims to use historical institutionalism to examine how the Malay Bumiputera Muslims identity was constructed and analyse people’s responses to related government policies. Theoretical Framework: The role of religion in constructing an identity for Malay Bumiputera (son of the soil) Muslims, who form the majority of the population, is a topic of debate among Malaysians. Since independence in 1957, the supreme law of Malaysia, the Federal Constitution, has pronounced Islam as the official religion but other religious ideologies are allowed to be practiced. Apart from the race riots of 1969, Malaysians have been living in a harmonious and peaceful multi-ethnic, multi-cultural and multi-religious society; where each ethnicity promotes its own culture, while also respecting other diversities and cherishing differences to promote unity. This study applies the HI framework to examine the identity construction of Malay Bumiputera Muslims and also assess people’s responses to related government policies. Method: For empirical data analysis, the authors employ qualitative method through historical analysis based on authentic sources available in libraries as well as interviews with key informants in order to collect data from their personal opinion and experience. In other words, this comprehensive study has used mixed methods beginning with documentary analysis and using qualitative interviews to support the documentary analysis to achieve our objectives. Results and Discussion: The government has taken many steps to promote stability and racial harmony. Still, there are hurdles such as economic disparities among ethnicities, education based on vernacular languages, and others. On top of that, there are vast differences in community identity construction between the Malay Peninsula and the Borneo states, Sabah and Sarawak. To some extent, however, this historical setting has shaped Malaysian politics to be primarily centred upon the Malay and Bumiputera racial-hegemony context. This political setting cannot be avoided, but other ethnics are also permitted to form parties to represent their communities. Conclusion: To conclude, this identity construction has been a way to provide unity in diversity in the multi-racial society which is politically and socioeconomically constructed.

Шлях до національного лідерства: осмислення 25-річного становлення Інституту вищої освіти НАПН України

In the article, from the positions of the director (2006-2012), part-time chief researcher and member of the academic council (since 2006), national higher education reform expert (since 2009), the features of the 25-year history of Institute of Higher Education of the National Academy of Educational Sciences of Ukraine, which founded in the context of global, regional and national development of higher education, its quantitative growth and qualitative enrichment, efficiency of activity are considered. The stages and aspects of the modernization of the institutional mission (goal) and the corresponding status and structural reformatting of the institution as a national leader in systematic research in the university sphere are highlighted. The most important fundamental achievements obtained with the author’s participation and relevant for the science of universities (university studies), that born in the institute, as well as for creation of leadership universities as locomotives of progress, are noted. With regard to European integration, the scientific support for the development of the European Higher Education Area according to the Bologna process, Ukraine’s participation in them, in particular in two key dimensions: 1) compatibility and comparability and 2) competitiveness and attractiveness, and the spread of international cooperation and communication of the institute’s scientists, are characterized. Regarding national self-identification and self-sufficiency, ensuring state sovereignty, the contribution of scientists of the institution to the justification of the principles of increasing the competitiveness of Ukrainian universities and the development of a strategy for creating world-class universities is shown. It was concluded that the research activity of the staff of the scientific institution is important for the approaching victory in the war started by the russian federation, increasing the defence capability and security, post-war innovative recovery and European integration of Ukraine.

The governance of the recovery and resilience facility. The incremental innovation of standard conditionality regime

AbstractHow can we explain the system of governance underlying the conditionality regime of the Recovery and Resilience Facility (RRF)? Two contrasting instruments were adopted by the European Union to deal with the economic impact of the COVID‐19 crisis. The initial adaptation of the intergovernmental European stability mechanism was followed by the RRF, an instrument adopted as an add‐on to the EU budget and combining both supranational delegation and intergovernmental filters. Using the lenses of historical institutionalism, and a coalition‐based explanatory framework, this article examines the impact of past institutionalization patterns on the shift towards the RRF combined model. It argues that space for supranational delegation occurred as the result of the incremental innovation of the standard Community regime at work in EU budget‐related policies.

