Effective Scalar Field Theory Research Articles

Effective field theories as Lagrange spaces

We present a formulation of scalar effective field theories in terms of the geometry of Lagrange spaces. The horizontal geometry of the Lagrange space generalizes the Riemannian geometry on the scalar field manifold, inducing a broad class of affine connections that can be used to covariantly express and simplify tree-level scattering amplitudes. Meanwhile, the vertical geometry of the Lagrange space characterizes the physical validity of the effective field theory, as a torsion component comprises strictly higher-point Wilson coefficients. Imposing analyticity, unitarity, and symmetry on the theory then constrains the signs and sizes of derivatives of the torsion component, implying that physical theories correspond to a special class of vertical geometry.

Enhanced soft limits in de Sitter space

In flat space, the scattering amplitudes of certain scalar effective field theories exhibit enhanced soft limits due to the presence of hidden symmetries. In this paper, we show that this phenomenon extends to wavefunction coefficients in de Sitter space. Using a representation in terms of boundary conformal generators acting on contact diagrams, we find that imposing enhanced soft limits fixes the masses and four-point couplings (including curvature corrections) in agreement with Lagrangians recently derived from hidden symmetries. Higher-point couplings can then be fixed using a bootstrap procedure which we illustrate at six points. We also discuss implications for the double copy in de Sitter space.

Basic elements for simulations of standard-model physics with quantum annealers: Multigrid and clock states

We explore the potential of D-Wave's quantum annealers for computing some of the basic components required for quantum simulations of Standard Model physics. By implementing a basic multigrid (including "zooming") and specializing Feynman-clock algorithms, D-Wave's Advantage is used to study harmonic and anharmonic oscillators relevant for lattice scalar field theories and effective field theories, the time evolution of a single plaquette of SU(3) Yang-Mills lattice gauge field theory, and the dynamics of flavor entanglement in four neutrino systems.

Flavour-kinematics duality for Goldstone modes

Three scalar effective field theories have special properties in terms of non-linear symmetries, soft limits and on-shell constructability that arise from their Goldstone nature: the non-linear σ-model, multi-DBI theory and the special Galileon. We discuss how these theories are related via flavour-kinematics duality, analogous to the colour-kinematics duality between gravity and gauge theories. At the off-shell level, we identify a specific mapping between the three theories that is crucially dependent on their non-linear symmetries. Similarly, we demonstrate how the on-shell amplitudes factorise into BCJ numerators describing flavour and a scalar version of kinematics, naturally leading to the inclusion of graviton exchange in the SO(M, N) non-linear σ-model. Finally, we map those numerators onto each other, and comment on a similar relation to tensor kinematics. Our results highlight a common structure that underlies the physics of different Goldstone modes.

Compact extra dimensions as the source of primordial black holes

This article discusses a model of primordial black hole (PBH) formation at the reheating stage. These small/massive black holes appear due to the specific properties of the compact extra dimensions. The latter gives rise to the low energy model, containing an effective scalar field potential capable of domain wall production. Formed during inflation, these walls are quite dense, meaning they collapse soon after inflation ends. Discussion of the model is framed by the scope of multidimensional f(R)-gravity. We study the possibility of the pure gravitational formation of primordial black holes (PBHs). Interpreting the scalar curvature of compact extra space Rn as an effective scalar field in an Einstein framework and consider effective scalar-field theory that might potentially be capable of producing domain walls with a certain choice of parameters. Hence, we demonstrate that f(R)-gravity contains a mechanism for PBH formation. The study assumed that cosmological inflation is an external process, which satisfied all the cosmological constraints on our mechanism.

Swampland conditions for higher derivative couplings from CFT

There are effective field theories that cannot be embedded in any UV complete theory. We consider scalar effective field theories, with and without dynamical gravity, in D-dimensional anti-de Sitter (AdS) spacetime with large radius and derive precise bounds (analytically) on the coupling constants of higher derivative interactions ϕ2□kϕ2 by only requiring that the dual CFT obeys the standard conformal bootstrap axioms. In particular, we show that all such coupling constants, for even k ≥ 2, must satisfy positivity, monotonicity, and log-convexity conditions in the absence of dynamical gravity. Inclusion of gravity only affects constraints involving the ϕ2□2ϕ2 interaction which now can have a negative coupling constant. Our CFT setup is a Lorentzian four-point correlator in the Regge limit. We also utilize this setup to derive constraints on effective field theories of multiple scalars. We argue that similar analysis should impose nontrivial constraints on the graviton four-point scattering amplitude in AdS.

