Higher Rank Gauge Research Articles

Irrational Moments and Signatures of Higher-Rank Gauge Theories in Diluted Classical Spin Liquids

Classical spin liquids (CSLs) have proved to be a fruitful setting for the emergence of exotic gauge theories. Vacancy clusters in CSLs can introduce gauge charges into the system, and the resulting behavior in turn reveals the nature of the underlying theory. We study these effects for a series of CSLs on the honeycomb lattice. We find that dilution leads to the emergence of effective free spins with tuneable, and generally irrational, size. For a specific higher-rank CSL, described by a symmetric tensor gauge fields, dilution produces spin textures with a characteristic quadrupolar angular structure and infinite-ranged interactions between dilution clusters. Published by the American Physical Society 2024

A symmetry principle for gauge theories with fractons

Fractonic phases are new phases of matter that host excitations with restricted mobility. We show that a certain class of gapless fractonic phases are realized as a result of spontaneous breaking of continuous higher-form symmetries whose conserved charges do not commute with spatial translations. We refer to such symmetries as nonuniform higher-form symmetries. These symmetries fall within the standard definition of higher-form symmetries in quantum field theory, and the corresponding symmetry generators are topological. Worldlines of particles are regarded as the charged objects of 1-form symmetries, and mobility restrictions can be implemented by introducing additional 1-form symmetries whose generators do not commute with spatial translations. These features are realized by effective field theories associated with spontaneously broken nonuniform 1-form symmetries. At low energies, the theories reduce to known higher-rank gauge theories such as scalar/vector charge gauge theories, and the gapless excitations in these theories are interpreted as Nambu-Goldstone modes for higher-form symmetries. Due to the nonuniformity of the symmetry, some of the modes acquire a gap, which is the higher-form analogue of the inverse Higgs mechanism of spacetime symmetries. The gauge theories have emergent nonuniform magnetic symmetries, and some of the magnetic monopoles become fractonic. We identify the ’t Hooft anomalies of the nonuniform higher-form symmetries and the corresponding bulk symmetry-protected topological phases. By this method, the mobility restrictions are fully determined by the choice of the commutation relations of charges with translations. This approach allows us to view existing (gapless) fracton models such as the scalar/vector charge gauge theories and their variants from a unified perspective and enables us to engineer theories with desired mobility restrictions.

A Chern-Simons theory for dipole symmetry

We present effective field theories for dipole symmetric topological matters that can be described by the Chern-Simons theory. Unlike most studies using higher-rank gauge theory, we develop a framework with both U(1)U(1) and dipole gauge fields. As a result, only the highest multipole symmetry can support the ’t Hooft anomaly. We show that with appropriate point group symmetries, the dipolar Chern-Simons theory can exist in any dimension and, moreover, the bulk-edge correspondence can depend on the boundary. As two applications, we draw an analogy between the dipole anomaly and the torsional anomaly and generalize particle-vortex duality to dipole phase transitions. All of the above are in the flat spacetime limit, but our framework is able to systematically couple dipole symmetry to curved spacetime. Based on that, we give a proposal about anomalous dipole hydrodynamics. Moreover, we show that the fracton-elasticity duality arises naturally from a non-abelian Chern-Simons theory in 3D.

Hydrodynamics of higher-rank gauge theories

We extend recent work on hydrodynamics with global multipolar symmetries — known as “fracton hydrodynamics” — to systems in which the multipolar symmetries are gauged. We refer to the latter as “fracton magnetohydrodynamics”, in analogy to conventional magnetohydrodynamics (MHD), which governs systems with gauged charge conservation. We show that fracton MHD arises naturally from higher-rank Maxwell’s equations and in systems with one-form symmetries obeying certain constraints; while we focus on “minimal” higher-rank generalizations of MHD that realize diffusion, our methods may also be used to identify other, more exotic hydrodynamic theories (e.g., with magnetic subdiffusion). In contrast to semi-microscopic derivations of MHD, our approach elucidates the origin of the hydrodynamic modes by identifying the corresponding higher-form symmetries. Being rooted in symmetries, the hydrodynamic modes may persist even when the semi-microscopic equations no longer provide an accurate description of the system.

Fractons, symmetric gauge fields and geometry

Gapless fracton phases are characterized by the conservation of certain charges and their higher moments. These charges generically couple to higher rank gauge fields. In this paper we study systems conserving charge and dipole moment, and construct the corresponding gauge fields propagating in arbitrary curved backgrounds. The relation between the symmetries of these class of systems and spacetime transformations is discussed. In fact, we argue that higher rank symmetric gauge theories are closer to gravitational fields than to a standard gauge theory.