The legality of roads in Chile, 1842–1969: A historical overview

Currently, no academic work examines the history of the legality of roads in Chile during its independent existence as a sovereign country. Addressing this gap in the literature, this paper focuses specially on the period from 1842 to 1969, when different actors articulated a set of guiding ideas about the duties of the state and the legal powers of the administrative authority in terms of planning, construction and management of road infrastructure that would allow connectivity between population centers and across regions, according to the ideas and resources available at their historical time. This historical overview of Chilean “road law” is done in the light of insights and questions of contemporary intellectual history and institutional history. In this regard, it is argued that the evolution of road infrastructure norms and institutions during the period under study can be divided into three historical regimes, based on their fundamental legislative milestones, guiding ideas, institutional settings, and strategies of state action: from 1842 to 1887, a period of a decentralized “minimal road state” with precarious roads characterized by both material and juridical uncertainty; from 1887 to 1920, the emergence of a “proto-developmentalist road state” intent on strengthening its grip on the nationwide road infrastructure; and from 1920 to 1969, a period of a “techno-developmentalist road state” that created a nationwide paved road network for the new technology of mobile vehicles.

The Historical Change, Evolutionary Logic and Dynamic Mechanism of China's Major Enrollment System

The general enrollment system is a hot issue in the field of higher education reform. And the scientific cognition of its historical evolution, internal logic and dynamic mechanism is helpful to promote the reform of China's undergraduate enrollment system. From the perspective of historical institutionalism, the evolution of Chinese enrollment categories can be divided into four major historical stages: historical gestation, preliminary exploration, rapid rise and in-depth development. Tracing the hidden institutional logic behind the policy, it is found that the initial conditions, positive feedback mechanism and mindset make the change of the major enrollment system have a strong path dependence. In terms of dynamic mechanism, politics, economy and society constitute the basic factors of institutional change; learning effect, adaptive expectation and resource optimization orientation constitute the internal driving force of self-strengthening in the system; and the interest game among various action subjects constitutes the direct driving force of institutional change. In the future, the major enrollment system will accelerate the comprehensive reform of higher education through the three aspects of deepening rational practice examination, enhancing cross-cultivation and exploration, and promoting the transformation of human-oriented management, so as to enable the connotative development of higher education.

Depicting truth and transition at national memorial museums in Chile and Peru

Comparative analysis of Peru’s Place of Memory, Tolerance, and Social Inclusion and Chile’s Museum of Memory and Human Rights reveals different perspectives on how to represent past truth commissions and processes of transitioning from violence in national memorial museums. Chile’s Museum of Memory and Human Rights displays a foundational truth about state violence established through the work of the country’s truth commissions. Peru’s Place of Memory, Tolerance, and Social Inclusion was conceived as a space for presenting locally situated experiences of the country’s internal war; it is also characterized by subtle efforts to distance the museum from the narrative of the Peruvian Truth and Reconciliation Commission. Owing in part to such departures, Peru’s Place of Memory, Tolerance, and Social Inclusion offers material for questioning the country’s post-transition present that has generally been absent in the human rights-focused exhibition of the Museum of Memory and Human Rights. An assessment of these contrasts, evident in the museums’ institutional histories and permanent exhibitions, potentially unsettles assumptions about the role of official memorialization in the aftermath of truth commissions.

Dendrites as Objects of Care and Speculation

Abstract The University of Göttingen is well known for its Academic Museum, a teaching collection founded in 1773 to attract new students and to enhance its reputation. Roughly forty years earlier, around the time of its founding, this University’s collections environment was less robust. The two most popular collections from this early period were mineralogical and paleontological. Although they only rarely figure in formal institutional histories, they were sites of substantive pedagogical engagement. In this article, I consider the status of figured stones, especially dendrites, as teaching tools and their appeal as sites of lessons about care, use, fruitfulness and productivity that helped link the pursuit of “worldly wisdom” (Weltweisheit) to the study of the natural world. I explore the speculative dimensions of recovering pedagogical work with academic collections found in households, a task I argue is especially important in light of the labor students were encouraged to perform as they consumed the collections available to them as reservoirs of possibility, resources and energy.