Renormalization and non-renormalization of scalar EFTs at higher orders

We renormalize massless scalar effective field theories (EFTs) to higher loop orders and higher orders in the EFT expansion. To facilitate EFT calculations with the R* renormalization method, we construct suitable operator bases using Hilbert series and related ideas in commutative algebra and conformal representation theory, including their novel application to off-shell correlation functions. We obtain new results ranging from full one loop at mass dimension twelve to five loops at mass dimension six. We explore the structure of the anomalous dimension matrix with an emphasis on its zeros, and investigate the effects of conformal and orthonormal operators. For the real scalar, the zeros can be explained by a ‘non-renormalization’ rule recently derived by Bern et al. For the complex scalar we find two new selection rules for mixing n- and (n− 2)-field operators, with n the maximal number of fields at a fixed mass dimension. The first appears only when the (n− 2)-field operator is conformal primary, and is valid at one loop. The second appears in more generic bases, and is valid at three loops. Finally, we comment on how the Hilbert series we construct may be used to provide a systematic enumeration of a class of evanescent operators that appear at a particular mass dimension in the scalar EFT.

Hidden conformal invariance of scalar effective field theories

We argue that conformal invariance is a common thread linking several scalar effective field theories that appear in the double copy and scattering equations. For a derivatively coupled scalar with a quartic ${\cal O}(p^4)$ vertex, classical conformal invariance dictates an infinite tower of additional interactions that coincide exactly with Dirac-Born-Infeld theory analytically continued to spacetime dimension $D=0$. For the case of a quartic ${\cal O}(p^6)$ vertex, classical conformal invariance constrains the theory to be the special Galileon in $D=-2$ dimensions. We also verify the conformal invariance of these theories by showing that their amplitudes are uniquely fixed by the conformal Ward identities. In these theories, conformal invariance is a much more stringent constraint than scale invariance.

Strengthening the de Sitter swampland conjecture in warm inflation

The de Sitter constraint on the space of effective scalar field theories consistent with superstring theory provides a lower bound on the slope of the potential of a scalar field which dominates the evolution of the Universe, e.g., a hypothetical inflaton field. Whereas models of single scalar field inflation with a canonically normalized field do not obey this constraint, it has been claimed recently in the literature that models of warm inflation can be made compatible with it in the case of large dissipation. The de Sitter constraint is known to be derived from entropy considerations. Since warm inflation necessary involves entropy production, it becomes necessary to determine how this entropy production will affect the constraints imposed by the swampland conditions. Here, we generalize these entropy considerations to the case of warm inflation and show that the condition on the slope of the potential remains essentially unchanged and is, hence, robust even in the warm inflation dynamics. We are then able to conclude that models of warm inflation indeed can be made consistent with the swampland criteria.

Fundamental physics tests using the propagation of GNSS signals

This paper introduces new tests of fundamental physics by means of the analysis of disturbances on the GNSS signal propagation. We show how the GNSS signals are sensitive to a space variation of the fine structure constant α in a generic framework of effective scalar field theories beyond the Standard Model. This effective variation may originate from the crossing of the RF signals with dark matter clumps and/or solitonic structures. At the macroscopic scale, the subsequent disturbances are equivalent to those which occur during the propagation in an inhomogeneous medium. We thus propose an interpretation of the “measure” of the vacuum permeability as a test of fundamental physics. We show the relevance of our approach by a first quantification of the expected signature in a simple model of a variation of α according to a planar geometry. We use a test-bed model of domain walls for that purpose and focus on the measurable time delay in the GNSS signal carrier.

