Foster Sustainability Transitions Research Articles

Rethinking the geography of sustainability transitions by considering human-nature connections in rural areas

Despite recent studies which emphasize the importance of human-nature connections (HNCs) in sustainability transitions, the literature on the geography of sustainability transitions focuses mainly on urban areas and transnational aspects, ignoring the role of HNCs. In this paper, we study HNCs in rural areas through a case study of the French mountains. Based on 31 interviews with local actors, the results show that individuals’ proximity to nature in the French mountains enables them to reconnect with nature and that this generates knowledge and leads to strong HNCs. The results also call for investigation of the roles that tourism and revised local governance could play in fostering sustainability transitions. Overall, this paper demonstrates the need for studies on the geography of sustainability transitions to consider HNCs and rural areas.

Motivations, changes and challenges of participating in food-related social innovations and their transformative potential: three cases from Berlin (Germany)

AbstractDominant agri-food systems are increasingly seen as unsustainable in terms of environmental degradation, mass production or high food waste. In an attempt to counteract these developments and foster sustainability transitions in agri-food systems, a variety of actors are engaging in socially innovative models of food production and consumption. Using a multiple case study approach, our study examines three contrasting alternative economic models in the city of Berlin: community gardens, the app Too Good To Go (TGTG), and a cooperative supermarket. Based on 15 qualitative interviews, we provide insights into their transformative potential by exploring participants' underlying motivations, the changes they have experienced, and the challenges and potential for future development of these models. We find that participation in community gardens and the cooperative supermarket is similarly motivated by social aspects and dissatisfaction with existing food access options, while TGTG users are more motivated by financial reasons. Our study shows that change is experienced mainly at the individual level, e.g. by building new relationships, changing cognitive framings, and learning (new) practices, especially in community-oriented settings. The individualization of change shows that these models have a rather low potential to lead to more systemic accounts of changes. Yet, they can prefigure regime change, describe resistance, and foster cumulative incremental change that may spill over into society. We conclude that in order to sustain this role and drive transitions, it is important to up- and outscale these models; and we provide recommendations on how these models can mutually support their development, establishment, and protection.

Options for making responsive future strategy to foster sustainability transitions in the German agri-food sector: a Delphi-based approach

AbstractIn response to pressing global challenges, sustainability transitions research has emerged as an interdisciplinary field focused on fundamental changes, necessitating novel approaches for strategy-making from research and innovation. Foresight practitioners need to extend their well-established methodological toolkit, which can inform subsequent planning processes about managing conflicts and shaping futures, to include the articulation of response options for contributing to the creation of more sustainable future systems. This research aims to contribute to this need by exploring future options characterized by discrepancies. Drawing from the Responsible Research and Innovation (RRI) literature to understand discrepancies between “desirability” and “probability” of future options as missed opportunities to secure social desirability in the future or as threats to it, this research argues for the collective identification and anticipation of discrepancies to reflect on options for making more responsive strategies. Thus, informed by RRI, a Delphi exercise was modified to engage experts from the German agri-food sector (n = 21) to assess divergent innovation-driven changes in the German agri-food sector that had been collectively anticipated and reflected upon beforehand. The results speak for a reduction of complexity by revealing specific actions necessary to redirect research and innovation processes away from unsustainable paths, as well as identifying determinants of discrepancies to do good or avoid harm.

Tourists’ perceptions of wind turbines: conceptualizations of rural space in sustainability transitions

Concerns about the effects of climate change have led to an interest in identifying ways to foster sustainability transitions. In the Global North, a key approach is to eventually eliminate dependence on carbon emitting energy while moving towards renewable sources, including wind power. Since wind farms require vast amounts of land, inevitably this explains the presence of such installations in many rural regions. This situation has alarmed various stakeholders, including those involved in tourism, who see such developments as threats to idyllic notions of rurality and, by default, to the transformation of the countryside for visitor experiences. Through a series of case studies in rural Sweden, we explore the attitudes of tourists towards the presence of wind farms in the landscape. Overall, study respondents recognize the need for such installations since most accept the necessity to embark on sustainable energy transitions. In this way, they understand that many parts of rural Sweden are transforming into spaces where sustainable energy future must be negotiated. Ultimately, sustainability transitions lead to the rethinking of conventional perceptions around rural space and tourism. We suggest that geographical research on sustainability transitions in tourism should account for conceptions of rurality that involve assemblages of imagination, place framing, and power relations in sustainability transitions. This conceptualization is necessary for achieving just and sustainable energy futures.