Volume-preserving diffeomorphism as nonabelian higher-rank gauge symmetry

We propose nonabelian higher-rank gauge theories in 2+1D and 3+1D. The gauge group is constructed from the volume-preserving diffeomorphisms of space. We show that the intriguing physics of the lowest Landau level (LLL) limit can be interpreted as the consequences of the symmetry. We derive the renowned Girvin-MacDonald-Platzman (GMP) algebra as well as the topological Wen-Zee term within our formalism. Using the gauge symmetry in 2+1D, we derive the LLL effective action of vortex crystal in rotating Bose gas as well as Wigner crystal of electron in an applied magnetic field. We show that the nonlinear sigma models of ferromagnets in 2+1D and 3+1D exhibit the higher-rank gauge symmetries that we introduce in this paper. We interpret the fractonic behavior of the excitations on the lowest Landau level and of skyrmions in ferromagnets as the consequence of the higher-rank gauge symmetry.

Fractonic Chern-Simons and BF theories

Fracton order is an intriguing new type of order which shares many common features with topological order, such as topology-dependent ground state degeneracies, and excitations with mutual statistics. However, it also has several distinctive geometrical aspects, such as excitations with restricted mobility, which naturally lead to effective descriptions in terms of higher rank gauge fields. In this paper, we investigate possible effective field theories for 3D fracton order, by presenting a general philosophy whereby topological-like actions for such higher-rank gauge fields can be constructed. Our approach draws inspiration from Chern-Simons and BF theories in 2+1 dimensions, and imposes constraints binding higher-rank gauge charge to higher-rank gauge flux. We show that the resulting fractonic Chern-Simons and BF theories reproduce many of the interesting features of their familiar 2D cousins. We analyze one example of the resulting fractonic Chern-Simons theory in detail, and show that upon quantization it realizes a gapped fracton order with quasiparticle excitations that are mobile only along a sub-set of 1-dimensional lines, and display a form of fractional self-statistics. The ground state degeneracy of this theory is both topology- and geometry- dependent, scaling exponentially with the linear system size when the model is placed on a 3-dimensional torus. By studying the resulting quantum theory on the lattice, we show that it describes a $\mathbb{Z}_s$ generalization of the Chamon code.

Towards higher-spin AdS2/CFT1 holography

We aim at formulating a higher-spin gravity theory around AdS2 relevant for holography. As a first step, we investigate its kinematics by identifying the low-dimensional cousins of the standard higher-dimensional structures in higher-spin gravity such as the singleton, the higher-spin symmetry algebra, the higher-rank gauge and matter fields, etc. In particular, the higher-spin algebra is given here by [λ] and parameterized by a real parameter λ. The singleton is defined to be a Verma module of the AdS2 isometry subalgebra so (2, 1) ⊂ [λ] with conformal weight Delta =frac{1pm lambda }{2}. On the one hand, the spectrum of local modes is determined by the Flato-Fronsdal theorem for the tensor product of two such singletons. It is given by an infinite tower of massive scalar fields in AdS2 with ascending masses expressed in terms of λ. On the other hand, the higher-spin fields arising through the gauging of [λ] algebra do not propagate local degrees of freedom. Our analysis of the spectrum suggests that AdS2 higher-spin gravity is a theory of an infinite collection of massive scalars with fine-tuned masses, interacting with infinitely many topological gauge fields. Finally, we discuss the holographic CFT1 duals of the kinematical structures identified in the bulk.

Rank-2 U(1) Spin Liquid on the Breathing Pyrochlore Lattice.

Higher-rank generalizations of electrodynamics have recently attracted considerable attention because of their ability to host "fracton" excitations, with connections to both fracton topological order and gravity. However, the search for higher-rank gauge theories in experiment has been greatly hindered by the lack of materially relevant microscopic models. Here we show how a spin liquid described by rank-2 U(1) gauge theory can arise in a magnet on the breathing pyrochlore lattice. We identify Yb-based breathing pyrochlores as candidate systems, and make explicit predictions for how the rank-2 U(1) spin liquid would manifest itself in experiment.

The semi-classical approximation at high temperature revisited

We revisit the semi-classical calculation of the size distribution of instantons at finite temperature in non-abelian gauge theories in four dimensions. The relevant functional determinants were first calculated in the seminal work of Gross, Pisarski and Yaffe and the results were used for a wide variety of applications including axions most recently. In this work we show that the uncertainty on the numerical evaluations and semi-analytical expressions are two orders of magnitude larger than claimed. As a result various quantities computed from the size distribution need to be reevaluated, for instance the resulting relative error on the topological susceptibility at arbitrarily high temperatures is about 5% for QCD and about 10% for SU(3) Yang-Mills theory. With higher rank gauge groups this discrepancy is even higher. We also provide a simple semi-analytical formula for the size distribution with absolute error 2 · 10−4. In addition we also correct the over-all constant of the instanton size distribution in the overline{mathrm{MS}} scheme which was widely used incorrectly in the literature if non-trivial fermion content is present.