Matter couplings and equivalence principles for soft scalars

Scalar effective field theories with enhanced soft limits behave in many ways like gauge theories and gravity. In particular, symmetries fix the structure of interactions and the tree-level S-matrix in both types of theories. We explore how this analogy persists in the presence of matter by considering theories with additional fields coupled to the Dirac-Born-Infeld (DBI) scalar or the special galileon in a way that is consistent with their symmetries. Using purely on-shell arguments, we show that these theories obey analogues of the S-matrix equivalence principle whereby all matter fields must couple to the DBI scalar or the special galileon through a particular quartic vertex with a universal coupling. These equivalence principles imply the universality of the leading double soft theorems in these theories, which are scalar analogues of Weinberg’s gravitational soft theorem, and can be used to rule out interactions with massless higher-spin fields when combined with analogues of the generalized Weinberg-Witten theorem. We verify in several examples that amplitudes with external matter fields nontrivially exhibit enhanced single soft limits and we show that such amplitudes can be constructed using soft recursion relations when they have sufficiently many external DBI or special galileon legs, including amplitudes with massive higher-spin fields. As part of our analysis we construct a recently conjectured special galileon-vector effective field theory.

The zoo plot meets the swampland: mutual (in)consistency of single-field inflation, string conjectures, and cosmological data

We consider single-field inflation in light of string-motivated ‘swampland’ conjectures suggesting that effective scalar field theories with a consistent UV completion must have field excursion , in combination with a sufficiently steep potential, . Here, we show that the swampland conjectures are inconsistent with existing observational constraints on single-field inflation. Focusing on the observationally favoured class of concave potentials, we map the allowed swampland region onto the nS-r ‘zoo plot’ of inflationary models, and find that consistency with the Planck satellite and BICEP2/Keck Array requires and , in strong tension with swampland conjectures. Extension to non-canonical models such as DBI Inflation does not significantly weaken the bound.

Compact objects and the swampland

Recently, two simple criteria were proposed to assess if vacua emerging from an effective scalar field theory are part of the string “landscape” or “swampland”. The former are the vacua that emerge from string compactifications; the latter are not obtained by any such compactification and hence may not survive in a UV completed theory of gravity. So far, these criteria have been applied to inflationary and dark energy models. Here we consider them in the context of solitonic compact objects made up of scalar fields: boson stars. Analysing several models (static, rotating, with and without self-interactions), we find that, in this context, the criteria are not independent. Furthermore, we find the universal behaviour that in the region wherein the boson stars are expected to be perturbatively stable, the compact objects may be part of the landscape. By contrast, in the region where they may be faithful black hole mimickers, in the sense they possess a light ring, the criteria fail (are obeyed) for static (rotating) ultracompact boson stars, which should thus be part of the swampland (landscape). We also consider hairy black holes interpolating between these boson stars and the Kerr solution and establish the part of the domain of existence where the swampland criteria are violated. In interpreting these results one should bear in mind, however, that the swampland criteria are not quantitatively strict.

Riemann–Finsler geometry and Lorentz-violating scalar fields

The correspondence between Riemann–Finsler geometries and effective field theories with spin-independent Lorentz violation is explored. We obtain the general quadratic action for effective scalar field theories in any spacetime dimension with Lorentz-violating operators of arbitrary mass dimension. Classical relativistic point-particle lagrangians are derived that reproduce the momentum-velocity and dispersion relations of quantum wave packets. The correspondence to Finsler structures is established, and some properties of the resulting Riemann–Finsler spaces are investigated. The results provide support for open conjectures about Riemann–Finsler geometries associated with Lorentz-violating field theories.

Effective theory of the D = 3 center vortex ensemble

By means of lattice calculations, center vortices have been established as the infrared dominant gauge field configurations of Yang–Mills theory. In this work, we investigate an ensemble of center vortices in D = 3 Euclidean space-time dimension where they form closed flux loops. To account for the properties of center vortices detected on the lattice, they are equipped with tension, stiffness and a repulsive contact interaction. The ensemble of oriented center vortices is then mapped onto an effective theory of a complex scalar field with a U(1) symmetry. For a positive tension, small vortex loops are favoured and the Wilson loop displays a perimeter law while for a negative tension, large loops dominate the ensemble. In this case the U(1) symmetry of the effective scalar field theory is spontaneously broken and the Wilson loop shows an area law. To account for the large quantum fluctuations of the corresponding Goldstone modes, we use a lattice representation, which results in an XY model with frustration, for which we also study the Villain approximation.