The creation of desirable futures: A call for supererogatory management to foster sustainability transitions

Accelerating the sustainability transition demands managers to more intensively and more frequently envisage in supererogatory acts. Supererogatory action is not legally or morally required but consist of praiseworthy acts beyond duty that have the capacity to build a better future. This perspective paper argues that strategic decision-making during sustainability transitions should be more supererogatory, and research should pay more explicit attention to the supererogatory acts of managers and business organizations. Supererogation is especially important in any transition, where the business environment is changing rapidly and fundamentally, where stakeholder preferences conflict and first-mover advantages are significant. Our argument is that perceived rightness and confidence are prerequisites for managers to envisage desirable futures and act in ways that transcend duty. We also critically reflect on the threats implied by supererogatory management. Our arguments are illustrated by interview data collected from Finnish managers with first-hand experience with supererogatory acts in the current sustainability transitions of the food packaging industry. We call for empirical research explaining the role of supererogatory management in driving sustainability transitions in different settings and hope that this perspective paper can spur the awareness of managers and policy makers regarding the power of supererogatory acts in management.

A framework for assessing the sustainable transition potential of municipal climate change mitigation plans

Local climate change mitigation plans can be essential in enabling sustainability transitions at the municipality level. However, existing frameworks for assessing the quality of climate plans inadequately address their potential to foster sustainability transitions. We develop an assessment framework consisting of indicators and associated questions by integrating elements of the transition management framework with essential quality dimensions of climate plans and planning processes identified through a literature review. We illustrate and validate the assessment framework by applying it to the climate plans of three medium-sized cities in Switzerland. Our findings demonstrate that the local climate change mitigation plans performed well regarding the tactical and operational indicators but were less optimal concerning strategic and reflexive indicators. Nevertheless, the transition management framework provided a useful framework contributing to a comprehensive and systemic assessment highlighting the importance of stakeholder involvement, inter-sectoral coordination, and monitoring and evaluation as a means for social learning.

Social and solidarity economy insights for the circular economy: Limited-profit and sufficiency

Given the call for societal transformations to foster sustainability transitions, we consider in what way the Social and Solidarity Economy (SSE) contributes to a more circular society. We build on recent critiques of mainstream Circular Economy (CE) and engage with the notion of sufficiency, with respect to defining limits for and by society, in considering social and ecological imperatives over profit motives. The main aim of our article is to analyse the implications of the normative principles and values of the SSE for ensuring an integral circularity approach. For that purpose, we conducted qualitative research involving 26 in-depth interviews with 31 key informants from 20 initiatives in two case studies: SSE networks in the Basque Country and Western Switzerland. We reveal how one of the guiding principles of the SSE – limited-profit – is a clear basis for a distinctive circularity approach towards sufficiency. Our main contribution is to demonstrate how SSE principles foster specific characteristics of the Sufficiency-driven Business Model (SBM) and shape an integral social circularity approach. This perspective on circularity results in entities that embrace the following measures: seeking to transform the economic system as a whole; prioritizing the implementation of the more transformative Rs (Refuse, Rethink, Reduce); recognizing limited profit as a core distinctive principle; minimizing overall consumption; raising conscious consumer engagement (satisfying needs over wants); fostering stakeholders’ cooperation and collaboration; and maximizing social and ecological aims over economic profitability.

The role of power and future resources in the institutionalisation of the Norwegian oil economy

Low-carbon transitions involve profound economic and social change. Recent research on socioeconomic transitions has highlighted the need for a more nuanced conceptualisation of power and agency within these processes. In this article, we expand our understanding of the role of power in socioeconomic transitions by critically applying the Power in Transition framework (POINT) to a multilevel perspective (MLP) analysis of the establishment of the Norwegian oil fund and the associated fiscal policy. The empirical data stem from in-depth elite interviews with key political and technocratic agents who were active at the national level over a fifteen-year timespan. We find that control over the allocation of future resources was key in the creation and protection of the Norwegian fossil fuel-based economic regime. Consequently, we extend the concept of transformative power to include control over structures and institutions arbitrating the distribution of future resources, illustrating the critical role of this control in determining regime stability. We conclude that political agents who foster sustainability transitions should prioritise efforts aimed at contesting the control over and allocation of future resources.

