Fluctuation Theorem Research Articles

Quantum Fluctuation Theorem for Arbitrary Measurement and Feedback Schemes.

Fluctuation theorems and the second law of thermodynamics are powerful relations constraining the behavior of out-of-equilibrium systems. While there exist generalizations of these relations to feedback controlled quantum systems, their applicability is limited, in particular when considering strong and continuous measurements. In this Letter, we overcome this shortcoming by deriving a novel fluctuation theorem, and the associated second law of information thermodynamics, which remain applicable in arbitrary feedback control scenarios. In our second law, the entropy production is bounded by the coarse-grained entropy production that is inferrable from the measurement outcomes, an experimentally accessible quantity that does not diverge even under strong continuous measurements. We illustrate our results by a qubit undergoing discrete and continuous measurement, where our approach provides a useful bound on the entropy production for all measurement strengths.

Quantum limitation on experimental testing of nonequilibrium fluctuation theorems

Quantum limitation on experimental testing of nonequilibrium fluctuation theorems

Classical and quantum thermodynamics in a non-equilibrium regime: Application to thermostatic Stirling engine

We have developed a thermodynamic theory in the non-equilibrium regime, which we describe as a thermodynamic system–bath model [Koyanagi and Tanimura, J. Chem. Phys. 160, 234112 (2024)]. Based on the dimensionless (DL) minimum work principle, non-equilibrium thermodynamic potentials are expressed in terms of non-equilibrium extensive and intensive variables in time derivative form. This is made possible by incorporating the entropy production rate into the definition of non-equilibrium thermodynamic potentials. These potentials can be evaluated from the DL non-equilibrium-to-equilibrium minimum work principle, which is derived from the principle of DL minimum work and is equivalent to the second law of thermodynamics. We thus obtain the non-equilibrium Massieu–Planck potentials as entropic potentials and the non-equilibrium Helmholtz–Gibbs potentials as free energies. Unlike the fluctuation theorem and stochastic thermodynamics theory, this theory does not require the assumption of a factorized initial condition and is valid in the full quantum regime, where the system and bath are quantum mechanically entangled. Our results are numerically verified by simulating a thermostatic Stirling engine consisting of two isothermal processes and two thermostatic processes using the quantum hierarchical Fokker–Planck equations and the classical Kramers equation derived from the thermodynamic system–bath model. We then show that, from weak to strong system–bath interactions, the thermodynamic process can be analyzed using a non-equilibrium work diagram analogous to the equilibrium one for given time-dependent intensive variables. The results can be used to develop efficient heat machines in non-equilibrium regimes.

Time-asymmetric fluctuation theorem and efficient free-energy estimation.

The free-energy difference ΔF between two high-dimensional systems is notoriously difficult to compute but very important for many applications such as drug discovery. We demonstrate that an unconventional definition of work introduced by Vaikuntanathan and Jarzynski (2008) satisfies a microscopic fluctuation theorem that relates path ensembles that are driven by protocols unequal under time reversal. It has been shown before that counterdiabatic protocols-those having additional forcing that enforces the system to remain in instantaneous equilibrium, also known as escorted dynamics or engineered swift equilibration-yield zero-variance work measurements for this definition. We show that this time-asymmetric microscopic fluctuation theorem can be exploited for efficient free-energy estimation by developing a simple (i.e., neural-network free) and efficient adaptive time-asymmetric protocol optimization algorithm that yields ΔF estimates that are orders of magnitude lower in mean squared error than the generic linear interpolation protocol with which it is initialized.

Experimental Verification of Demon-Involved Fluctuation Theorems.

The limit of energy saving in the control of small systems has recently attracted much interest due to the concept refinement of the Maxwell demon. Inspired by a newly proposed set of fluctuation theorems, we report the first experimental verification of these equalities and inequalities in an ultracold ^{40}Ca^{+} ion system, confirming the intrinsic nonequilibrium in the system due to involvement of the demon. Based on elaborately designed demon-involved control protocols, such as the Szilard engine protocol, we provide experimentally quantitative evidence of the dissipative information and observe tighter bounds of both the extracted work and the demon's efficacy than the limits predicted by the Sagawa-Ueda theorem. Our results substantiate a close connection between the physical nature of information and nonequilibrium processes at the microscale, which help to further understand the thermodynamic characteristics of information and the optimal design of nanoscale and smaller systems.

