Direction Of Arrival Estimation Research Articles

Improving the Accuracy of Direction of Arrival Estimation with Multiple Signal Inputs Using Deep Learning

In this paper, an innovative cyclic noise reduction method and an improved CAPON algorithm (also the called minimum variance distortionless response (MVDR) algorithm) are proposed to improve the accuracy and reliability of DOA (direction of arrival) estimation. By processing the eigenvalues obtained from the covariance matrix of the received signal, the signal-to-noise ratio (SNR) can be increased by up to 5 dB by the cyclic noise reduction method, which will improve the DOA estimation accuracy. The improved CAPON algorithm has a convolution neural network (CNN) structure, whose input is the processed covariance matrix of the received signal, and the CAPON spectral value is used as the training label to obtain the estimated spatial spectrum. It retains the advantages of the CAPON algorithm, which can achieve blind source estimation, and simulations show that the proposed algorithm exhibits a better performance than the traditional algorithm in conditions of various SNRs and snapshot numbers. The simulation results show that, based on a certain SNR, the root mean square error (RMSE) of the improved CAPON algorithm can be reduced from 0.86° to 0.8° compared to traditional algorithms, and the angle estimation error can be decreased by up to about 0.3°. With the help of the cyclic noise reduction method, the angle estimation error decreases from 0.04° to 0.02°.

Improved Underwater Single-Vector Acoustic DOA Estimation via Vector Convolution Preprocessing

Remote passive sonar detection with underwater acoustic vector sensor (UAVS) has attracted increasing attention due to its merit in measuring the full sound field information. However, the accurate estimation of the direction-of-arrival (DOA) remains a challenging problem, especially under low signal-to-noise ratio (SNR) conditions. In this paper, a novel convolution (COV)-based single-vector acoustic preprocessing method is proposed on the basis of the single-vector acoustic preprocessing model. In view of the theoretical analysis of the classical single-vector acoustic DOA estimation method, the principle of preprocessing can be described as “to achieve an improved denoising performance in the constraint of equivalent amplitude gain and phase response.” This can be naturally guaranteed by our proposed COV method. In addition, the upper bound with matched filtering (MF) preprocessing is provided in the consideration of the optimal linear signal processing for weak signal detection under Gaussian noise. Numerical analyses demonstrate the effectiveness of our proposed preprocessing method with both vector array signal processing-based and intensity-based methods. Experimental verification conducted in South China Sea further verifies the effectiveness of our approach for practical applications. This work can lay a solid foundation in improving underwater remote vector acoustic DOA estimation under low SNR, and can provide important guidance for future research work.

An automated multi-layer perceptron discriminative neural network based on Bayesian optimization achieves high-precision one-source single-snapshot direction-of-arrival estimation

This paper proposes an innovative global solution which is a pioneering work applying automated machine learning algorithms to remarkable precision sparse underwater direction-of-arrival (DOA) estimation that views the subaquatic sparse-sampling DOA estimation problem as a classification prediction task. The proposed solution, termed automated multi-layer perceptron discriminative neural network (AutoMPDNN), is built upon a Bayesian optimization framework. AutoMPDNN transforms sparsely sampled time-domain signals into the complex domain, preserving essential components in a one-source single-snapshot scenario. Leveraging Bayesian optimization principles, the algorithm embeds necessary hyperparameters into the loss function, effectively defining it as a maximum likelihood problem using the upper confidence bound function and incorporating sparse signal features. We also explore the model space architecture and introduce variants of AutoMPDNN, denoted as AutoMPDNNs_ln (n = 2,3,4). Through a series of plane wave simulation experiments, it is demonstrated that AutoMPDNN achieves the highest prediction performance for one-source single-snapshot scenarios compared to classical DOA estimation algorithms that incorporate sparse representation approaches, as well as contemporary deep learning DOA methods under varying conditions.

Motion-Guided Large Aperture ULA to Enhance DOA Estimation: An Inverse Synthetic Aperture Perspective

Direction-of-arrival (DOA) estimation is a critical issue in array signal processing, especially in radar applications. However, the array aperture of high-frequency radars is constrained by the site and platform, which in turn leads to limited DOA estimation performance. In this paper, inspired by the inverse synthetic aperture radar, we design a novel DOA estimation method based on motion-guided large-aperture uniform linear array (ULA). Referring to the concept of inverse synthetic aperture, the novel method utilizes the relative motion between the radar and the target to construct a larger ULA. We demonstrate that the key condition for reconstructing ULAs is suitable data segmentation and reshaping within the coherent integration time. However, the correct segmentation position is related to the target's motion trajectory. For non-cooperative targets, the uncertain segmentation position is regarded as a mismatch problem between the steering and weighting vectors, such that the spatial spectrum becomes a product of two sinc-like functions. With the analysis of the main lobe and grating lobes, the maximum peak-to-grating-lobe ratio criterion is introduced to find the ambiguity-free DOA. The experimental results demonstrate the performance advantages of the proposed DOA estimation algorithm in terms of noise robustness and resolution.