Abelian Z-theory: NLSM amplitudes and \u03b1\u2032-corrections from the open string

In this paper we derive the tree-level S-matrix of the effective theory of Goldstone bosons known as the non-linear sigma model (NLSM) from string theory. This novel connection relies on a recent realization of tree-level open-superstring S-matrix pre-dictions as a double copy of super-Yang-Mills theory with Z-theory — the collection of putative scalar effective field theories encoding all the α′-expansion of the open super-string. Here we identify the color-ordered amplitudes of the NLSM as the low-energy limit of abelian Z-theory. This realization also provides natural higher-derivative corrections to the NLSM amplitudes arising from higher powers of α′ in the abelian Z-theory amplitudes, and through double copy also to Born-Infeld and Volkov-Akulov theories. The amplitude relations due to Kleiss-Kuijf as well as Bern, Johansson and one of the current authors obeyed by Z-theory amplitudes thereby apply to all α′-corrections of the NLSM. As such we naturally obtain a cubic-graph parameterization for the abelian Z-theory predictions whose kinematic numerators obey the duality between color and kinematics to all orders in α′.

Probing scalar effective field theories with the soft limits of scattering amplitudes

We investigate the soft behaviour of scalar effective field theories (EFTs) when there is a number of distinct derivative power counting parameters, ρ1 < ρ2 < . . . < ρQ. We clarify the notion of an enhanced soft limit and use these to extend the scope of on-shell recursion techniques for scalar EFTs. As an example, we perform a detailed study of theories with two power counting parameters, ρ1 = 1 and ρ2 = 2, that include the shift symmetric generalised galileons. We demonstrate that the minimally enhanced soft limit uniquely picks out the Dirac-Born-Infeld (DBI) symmetry, including DBI galileons. For the exceptional soft limit we uniquely pick out the special galileon within the class of theories under investigation. We study the DBI galileon amplitudes more closely, verifying the validity of the recursion techniques in generating the six point amplitude, and explicitly demonstrating the invariance of all amplitudes under DBI galileon duality.

A periodic table of effective field theories

We systematically explore the space of scalar effective field theories (EFTs) consistent with a Lorentz invariant and local S-matrix. To do so we define an EFT classification based on four parameters characterizing 1) the number of derivatives per interaction, 2) the soft properties of amplitudes, 3) the leading valency of the interactions, and 4) the spacetime dimension. Carving out the allowed space of EFTs, we prove that exceptional EFTs like the non-linear sigma model, Dirac-Born-Infeld theory, and the special Galileon lie precisely on the boundary of allowed theory space. Using on-shell momentum shifts and recursion relations, we prove that EFTs with arbitrarily soft behavior are forbidden and EFTs with leading valency much greater than the spacetime dimension cannot have enhanced soft behavior. We then enumerate all single scalar EFTs in d < 6 and verify that they correspond to known theories in the literature. Our results suggest that the exceptional theories are the natural EFT analogs of gauge theory and gravity because they are one-parameter theories whose interactions are strictly dictated by properties of the S-matrix.

Recursion relations from soft theorems

We establish a set of new on-shell recursion relations for amplitudes satisfying soft theorems. The recursion relations can apply to those amplitudes whose additional physical inputs from soft theorems are enough to overcome the bad large-z behaviour. This work is a generalization of the recursion relations recently obtained by Cheung et al for amplitudes in scalar effective field theories with enhanced vanishing soft behaviours, which can be regarded as a special case of those with non-vanishing soft limits. We apply the recursion relations to tree-level amplitudes in various theories, including amplitudes in the Akulov-Volkov theory, amplitudes containing dilatons of spontaneously-broken conformal symmetry.

Effective Field Theories from Soft Limits of Scattering Amplitudes.

We derive scalar effective field theories-Lagrangians, symmetries, and all-from on-shell scattering amplitudes constructed purely from Lorentz invariance, factorization, a fixed power counting order in derivatives, and a fixed order at which amplitudes vanish in the soft limit. These constraints leave free parameters in the amplitude which are the coupling constants of well-known theories: Nambu-Goldstone bosons, Dirac-Born-Infeld scalars, and Galilean internal shift symmetries. Moreover, soft limits imply conditions on the Noether current which can then be inverted to derive Lagrangians for each theory. We propose a natural classification of all scalar effective field theories according to two numbers which encode the derivative power counting and soft behavior of the corresponding amplitudes. In those cases where there is no consistent amplitude, the corresponding theory does not exist.