Design principles for advancing higher education sustainability learning through transformative research

AbstractA growing number of transformative research practices that redefine the role of science in engaging with local–mostly urban–transformation processes have emerged in recent decades. However, while education is considered a key driver for sustainability transformations, higher education has been slow to develop and implement dedicated, appropriate and effective transformative education programmes and learning modules. In this paper, we present a framework of design principles for transformative learning modules in higher education. These principles are derived from two growing discourses: higher education sustainability learning, and transdisciplinary and transformative research—both of which are centrally anchored in the field of sustainable development and sustainability science. The principles presented provide guidance for course leaders in higher education to create learning modules aimed at enabling students to become engaged in transdisciplinary and transformative research that fosters sustainability transitions in local and urban contexts. We use the Transformative Innovation Lab (TIL)—a learning course developed and tested at two German universities—as an example of how the design principles can be applied. The module, which runs over two semesters, supports Masters students in their process of developing real-world laboratories and exploring urban sustainability transitions through collaborative experimentation with local practice partners. We discuss the factors that enable and limit the implementation of transformative learning modules and outline aspects of the novel roles adopted by lecturers in transformative teaching environments. Moreover, we highlight the need for both institutional change and transformative teaching formats that go beyond transformative research as key for driving universities to take responsibility for collaboratively fostering sustainability transitions in their local contexts.

Paving the pathways towards sustainable future? A critical assessment of STI policy roadmaps as policy instruments for sustainability transitions

Roadmaps and roadmapping techniques receive increasing attention in the Science, Technology and Innovation policy community, notably for the development of strategies and policies to address societal challenges and ambitious goals such as the SDGs. STI policy roadmaps are used to evoke future visions, align actor expectations and formulate, document, plan and implement public policies for long-term, ambitious sustainability goals. As a sophisticated strategic planning process, roadmapping seems appropriate for policy support aiming to foster sustainability transitions. Nevertheless, there is little research on the role and limitations of roadmaps as a policy instrument to support innovation for sustainability transitions. This paper critically assesses selected national and international policy and sectoral roadmaps that focus on technology areas and societal challenges relevant to sustainability and energy transitions. The assessment of the objectives, design features and embeddedness of roadmaps in policy processes shows that current policy roadmaps have several shortfalls. The paper outlines knowledge gaps and research priorities to understand how such limitations might be overcome and draws tentative lessons for future applications of roadmaps as policy instruments for sustainability transitions.

Hybrid food networks and sustainability transitions: Shared and contested values and practices in food relocalisation and resocialisation

AbstractProcesses of food relocalisation and resocialisation occurring within alternative food networks (AFNs) are seen as fundamental to fostering sustainability transitions in agro‐food systems. Criticism of the alternative‐conventional dualism typical of much AFN literature, however, has resulted in the emergence of the concept of hybrid food networks. This article looks at the Japanese context to critically engage with current debates on relocalisation, resocialisation and hybridity, particularly regarding the conditions under which they can serve as a means of transitioning towards more sustainable food systems. The study employs a qualitative approach to explore the interplay between the values and practices of small‐scale organic farmers with those of mainstream agro‐food actors operating in hybrid food spaces. The findings highlight two characteristics of hybrid contexts where actors characterised by different degrees of alternativeness ‘share space’ in the local food system: first, the tensions and contrasting meanings that emerge in the practice of food relocalisation and resocialisation; second, the way in which institutional efforts to relocalise food consumption co‐opt and dilute more radically transformative projects but at the same time can rapidly amplify incremental changes connected to the uptake of more sustainable practices.

Governing translocal experimentation in multi-sited transition programs: Dynamics and challenges

Transition experiments are important instruments to foster sustainability transitions. Transition scholars increasingly suggest investigating how multiple local experiments can become connected across spatial scales, and how transformative dynamics of multiple connected experiments can be facilitated and governed. In this paper we analyze the different types of translocal dynamics involved in simultaneously governing multiple experiments in multi-sited transition programs, by empirically exploring the FIT4FOOD2030 program (2017-2020) that supported 25 transition experiments. Then, we present four overarching challenges in governing translocal experimentation: (1) finding synergies between diverging local needs and program ambitions; (2) navigating the cross-scale political dynamics in multi-sited transition programs; (3) moving beyond output-oriented evaluation frameworks in order to capture transformative efforts of short-term programs; and (4) expanding the boundaries of programs by linking to ongoing policy developments in highly complex multi-level governance settings. We hope our work can inform transition governance efforts in fostering transformative translocal dynamics toward sustainability.

Fostering Transitions Towards Sustainability? The Politics of Bioeconomy Development in Argentina, Uruguay, and Brazil

The concept of bioeconomy is increasingly gaining attention in South America as a potential strategy to foster sustainability transitions. As bioeconomy development is intertwined with often contested questions of natural resource governance, it is important that the promotion of bioeconomy takes place in an inclusive manner. In three case studies from Argentina, Uruguay and Brazil we examine who takes up the concept, what interests are reflected in this and the implications for socio‐environmental concerns. This points to two interrelated aspects which demonstrate variations in inclusiveness: the constellation of actors who drive bioeconomy visions, and the scope of issues covered.