Quantum inception score

Motivated by the great success of classical generative models in machine learning, enthusiastic exploration of their quantum version has recently started. To depart on this journey, it is important to develop a relevant metric to evaluate the quality of quantum generative models; in the classical case, one such example is the (classical) inception score (cIS). In this paper, as a natural extension of cIS, we propose the quantum inception score (qIS) for quantum generators. Importantly, qIS relates the quality to the Holevo information of the quantum channel that classifies a given dataset. In this context, we show several properties of qIS. First, qIS is greater than or equal to the corresponding cIS, which is defined through projection measurements on the system output. Second, the difference between qIS and cIS arises from the presence of quantum coherence, as characterized by the resource theory of asymmetry. Third, when a set of entangled generators is prepared, there exists a classifying process leading to the further enhancement of qIS. Fourth, we harness the quantum fluctuation theorem to characterize the physical limitation of qIS. Finally, we apply qIS to assess the quality of the one-dimensional spin chain model as a quantum generative model, with the quantum convolutional neural network as a quantum classifier, for the phase classification problem in the quantum many-body physics. Published by the American Physical Society 2024

Generalized Quantum Fluctuation Theorem for Energy Exchange.

The nonequilibrium fluctuation relation is a cornerstone of quantum thermodynamics. It is widely believed that the system-bath heat exchange obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this theorem is established in the Born-Markovian approximation under the weak-coupling condition. Via studying the energy exchange between a harmonic oscillator and its coupled bath in the non-Markovian dynamics, we establish a generalized quantum fluctuation theorem for energy exchange being valid for arbitrary coupling strength. The Jarzynski-Wójcik fluctuation theorem is recovered in the weak-coupling limit. We also find the average energy exchange exhibits rich nonequilibrium characteristics when different numbers of system-bath bound states are formed, which suggests a useful way to control the quantum heat. Deepening our understanding of the fluctuation relation in quantum thermodynamics, our result lays the foundation to design high-efficiency quantum heat engines.

Fluctuation theorem anomaly in a point-vortex fluid

Fluctuation theorem anomaly in a point-vortex fluid

Fluctuation theorem in the quantum Otto engine with long-range interaction.

The fluctuation of the quantum Otto engine has recently received a lot of attention, while applying the many body with a long-range interaction to a quantum heat engine may enhance our ability of controlling it. Using the two-point measurement and its generalization, we explore the fluctuation theorem of work and heat in a single stroke as well as in a cycle. We discover that the fluctuations of work in a cycle as well as fluctuations of heat in a single stroke or cycle can be connected to the fluctuation of work in a single stroke. Then we numerically investigate the effect of a long-range interaction on these fluctuation theorems, and our result shows that the fluctuation can be improved by manipulating the long-range interaction.

Independent-oscillator model and the quantum Langevin equation for an oscillator: a review

This review provides a brief and quick introduction to the quantum Langevin equation for an oscillator, while focusing on the steady-state thermodynamic aspects. A derivation of the quantum Langevin equation is carefully outlined based on the microscopic model of the heat bath as a collection of a large number of independent quantum oscillators, the so-called independent-oscillator model. This is followed by a discussion on the relevant ‘weak-coupling’ limit. In the steady state, we analyze the quantum counterpart of energy equipartition theorem which has generated a considerable amount of interest in recent literature. The free energy, entropy, specific heat, and third law of thermodynamics are discussed for one-dimensional quantum Brownian motion in a harmonic well. Following this, we explore some aspects of dissipative diamagnetism in the context of quantum Brownian oscillators, emphasizing upon the role of confining potentials and also upon the environment-induced classical-quantum crossover. We discuss situations where the system-bath coupling is via the momentum variables by focusing on a gauge-invariant model of momentum-momentum coupling in the presence of a vector potential; for this problem, we derive the quantum Langevin equation and discuss quantum thermodynamic functions. Finally, the topic of fluctuation theorems is discussed (albeit, briefly) in the context of classical and quantum cyclotron motion of a particle coupled to a heat bath.

Integral fluctuation theorems and trace-preserving map.

The detailed fluctuation theorem implies symmetry in the generating function of entropy production probability. The integral fluctuation theorem directly follows from this symmetry and the normalization of the probability. In this paper, we rewrite the generating function by integrating measurements and evolution into a constructed mapping. This mapping is completely positive, and the original integral fluctuation theorem is determined by the trace-preserving property of these constructed maps. We illustrate the convenience of this method by discussing the eigenstate fluctuation theorem and heat exchange between two baths. This set of methods is also applicable to the generating functions of quasiprobability, where we observe the Petz recovery map arising naturally from this approach.