Regulating capital investment in urban property: towards comparative-historical research in planning history

ABSTRACT This paper makes three main contributions: First, we argue that spatial planning institutions have become fundamental ‘rules of the game’ regulating development and defining urban property rights, and that the differences of approach between places can best be explained as a product of historical processes of institutional development. Second, we introduce a historical institutionalist theory of contested institutional development based on concepts of critical junctures of major institutional change followed by reactive sequences of institutional contestation in strategic action fields. We outline a methodologically institutionalist research method designed to produce replicable comparative research of long-run processes of institutional change, based on historical narratives employing process-tracing of institutional change and examination of permissive and productive factors structuring such change. This approach generates clear research questions and supports causal analysis of processes and mechanisms of change in urban property systems to explain why current institutions take the form they do. Third we illustrate the theory and research method with the case of Toronto, a fast-growing city where property rights and obligations and development control regulations have been vigorously contested. The conclusions explore the implications for planning theory and for comparative-historical research of this analysis of institutional change processes and mechanisms.

Neoliberalism in question: The Philippines' nurse education and labour export as liberal neo‐statist development agenda

AbstractMany scholars have used neoliberalism as an analytical framework to examine the Philippines' labour export policy. While neoliberalism entails a retreat of the state in favour of market reforms, evidence shows that state intervention of the market becomes larger and stronger over time. This paper utilises liberal neo‐statism as an alternative framework to understand the Philippines' nurse labour export by explaining that the state's role is larger than and goes beyond labour brokerage. Following the historical institutionalism approach, we show the significant timing, sequence, and path dependence that affect the emergence of institutions that govern the Philippines' nurse labour export. Our paper reveals how specific policies and regulations in labour export are tucked within the disguise of market reforms, but which are manifest within a larger state's control. These policies serve as the state's apparatus for remittance generation and protection of migrant labour rights and welfare.

There and Back Again: How UK–EU De‐Institutionalisation After Brexit Shaped Re‐Engagement After Ukraine

AbstractRussia's invasion of Ukraine in February 2022 disrupted the status quo of the European security order and brought about a re‐engagement in the UK–EU security relationship. However, co‐operation remains informal and ad hoc in ways that diverge from theoretical expectations of security co‐operation in the face of external threats. Applying insights from Historical Institutionalism and drawing on semi‐structured elite interviews with UK and EU officials from 2017 to 2023, our article explains why a shock as severe as the Russian invasion was not sufficient to bring about the wholesale renewal of UK–EU co‐operation. Our analysis demonstrates that the exogenous shock of conflict interacted with path‐dependent dynamics stemming from the Brexit process, shaping the institutional outcomes and limiting co‐operation in important ways. We show that co‐operation has intensified only when problematic Brexit legacies have been removed, arguing that UK–EU security re‐engagement represents a phased process rather than a linear one.

Abe’s incrementalism: an institutionalist analysis of immigration policy reform during the second Abe administration

The late Prime Minister Shinzo Abe’s second stint in power 2012 to 2020 oversaw numerous ambitious reforms to Japan’s immigration regime whilst still maintaining the country’s status quo of ‘no immigration policy’. This status quo was established through the 1990 system and denies both the admittance of unskilled foreign labor and formal immigration policy, instead relying on ‘side-door’ policies to recruit most foreign workers. The goal of this article is to evaluate the policy outcomes of Abe’s reforms by taking a macro-level approach and using a historical institutionalist methodological framework. Through classifying Abe’s major policy initiatives utilizing the mechanisms of institutional change, I analyze whether despite Abe’s own insistence, he has changed the immigration status quo in a fundamental way. In the conclusion, I argue that in combination with recent reforms by his successors, the potential for a fundamental change in Japan’s immigration policy trajectory is present – even though this change has not taken place yet.