Higgs mechanism in higher-rank symmetric U(1) gauge theories

We use the Higgs mechanism to investigate connections between higher-rank symmetric $U(1)$ gauge theories and gapped fracton phases. We define two classes of rank-2 symmetric $U(1)$ gauge theories: the $(m,n)$ scalar and vector charge theories, for integer $m$ and $n$, which respect the symmetry of the square (cubic) lattice in two (three) spatial dimensions. We further provide local lattice rotor models whose low energy dynamics are described by these theories. We then describe in detail the Higgs phases obtained when the $U(1)$ gauge symmetry is spontaneously broken to a discrete subgroup. A subset of the scalar charge theories indeed have X-cube fracton order as their Higgs phase, although we find that this can only occur if the continuum higher rank gauge theory breaks continuous spatial rotational symmetry. However, not all higher rank gauge theories have fractonic Higgs phases; other Higgs phases possess conventional topological order. Nevertheless, they yield interesting novel exactly solvable models of conventional topological order, somewhat reminiscent of the color code models in both two and three spatial dimensions. We also investigate phase transitions in these models and find a possible direct phase transition between four copies of $\mathbb{Z}_2$ gauge theory in three spatial dimensions and X-cube fracton order.

An infinite swampland of U(1) charge spectra in 6D supergravity theories

We analyze the anomaly constraints on 6D supergravity theories with a single abelian U(1) gauge factor. For theories with charges restricted to q = ±1, ±2 and no tensor multiplets, anomaly-free models match those models that can be realized from F-theory compactifications almost perfectly. For theories with tensor multiplets or with larger charges, the F-theory constraints are less well understood. We show, however, that there is an infinite class of distinct massless charge spectra in the “swampland” of theories that satisfy all known quantum consistency conditions but do not admit a realization through F-theory or any other known approach to string compactification. We also compare the spectra of charged matter in abelian theories with those that can be realized from breaking nonabelian SU(2) and higher rank gauge symmetries.

Algebraic properties of the monopole formula

The monopole formula provides the Hilbert series of the Coulomb branch for a 3-dimensional mathcal{N}=4 gauge theory. Employing the concept of a fan defined by the matter content, and summing over the corresponding collection of monoids, allows the following: firstly, we provide explicit expressions for the Hilbert series for any gauge group. Secondly, we prove that the order of the pole at t = 1 and t → ∞ equals the complex or quaternionic dimension of the moduli space, respectively. Thirdly, we determine all bare and dressed BPS monopole operators that are sufficient to generate the entire chiral ring. As an application, we demonstrate the implementation of our approach to computer algebra programs and the applicability to higher rank gauge theories.

Dual pairs of gauged linear sigma models and derived equivalences of Calabi–Yau threefolds

In this work we study the phase structure of skew symplectic sigma models, which are a certain class of two-dimensional N = (2,2) non-Abelian gauged linear sigma models. At low energies some of them flow to non-linear sigma models with Calabi-Yau target spaces, which emerge from non-Abelian strong coupling dynamics. The observed phase structure results in a non-trivial duality proposal among skew symplectic sigma models and connects non-complete intersection Calabi-Yau threefolds, that are non-birational among another, in a common quantum Kahler moduli space. As a consequence we find non-trivial identifications of spectra of topological B-branes, which from a modern algebraic geometry perspective imply derived equivalences among Calabi-Yau varieties. To further support our proposals, we calculate the two sphere partition function of skew symplectic sigma models to determine geometric invariants, which confirm the anticipated Calabi-Yau threefold phases. We show that the two sphere partition functions of a pair of dual skew symplectic sigma models agree in a non-trivial fashion. To carry out these calculations, we develop a systematic approach to study higher-dimensional Mellin-Barnes type integrals. In particular, these techniques admit the evaluation of two sphere partition functions for gauged linear sigma models with higher rank gauge groups, but are applicable in other contexts as well.