Universal scale laws for colors and patterns in imagery

Distribution of colors and patterns in images is observed through cascades that adjust spatial resolution and dynamics. Cascades of colors reveal the emergent universal property that Fully Colored Images (FCIs) of natural scenes adhere to the debated continuous linear log-scale law (slope −2.00±0.01) (L1). Cascades of discrete 2×2 patterns are derived from pixel square reductions onto the seven unlabeled rotation-free textures (0000, 0001, 0011, 0012, 0101, 0102, 0123). They exhibit an unparalleled universal entropy maximum of 1.74±0.013 at some dynamics regardless of spatial scale (L2). Patterns also adhere to the Integral Fluctuation Theorem (1.00±0.01) (L3), pivotal in studies of chaotic systems. Images with fewer colors exhibit quadratic shift and bias from L1 and L3 but adhere to L2. Randomized Hilbert fractal FCIs better match the laws than basic-to-AI-based simulations. Those results are of interest in Neural Networks, out-of-equilibrium physics, and spectral imagery.

Work fluctuation theorems with initial quantum coherence.

Fluctuation theorems are fundamental results in nonequilibrium thermodynamics beyond the linear response regime. Among these, the paradigmatic Tasaki-Crooks fluctuation theorem relates the statistics of the works done in a forward out-of-equilibrium quantum process and in a corresponding backward one. In particular, the initial states of the two processes are thermal states and thus incoherent in the energy basis. Here we aim to investigate the role of initial quantum coherence in work fluctuation theorems, by considering a quasiprobability distribution of work. To do this, we formulate and examine the implications of a detailed fluctuation theorem, which reproduces the Tasaki-Crooks fluctuation theorem in the absence of initial quantum coherence.

Statistics of quantum heat in the Caldeira-Leggett model.

Nonequilibrium fluctuation relation lies at the heart of the quantum thermodynamics. Many previous studies have demonstrated that the heat exchange between a quantum system and a thermal bath initially prepared in their own Gibbs states at different temperatures obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this conclusion is obtained under the assumption of Born-Markovian approximation. In this paper, going beyond the Born-Markovian limitation, we investigate the statistics of quantum heat in an exactly non-Markovian relaxation process described by the well-known Caldeira-Leggett model. It is revealed that the Jarzynski-Wójcik fluctuation theorem breaks down in the strongly non-Markovian regime. Moreover, we find the steady-state quantum heat within the non-Markovian framework can be widely tunable by using the quantum reservoir-engineering technique. These results are sharply contrary to the common Born-Markovian predictions. Our results presented in this paper may update the understanding of the quantum thermodynamics in strongly coupled and low-temperature systems. Moreover, the controllable heat may have some potential applications in improving the performance of a quantum heat engine.

Fluctuation Theorems for Heat Exchanges between Passive and Active Baths.

In addition to providing general constraints on probability distributions, fluctuation theorems allow us to infer essential information on the role played by temperature in heat exchange phenomena. In this numerical study, we measure the temperature of an out-of-equilibrium active bath using a fluctuation theorem that relates the fluctuations in the heat exchanged between two baths to their temperatures. Our setup consists of a single particle moving between two wells of a quartic potential accommodating two different baths. The heat exchanged between the two baths is monitored according to two definitions: as the kinetic energy carried by the particle whenever it jumps from one well to the other and as the work performed by the particle on one of the two baths when immersed in it. First, we consider two equilibrium baths at two different temperatures and verify that a fluctuation theorem featuring the baths temperatures holds for both heat definitions. Then, we introduce an additional Gaussian coloured noise in one of the baths, so as to make it effectively an active (out-of-equilibrium) bath. We find that a fluctuation theorem is still satisfied with both heat definitions. Interestingly, in this case the temperature obtained through the fluctuation theorem for the active bath corresponds to the kinetic temperature when considering the first heat definition, while it is larger with the second one. We interpret these results by looking at the particle jump phenomenology.

Geometric phaselike effects of driven transport in presence of reservoir squeezing.