Pollination, cultivation, and perennialization: creating the amateur logic in collegiate sport

ABSTRACT While there is a rich tradition of understanding the impact of institutional logics on sport organizational activity, questions remain about how the logics themselves are created and remain historically dominant. This research is an attempt to address this concern by examining how the dominant logic of a sport institution was created and institutionalized. Drawing on historical institutionalism as our methodological guide, this research provides the account of how the NCAA created its amateur logic. The findings of this work suggest three processes: pollination (changing the British notion of amateurism to a US ethos), cultivation (creating and enforcing policy), and perennialization (creating new terms to withstand legal scrutiny, creating executive director role, and building “place”). We introduce the notion of logic work to explain how sport institutions craft their dominant organizing rationales to accommodate diverse interests within institutional settings.

Running out the digital clock: transatlantic privacy politics and veto points in time

ABSTRACT Why does the European Commission continue to sign onto unstable international data flow agreements with the United States? After two agreements were struck down by the European Court of Justice, and clear signals that a new one could meet a similar fate, the European Commission agreed to the Data Privacy Framework. To make sense of this behavior, we connect traditional work on veto points with work on historical institutionalism to highlight an international negotiation strategy – running out the clock. While traditional veto points literature suggests multiple institutions with varying preferences will limit the set of potential policies or their adoption, we highlight how these dynamics change when considering veto points in time. We showcase our argument by building three historical narratives detailing the negotiation of the successive data flow agreements. Our findings have important implications for the future of the transatlantic privacy regime as well as negotiation dynamics.

Maupertuis and the Reshaping of Natural History in Eighteenth-Century France

Abstract In this paper, I analyze a momentous change in eighteenth century French life sciences. Whereas in the first half of the century the conception of natural history as the systematic collection of facts had been most successful, at mid-century a new approach emerged. This approach was characterized by an accent on general philosophical themes rather than on observation and experiment. I study the grounds and features of this historical shift through the work of Maupertuis, who published papers in institutional (or Baconian) natural history in his early years, but then adopted a more speculative approach to the life sciences.

A step forward to gender equality: Breaking the political glass ceiling at local level

AbstractGender quota policies have the ability to alleviate the scarcity of women in politics. However, opponents of quotas argue that such policies may constitute, in the long term, a “glass ceiling.” In Portugal, although there is still a long way to go in terms of gender equality, some municipalities have been successful in electing many women. Therefore, the aim of this article is to investigate, through the lenses of historical institutionalism and contagion theory, the factors that help women break out of the glass ceiling trap at local level. The study is based on a dataset from the last local elections and uses a panel data regression to calculate the probabilities of electing more women to municipal councils. The results underline that left‐wing parties that have adopted voluntary quotas, municipal experience with women mayors, and competitive environments increase the likelihood of electing more women. Gender equality.

Navigating the Vatican Library repositories

An institution of ancient origin, the Vatican Apostolic Library holds a diverse and complex collection of documents that reflect its rich institutional history, distributed among its various collections and institutional archives. This multifaceted heritage, comprising traditional and digital resources, stands as a valuable testimony to the active role of the Library in the international cultural context. This article aims to provide a general overview of these resources and their potential historical significance, focusing on the last century and presenting some significant episodes in the institution’s history.

The history of the international fine particle institute and some thoughts on the challenges and successes of particle science and technology

This paper offers a reflection and prospectus from the viewpoint of the International Fine Particle Research Institute (IFPRI) community, specifically the current state of particle technology, how we got to this point, and where the future is heading. IFPRI is a unique consortium, working with academics from universities around the world, pursuing research that is directed by industrial members. While this reflection has a historical context, its perspective is clearly toward solving current and future challenges associated with particle science, engineering, and technology.