Change from Within: Exploring Transformative Literacy in Public Administrations to Foster Sustainability Transitions

Public administrations are designed towards efficient and effective problem solving. A division of work along the various issues of public policy-making is constitutive for most administrations. With the recent demands to develop comprehensive transformative environmental policies, new tasks and requirements arise, both for individual officers as well as administrative organizations. Two central questions emerge in this context: How do officers and public policy administrations cope with transformation processes and what competencies are needed for shaping transformations? Based on a comprehensive literature review on policies for transformation, organizational learning, and education for sustainable development, we present a concept for transformative literacy. We explored how this concept resonates with officers from the Ministry for the Environment and from the Environmental Protection Agency in Germany. To this end, we conducted 17 qualitative interviews with officers from various departments and levels of hierarchy. The analysis reveals four different types of actors with distinct perspectives regarding their own role and theories of societal and political change. We conclude that a collaborative mode among these types of actors to address the challenges of shaping transformations to sustainability can mobilize additional capacities by making use of their complementary skills and resources. The article suggests that this should be reflected in organizational reforms and in training programs for political administration.

Multilevel knowledge management for municipal climate action: Lessons from evaluating the operational situation of climate action managers in the German Federal State of Lower Saxony

Effective actions to mitigate climate change are urgently needed, especially in the context of cities, which are major sources of global CO2 emissions. Establishing and managing knowledge systems that integrate local knowledge can contribute to establishing more effective responses to climate change as well as transformative change towards sustainability. However, it is still unclear how new forms of urban governance should acquire, store, create, or disseminate knowledge for fostering sustainability transitions effectively. In this study, we present a multilevel knowledge system approach based on design principles informed especially by the knowledge management literature. These address (i) working environments across multiple levels, (ii) knowledge forms and types, and (iii) knowledge processes. We apply this approach to municipal climate action in the German energy transition. In particular, we focus on the operational work of municipal climate action managers of regional centers of Lower Saxony, one of the largest of the 16 federal states, and investigate their involvement in knowledge processes. Based on semi-structured interviews in 14 of the 17 regional centers, we show that structural pre-conditions for successful knowledge management and organizational learning are present. However, we also show that there is a need for improvement regarding (i) the multilevel coordination for accelerating routine operation, (ii) the persistence of local operational knowledge, and (iii) the exploitation of local innovations. Relying on these results, we offer general recommendations for municipal climate action and suggest that policies should (i) rely on local knowledge for effective decision-making, (ii) foster multilevel exchanges of explicit and tacit knowledge for implementation, and (iii) enable open-ended learning processes that leverage local innovations for creating usable transformational knowledge.

Land-sea interactions and coastal development: An evolutionary governance perspective

Coasts are changing at an impressive speed. Therewith come changes in and challenges to governance that require an empirically-based understanding in order to foster sustainability transitions. New challenges are often not adequately met, so a host of problems arise. The papers in this special issue speak to these problems and consider which governance approaches might be worth exploring. The authors look at a diverse set of governance practices and changes, using the lens of Evolutionary Governance Theory (EGT). This theoretical approach is chosen, because EGT offers a perspective on governance which gives central place to co-evolution. EGT integrates a broad range of theoretical notions, drawing on evolutionary and system theories, institutional economics and versions of post-structuralism. EGT is put to use to analyse what is called in the framing paper ‘the coastal condition’. It is argued that governing land-sea interactions and the coastal zones is particularly prone to problems of observation (between land and sea, between centre and coastal margin) and complex interdependencies (between social and ecological systems, between actors managing risk). Governing land-sea interactions requires multi-level governance and new forms of policy integration, which means, an explicitly coastal governance arena, semi-autonomous yet subjected to the checks and balances of a multi-level system. The various papers develop these insights by highlighting problems of coordination in coastal governance, issues of inclusion/exclusion, diverse knowledges and observations. They illustrate how the coastal condition engenders risk and uncertainty, and how it renders policy integration more important, while simultaneously making it harder to achieve.