High-accuracy 2D DOA estimation with three parallel sparse nested array

To improve the performance for two-dimensional (2D) direction of arrival (DOA) estimation in the presence of limited antennas in practice, we propose a novel three parallel sparse nested array with extended aperture and reduced mutual coupling. The proposed array consists of three subarrays where locations of antennas have closed-form expressions, to efficiently achieve increased degrees of freedom in difference coarray domain. The unit inter-antenna spacings and the displacements among subarrays are all expanded by D1, D2 or D3 fold for aperture extension and mutual coupling reduction in physical array domain. By exploiting the configuration, the two methods, i.e., BOMP-based and CMT-BCS-based methods, are further explored for high-precision but ambiguous angle estimation, and then the coprime-ness between the displacements is utilized to solve the angle ambiguities. Simulation results demonstrate the superiority of the proposed array and methods for 2D DOA estimation over the existing technologies.

Reduced-complexity multiple parameters estimation via toeplitz matrix triple iteration reconstruction with bistatic MIMO radar

In this advanced exploration, we focus on multiple parameters estimation in bistatic Multiple-Input Multiple-Output (MIMO) radar systems, a crucial technique for target localization and imaging. Our research innovatively addresses the joint estimation of the Direction of Departure (DOD), Direction of Arrival (DOA), and Doppler frequency for incoherent targets. We propose a novel approach that significantly reduces computational complexity by utilizing the Temporal-Spatial Nested Sampling Model (TSNSM). Our methodology begins with a multi-linear mapping mechanism to efficiently eliminate unnecessary virtual Degrees of Freedom (DOFs) and reorganize the remaining ones. We then employ the Toeplitz matrix triple iteration reconstruction method, surpassing the traditional Temporal-Spatial Smoothing Window (TSSW) approach, to mitigate the single snapshot effect and reduce computational demands. We further refine the high-dimensional ESPRIT algorithm for joint estimation of DOD, DOA, and Doppler frequency, eliminating the need for additional parameter pairing. Moreover, we meticulously derive the Cramér-Rao Bound (CRB) for the TSNSM. This signal model allows for a second expansion of DOFs in time and space domains, achieving high precision in target angle and Doppler frequency estimation with low computational complexity. Our adaptable algorithm is validated through simulations and is suitable for sparse array MIMO radars with various structures, ensuring higher precision in parameter estimation with less complexity burden.

Multiple source direction-of-arrival estimation applicable under near-, far-, and mixed-field scenarios.

Traditionally, direction-of-arrival (DOA) estimations under near- and far-field scenarios are treated as independent tasks based on the corresponding acoustic model, hence necessitating a proper soundfield detector as an upstream processing tool, whereas there may not be a distinct boundary between different soundfield types, especially the mixed-field scenarios where both near- and far-field sources coexist simultaneously. To handle this issue, this article investigates a multisource DOA estimator that equally localizes multiple near-, far-, and mixed-field sources, not requiring any specialized adjustments. We (i) define a signal-invariant multichannel feature denoted generalized relative harmonic coefficients in the spherical harmonics domain; (ii) derive the analytical expression of this feature and summarize its unique properties, exhibiting consistence for both near- and far-field sources; (iii) estimate source elevation and azimuth using the magnitude and phase parts of this feature, respectively; (iv) detect single-source dominated periods from the mixed measurements based on an investigated distance measure; and (v) count the number of sources and localize their DOAs by clustering the single-source dominated estimates. Extensive experimental results, in both simulated and real-life environments, finally confirm the effectiveness of the proposed algorithm under diverse acoustic scenarios, and a superiority over baseline approaches in localizing mixed-field sources.

Enhancing azimuth estimation in low-resolution underwater acoustic lens systems for advanced communication and positioning

Here we aimed to enhance azimuth estimation to accurately locate a communication partner’s position by utilizing a low-resolution underwater acoustic lens system for communication. We proposed a method to accurately estimate the direction-of-arrival (DoA) by finding the center of gravity of the focal distribution using two adjacent elements of the transducer array. Ranging was to be based on time-of-flight (ToF). The method’s effectiveness was evaluated by two-dimensional finite difference time domain simulation. The lens’s focused sound field was calculated and the array was designed based on the result. DoA and ToF were estimated from the received signals and evaluated by comparing them with the true values under conditions involving 1-, 2-, and 3- users. The results confirmed DoA estimation with an error of almost 4°, even when using a lens system with an azimuth resolution of 10°. As the number of users increased, the maximum error value increased, though slightly.