Galactic center gamma-ray excess through a dark shower

The reported excess of $\gamma$-rays, emitted from an extended region around the galactic center, has a distribution and rate suggestive of an origin in dark matter (DM) annihilations. The conventional annihilation channels into standard model (SM) $b$ quarks or $\tau$ leptons may, however, be in tension with various experimental constraints on antiproton and positron fluxes. We present a framework that is free from such constraints. The key idea is that the mediators between the dark matter and the SM are themselves part of a strongly coupled sector: a hidden valley. In this scenario, the dark matter particles annihilate only into hidden quarks that subsequently shower and hadronize. Hidden quark effective couplings to SM hypercharge allow the lightest hidden bound states to subsequently decay into SM photons, producing the observed photon energy spectrum. Associated production of SM fermions is, in contrast, suppressed by electroweak, loop or helicity effects. We find that, generically, $\sim$ 10 GeV DM and a confinement scale $\sim$ 1 GeV provide a good fit to the observed spectrum. An $SU(2)$ hidden confining group is preferred over $SU(3)$ or higher rank gauge groups, up to uncertainties in the extraction of the astrophysical background. An explicit realization of this framework is also presented, and its phenomenology is discussed in detail, along with pertinent cosmological, astrophysical and collider bounds. This framework may be probed by model-independent searches, including future beam-dump experiments.

Distribution of the number of generations in flux compactifications

Flux compactification of string theory generates an ensemble with a large number of vacua called the landscape. By using the statistics of various properties of low-energy effective theories in the string landscape, one can therefore hope to provide a scientific foundation to the notion of naturalness. This article discusses how to answer such questions of practical interest by using flux compactification of F-theory. It is found that the distribution is approximately in a factorized form given by the distribution of the choice of 7-brane gauge group, that of the number of generations $N_{\rm gen}$ and that of effective coupling constants. The distribution of $N_{\rm gen}$ is approximately Gaussian for the range $|N_{\rm gen}| \lesssim 10$. The statistical cost of higher-rank gauge groups is also discussed.

Periodic monopoles from spectral curves

We consider $\text{SU}(2)$ Bogomolny equations on $\mathbb{R}^2\times\hat{S}^1$ and use the spectral curve defined by the holonomy in the periodic direction to approximate the fields in the limit of large size to period ratio. Symmetries of the Nahm transform allow a study of the effective two dimensional dynamics, which is compared with known results on the full moduli space. The techniques are applied to systems of higher charge and higher rank gauge group, allowing a direct comparison to other periodic Yang-Mills systems.

Moduli space and wall-crossing formulae in higher-rank gauge theories

We study the interplay between wall-crossing in four-dimensional gauge theory and instanton contributions to the moduli space metric of the same theory on $\mathbb{R}^{3}\times S^{1}$. We consider $\mathcal{N}=2$ SUSY Yang--Mills with gauge group SU(n) and focus on walls of marginal stability which extend to weak coupling. By comparison with explicit field theory results we verify the Kontsevich--Soibelman formula for the change in the BPS spectrum at these walls and check the smoothness of the metric in the corresponding compactified theory. We also verify in detail the predictions for the one instanton contribution to the metric coming from the non-linear integral equations of Gaiotto, Moore and Nietzke.

Non-Abelian plasma instabilities: SU(3) versus SU(2)

We present the first $3+1$ dimensional simulations of non-Abelian plasma instabilities in gauge-covariant Boltzmann-Vlasov equations for the QCD gauge group SU(3) as well as for SU(4) and SU(5). The real-time evolution of instabilities for a plasma with stationary momentum-space anisotropy is studied using a hard-loop effective theory that is discretized in the velocities of hard particles. We find that the numerically less expensive calculations using the group SU(2) essentially reproduce the nonperturbative dynamics of non-Abelian plasma instabilities with higher rank gauge groups provided the mass parameters of the corresponding hard-loop effective theories are the same. In particular, we find very similar spectra for the turbulent cascade that forms in the strong-field regime, which is associated with an approximately linear growth of energy in collective fields. The magnitude of the linear growth however turns out to increase with the number of colors.

PARTICLE SPECTRUM OF NON-ABELIAN TENSOR GAUGE FIELDS

We review the non-Abelian tensor gauge field theory and analyze its free field equations for lower rank gauge fields when the interaction coupling constant tends to zero. The free field equations are written in terms of the first-order derivatives of extended field strength tensors similar to the electrodynamics and non-Abelian gauge theories. We determine the particle content of the free field equations and count the propagating modes which they describe. In four-dimensional spacetime the rank-2 gauge field describes propagating modes of helicity two and zero. We show that the rank-3 gauge field describes propagating modes of helicity-three and a doublet of helicity-one gauge bosons. Only four-dimensional spacetime is physically acceptable, because in five- and higher-dimensional spacetime the equation has solutions with negative norm states. We discuss the structure of the particle spectrum for higher rank gauge fields.