Policy mixes for sustainability transitions: New approaches and insights through bridging innovation and policy studies

There has been an increasing interest in science, technology and innovation policy studies in the topic of policy mixes. While earlier studies conceptualised policy mixes mainly in terms of combinations of instruments to support innovation, more recent literature extends the focus to how policy mixes can foster sustainability transitions. For this, broader policy mix conceptualisations have emerged which also include considerations of policy goals and policy strategies; policy mix characteristics such as consistency, coherence, credibility and comprehensiveness; as well as policy making and implementation processes. It is these broader conceptualisations of policy mixes which are the subject of the special issue introduced in this article. We aim at supporting the emergence of a new strand of interdisciplinary social science research on policy mixes which combines approaches, methods and insights from innovation and policy studies to further such broader policy mix research with a specific focus on fostering sustainability transitions. In this article we introduce this topic and present a bibliometric analysis of the literature on policy mixes in both fields as well as their emerging connections. We also introduce five major themes in the policy mix literature and summarise the contributions made by the articles in the special issue to these: methodological advances; policy making and implementation; actors and agency; evaluating policy mixes; and the co-evolution of policy mixes and socio-technical systems. We conclude by summarising key insights for policy making.

Food and nutrition security and sustainability transitions in food systems

AbstractThe concepts of food security and food sustainability are two main paradigms in the food system discourse—however, they are often addressed separately in the scientific literature. We argue that this disconnect hinders a coherent discussion of sustainability transitions, which will be necessary to solve problems (environmental, social, economic, and health) generated by conventional food systems. Our review highlights linkages between sustainability transitions and food and nutrition security using the perspective of sustainable food systems. We explore the diversity of food security narratives and food sustainability paradigms in the agro‐food arena, analyze relations between food security and food systems sustainability, and suggest options to foster a transition toward sustainable food systems. It is widely acknowledged that food systems sustainability must entail long‐term food and nutrition security in its availability, access, utilization, and stability dimensions. For food systems to deliver food and nutrition security for present and future generations, all their components need to be sustainable, resilient, and efficient. These linkages between food sustainability and food and nutrition security intersect at global, national, local, and household levels. Different strategies can be pursued to foster sustainability transitions in food systems: efficiency increase (e.g., sustainable intensification), demand restraint (e.g., sustainable diets), and food systems transformation (e.g., alternative food systems). Creating sustainable food systems requires moving from an agriculture‐centered to a food system policy and research framework. This will be fundamental to foster the complex and holistic transformation necessary to achieve sustainable food systems, which is, in turn, a prerequisite to achieving sustainable food and nutrition security.

Fostering Sustainability Transitions by Designing for the Convergence of Policy Windows and Transition Arenas

Transition arenas that do not converge with policy windows to achieve structural or institutional change often fail to achieve their stated transformative goals. For their part, policy windows often lead to only incremental change. On their own, transition management and the multiple streams approach seem inadequate to the challenges facing cities. However, in combination, they can be transformative, as exemplified by the Citizens Committee for the Future of Phoenix Transportation. In 2015, this committee in Phoenix, AZ passed a ~USD 31.5 billion 2050 transportation plan funded by a sales tax increase from 0.4 to 0.7%. This plan’s development realized a policy window in a transition arena through an instrumental boundary object workshop with innovative facilitation. This article sets out to explore, based on this in-depth, applied transition arena process, how to combine transition management and the multiple streams approach to increase the transformative potential of transition arenas. The multiple streams approach and transition management have rarely been used simultaneously or had their integration planned. However, this case from Phoenix, AZ illustrates the potential for boundary objects and facilitation processes in designing for the convergence of policy windows and transition arenas.

Sense of place and experimentation in urban sustainability transitions: the Resilience Lab in Carnisse, Rotterdam, The Netherlands

Experimentation as a means of governance for sustainability transitions has been advocated for years by transition scholars and geography scholars. We propose that examining the impact of experimentation requires an understanding of its embeddedness in place as a socio-spatial context. This notion of embeddedness, which conceptually aligns well with the understanding of sense of place, is under-examined in sustainability transitions literature. By conjoining the sense of place and sustainability transition literatures, we conceptualize that sense of place can be one outcome of experimentation fostering sustainability transitions. We examine urban living labs as an open format of urban experimentation, where multiple actors interact with the aim to co-design, test, and implement governance innovations. From the literature, we have distilled three phenomena that relate to a sense of place as mechanisms for transformation: a symbolic understanding or meaning of place; a narrative of place that connects to a transformative vision; and new types of relations between people and place. With this conceptual lens, we analyze our case study, an urban living lab called The Resilience Lab in a neighborhood of the city of Rotterdam, The Netherlands. Drawing from a longitudinal case study research, we contend that urban living labs can connect a sense of change (transformation) with a sense of place by co-creating new narratives of place, by co-producing knowledge on new practices and new relations between people and place, and by allowing the co-design or (re)establishment of places with symbolic meaning. As such, urban living labs facilitate urban sustainability transitions.