Advanced Interference Mitigation Method Based on Joint Direction of Arrival Estimation and Adaptive Beamforming for L-Band Digital Aeronautical Communication System

The L-band digital aeronautical communication system (LDACS) is one of the candidate technologies for future broadband digital aeronautical communications, utilizing the unused L-band spectrum between distance measuring equipment (DME) channels. However, the higher signal power of DME complicates LDACS implementation. This paper proposes an advanced DME mitigation approach for the LDACS, integrating joint direction of arrival (DOA) estimation with adaptive beamforming techniques. The proposed method begins by exploiting the cyclostationary characteristics of signals, accurately obtaining the preliminary direction of the LDACS signal using the Cyclic-MUSIC method. Subsequent precise steering vectors (SVs) are selected through Capon spectrum search, followed by the reconstruction of the interference plus noise covariance matrix (INCM). Using the obtained SV and INCM, the weight vector is calculated and beamforming is performed. Simulation results validate that the proposed method not only accurately estimates the direction of LDACS signal but also efficiently mitigates DME interference, demonstrating a superior performance and reduced algorithmic complexity, even in scenarios with lower signal-to-noise ratios (SNRs) and the presence of DOA estimation errors. Additionally, the proposed method achieves a low bit error rate (BER), further validating its ability to ensure communication quality and enhance the reliability of LDACS.

Improved moving scheme for coprime arrays in direction of arrival estimation

Coprime array motions are known to improve direction of arrival (DOA) estimation due to the synthetic aperture technique and the concept of difference coarray (DCA) are combined to achieve an increased number of degrees of freedom (DOFs). In this paper, an improved moving scheme for coprime array is presented, where the array spans a carefully designed large displacement. The benefit by doing this is that the overlapping lags induced by the original DCA and the shifted DCA can be avoided as much as possible, thereby significantly enhancing the number of consecutive DOFs (cDOFs). Then, the closed-form expressions of the displacement, cDOFs, and DOFs are derived. We also prove that the synthetic array has the same robustness against mutual coupling as the original array. It shows that the proposed moving scheme is more attractive than the other existing schemes. Finally, numerical examples are provided to demonstrate the superiority of the proposed moving scheme in both the absence and presence of mutual coupling.

Robust Tensor-Based DOA and Polarization Estimation in Conformal Polarization Sensitive Array with Bad Data.

Partially impaired sensor arrays pose a significant challenge in accurately estimating signal parameters. The occurrence of bad data is highly probable, resulting in random loss of source information and substantial performance degradation in parameter estimation. In this paper, a tensor variational sparse Bayesian learning (TVSBL) method is proposed for the estimate of direction of arrival (DOA) and polarization parameters jointly based on a conformal polarization sensitive array (CPSA), taking into account scenarios with the partially impaired sensor array. First, a sparse tensor-based received data model is developed for CPSAs that incorporates bad data. Then, a column vector detection method is proposed to diagnose the positions of the impaired sensors. In scenarios involving partially impaired sensor arrays, a low-rank matrix completion method is employed to recover the random loss of signal information. Finally, variational sparse Bayesian learning (VSBL) and minimum eigenvector methods are utilized sequentially to obtain the DOA and polarization parameters estimation, successively. Furthermore, the Cramér-Rao bound is given for the proposed method. Simulation results validated the effectiveness of the proposed method.

Design and Algorithm Integration of High-Precision Adaptive Underwater Detection System Based on MEMS Vector Hydrophone.

Real-time DOA (direction of arrival) estimation of surface or underwater targets is of great significance to the research of marine environment and national security protection. When conducting real-time DOA estimation of underwater targets, it can be difficult to extract the prior characteristics of noise due to the complexity and variability of the marine environment. Therefore, the accuracy of target orientation in the absence of a known noise is significantly reduced, thereby presenting an additional challenge for the DOA estimation of the marine targets in real-time. Aiming at the problem of real-time DOA estimation of acoustic targets in complex environments, this paper applies the MEMS vector hydrophone with a small size and high sensitivity to sense the conditions of the ocean environment and change the structural parameters in the adaptive adjustments system itself to obtain the desired target signal, proposes a signal processing method when the prior characteristics of noise are unknown. Theoretical analysis and experimental verification show that the method can achieve accurate real-time DOA estimation of the target, achieve an error within 3.1° under the SNR (signal-to-noise ratio) of the X channel of -17 dB, and maintain a stable value when the SNR continues to decrease. The results show that this method has a very broad application prospect in the field of ocean monitoring.