In a bare bosonic site coupled to two reservoirs, we explore the statistics of boson exchange in the presence of two simultaneous processes: squeezing the two reservoirs and driving the two reservoirs. The squeezing parameters compete with the geometric phaselike effect or geometricity to alter the nature of the steady-state flux and noise. The even (odd) geometric cumulants and the total minimum entropy are found to be symmetric (antisymmetric) with respect to exchanging the left and right squeezing parameters. Upon increasing the strength of the squeezing parameters, loss of geometricity is observed. Under maximum squeezing, one can recover a standard steady-state fluctuation theorem even in the presence of phase-different driving protocol. A recently proposed modified geometric thermodynamic uncertainty principle is found to be robust.

Work statistics for quantum spin chains: Characterizing quantum phase transitions, benchmarking time evolution, and examining passivity of quantum states

We study three aspects of work statistics in the context of the fluctuation theorem for quantum spin chains up to 1024 sites by numerical methods based on matrix-product states (MPSs). First, we use our numerical method to evaluate the moments/cumulants of work done by the sudden quench process on the Ising or Haldane spin chains, and we study their behaviors across the quantum phase transitions. Our results show that, up to the fourth cumulant, the work statistics can indicate the quantum phase transition characterized by the local order parameters but barely for purely topological phase transitions. Second, we propose to use the fluctuation theorem, such as Jarzynski's equality, which relates the real-time correlator to the ratio of the thermal partition functions, as a benchmark indicator for the numerical real-time evolving methods. Third, we study the passivity of ground and thermal states of quantum spin chains under some cyclic impulse processes. We show that the passivity of thermal states and ground states under the Hermitian actions is ensured by the second laws and variational principles, respectively, and we also verify this by numerical calculations. In addition, we also consider the passivity of ground states under non-Hermitian actions, for which the variational principle cannot be applied. Despite that, we find no violation of passivity from our numerical results for all the cases considered in the Ising and Haldane chains. Overall, we demonstrate that the work statistics for the sudden quench and impulse processes can be evaluated precisely by the numerical MPS method to characterize quantum phase transitions and examine the passivity of quantum states. We also propose to exploit the universality of the fluctuation theorem to benchmark the numerical real-time evolutions in an algorithmic and model-independent way. Published by the American Physical Society 2024

Maximum speed of dissipation.

We derive statistical-mechanical speed limits on dissipation from the classical, chaotic dynamics of many-particle systems. In one, the rate of irreversible entropy production in the environment is the maximum speed of a deterministic system out of equilibrium, S[over ¯]_{e}/k_{B}≥1/2Δt, and its inverse is the minimum time to execute the process, Δt≥k_{B}/2S[over ¯]_{e}. Starting with deterministic fluctuation theorems, we show there is a corresponding class of speed limits for physical observables measuring dissipation rates. For example, in many-particle systems interacting with a deterministic thermostat, there is a trade-off between the time to evolve between states and the heat flux, Q[over ¯]Δt≥k_{B}T/2. These bounds constrain the relationship between dissipation and time during nonstationary processes, including transient excursions from steady states.

Quantum Work Statistics at Strong Reservoir Coupling.

Determining the statistics of work done on a quantum system while strongly coupled to a reservoir is a formidable task, requiring the calculation of the full eigenspectrum of the combined system and reservoir. Here, we show that this issue can be circumvented by using a polaron transformation that maps the system into a new frame where weak-coupling theory can be applied. Crucially, this polaron approach reproduces the Jarzynski fluctuation theorem, thus ensuring consistency with the laws of stochastic thermodynamics. We apply our formalism to a system driven across the Landau-Zener transition, where we identify clear signatures in the work distribution arising from a non-negligible coupling to the environment. Our results provide a new method for studying the stochastic thermodynamics of driven quantum systems beyond Markovian, weak-coupling regimes.

Energy conservation and fluctuation theorem are incompatible for quantum work

Characterizing fluctuations of work in coherent quantum systems is notoriously problematic. Here we reveal the ultimate source of the problem by proving that (A) energy conservation and (B) the Jarzynski fluctuation theorem cannot be observed at the same time. Condition A stipulates that, for any initial state of the system, the measured average work must be equal to the difference of initial and final average energies, and that untouched systems must exchange deterministically zero work. Condition B is only for thermal initial states and encapsulates the second law of thermodynamics. We prove that A and B are incompatible for work measurement schemes that are differentiable functions of the state and satisfy two mild structural constraints. This covers all existing schemes and leaves the theoretical possibility of jointly observing A and B open only for a narrow class of exotic schemes. For the special but important case of state-independent schemes, the situation is much more rigid: we prove that, essentially, only the two-point measurement scheme is compatible with B.