A Reduced Complexity Acoustic-Based 3D DoA Estimation with Zero Cyclic Sum.

Accurate direction of arrival (DoA) estimation is paramount in various fields, from surveillance and security to spatial audio processing. This work introduces an innovative approach that refines the DoA estimation process and demonstrates its applicability in diverse and critical domains. We propose a two-stage method that capitalizes on the often-overlooked secondary peaks of the cross-correlation function by introducing a reduced complexity DoA estimation method. In the first stage, a low complexity cost function based on the zero cyclic sum (ZCS) condition is used to allow for an exhaustive search of all combinations of time delays between pairs of microphones, including primary peak and secondary peaks of each cross-correlation. For the second stage, only a subset of the time delay combinations with the lowest ZCS cost function need to be tested using a least-squares (LS) solution, which requires more computational effort. To showcase the versatility and effectiveness of our method, we apply it to the challenging acoustic-based drone DoA estimation scenario using an array of four microphones. Through rigorous experimentation with simulated and actual data, our research underscores the potential of our proposed DoA estimation method as an alternative for handling complex acoustic scenarios. The ZCS method demonstrates an accuracy of 89.4%±2.7%, whereas the ZCS with the LS method exhibits a notably higher accuracy of 94.0%±3.1%, showcasing the superior performance of the latter.

Direction-of-Arrival Estimation via Sparse Bayesian Learning Exploiting Hierarchical Priors with Low Complexity.

For direction-of-arrival (DOA) estimation problems in a sparse domain, sparse Bayesian learning (SBL) is highly favored by researchers owing to its excellent estimation performance. However, traditional SBL-based methods always assign Gaussian priors to parameters to be solved, leading to moderate sparse signal recovery (SSR) effects. The reason is Gaussian priors play a similar role to l2 regularization in sparsity constraint. Therefore, numerous methods are developed by adopting hierarchical priors that are used to perform better than Gaussian priors. However, these methods are in straitened circumstances when multiple measurement vector (MMV) data are adopted. On this basis, a block-sparse SBL method (named BSBL) is developed to handle DOA estimation problems in MMV models. The novelty of BSBL is the combination of hierarchical priors and block-sparse model originating from MMV data. Therefore, on the one hand, BSBL transfers the MMV model to a block-sparse model by vectorization so that Bayesian learning is directly performed, regardless of the prior independent assumption of different measurement vectors and the inconvenience caused by the solution of matrix form. On the other hand, BSBL inherited the advantage of hierarchical priors for better SSR ability. Despite the benefit, BSBL still has the disadvantage of relatively large computation complexity caused by high dimensional matrix operations. In view of this, two operations are implemented for low complexity. One is reducing the matrix dimension of BSBL by approximation, generating a method named BSBL-APPR, and the other is embedding the generalized approximate message passing (GAMB) technique into BSBL so as to decompose matrix operations into vector or scale operations, named BSBL-GAMP. Moreover, BSBL is able to suppress temporal correlation and handle wideband sources easily. Extensive simulation results are presented to prove the superiority of BSBL over other state-of-the-art algorithms.

Direction of Arrival Estimation of Coherent Sources via a Signal Space Deep Convolution Network

In the field of direction of arrival (DOA) estimation for coherent sources, subspace-based model-driven methods exhibit increased computational complexity due to the requirement for eigenvalue decomposition. In this paper, we propose a new neural network, i.e., the signal space deep convolution (SSDC) network, which employs the signal space covariance matrix as the input and performs independent two-dimensional convolution operations on the symmetric real and imaginary parts of the input signal space covariance matrix. The proposed SSDC network is designed to address the challenging task of DOA estimation for coherent sources. Furthermore, we leverage the spatial sparsity of the output from the proposed SSDC network to conduct a spectral peak search for obtaining the associated DOAs. Simulations demonstrate that, compared to existing state-of-the-art deep learning-based DOA estimation methods for coherent sources, the proposed SSDC network achieves excellent results in both matching and mismatching scenarios between the training and test sets.

Improved multiple-Toeplitz matrices reconstruction method using quadratic spatial smoothing for coherent signals DOA estimation

PurposeThe purpose of this paper is to exploit the multiple-Toeplitz matrices reconstruction method combined with quadratic spatial smoothing processing to improve the direction-of-arrival (DOA) estimation performance of coherent signals at low signal-to-noise ratio (SNRs).Design/methodology/approachAn improved multiple-Toeplitz matrices reconstruction method is proposed via quadratic spatial smoothing processing. Our proposed method takes advantage of the available information contained in the auto-covariance matrices of individual Toeplitz matrices and the cross-covariance matrices of different Toeplitz matrices, which results in a higher noise suppression ability.FindingsTheoretical analysis and simulation results show that, compared with the existing Toeplitz matrix processing methods, the proposed method improves the DOA estimation performance in cases with a low SNR. Especially for the cases with a low SNR and small snapshot number as well as with closely spaced sources, the proposed method can achieve much better performance on estimation accuracy and resolution probability.Research limitations/implicationsThe study investigates the possibility of reusing pre-existing designs for the DOA estimation of the coherent signals. The proposed technique enables achieve good estimation performance at low SNRs.Practical implicationsThe paper includes implications for the DOA problem at low SNRs in communication systems.Originality/valueThe proposed method proved to be useful for the DOA estimation at low SNR.

Enhanced angle estimation in MIMO radar: Combine RD-MUSIC and SDP optimization

Multiple Input Multiple Output (MIMO) radars are increasingly employed. However, with a growing array of antenna components, the dimension of the sampling covariance matrix and the computational complexity of traditional Direction of Arrival (DOA) and Direction of Departure (DOD) estimation algorithms increase exponentially. In order to accurately and effectively identify and locate signal sources and to optimize the computational complexity, this paper presents an innovative approach for detecting target numbers based on a Semi-Definite Programming (SDP) problem, which generates efficient solutions even for higher dimensions. In addition, the SDP’s robustness is developed through shrinkage adaptation using Large Covariance Matrices (LCMs), which are crucial for angle estimation. Following the effective detection of a target, the tapering estimation is applied to the LCMs under the computationally efficient Reduced-Dimension Multiple Signal Classification (RD-MUSIC) algorithm, which is more accurate and less computationally intensive than 2D search algorithms. Simulation outcomes demonstrate that the efficacy of our proposed model achieves high success rates in target detection and enhanced precision in DOA and DOD estimations.

Symmetric Double-Supplemented Nested Array for Passive Localization of Mixed Near-Field and Far-Field Sources

In mixed-field source localization, the physical properties of a sensor array, such as the degrees of freedom (DOFs), aperture, and coupling leakage, directly affect the accuracy of estimating the direction of arrival (DOA). Compared to conventional symmetric uniform linear arrays, symmetric non-uniform linear arrays (SNLAs) have a greater advantage in mixed-field source localization due to their larger aperture and higher DOF. However, current SNLAs require improvements in their physical properties through modifications to the array structure in order to achieve more accurate source localization estimates. Therefore, this study proposes a symmetric double-supplemented nested array (SDSNA), which translates nested subarrays based on symmetric nested arrays to increase the aperture and inserts two symmetric supplemented subarrays to fill the holes created by the translation. This method results in longer consecutive difference coarray lags and larger apertures. The SDSNA is compared to existing advanced SNLAs in terms of their physical properties and DOA estimation. The results show that, with the same number of sensors, the SDSNA has a higher DOF, a larger aperture, and smaller coupling, indicating the advantages of the SDSNA in terms of its physical properties. Under the same experimental conditions, the SDSNA has a lower root-mean-square error of source location, thus indicating better performance in terms of both DOA and distance estimation.

Geometric Algebra based 2D-DOA Estimation for Non-circular Signals with an Electromagnetic Vector Array

This paper presents two novel methods based on geometric algebra (GA) to estimate two-dimensional (2D) direction-of-arrival (DOA) of non-circular (NC) signals for uniform rectangular array (URA). Traditional methods treat the received NC signals as a long vector which will inevitably lose orthogonality inside each electromagnetic vector sensor (EMVS) and thus miss some information of second-order statistical properties. Furthermore, the computational complexity will also increase. By contrast, the GA-based estimating signal parameter via rotational invariance techniques (ESPRIT) and propagation method (PM) algorithms are proposed to estimation DOA of NC signals. Taking advantage of GA, the relationship among multidimensional signals can be maintained. First, the six components of the EMVS are represented as a multivector in GA space. Then, we construct the GA-based extended covariance matrix to utilize the signal information more completely. The DOA parameters can be estimated through the ESPRIT and PM principle. The proposed GA-based estimation of signal parameter via rotational invariance techniques for NC signals processing (GANC-ESPRIT) can estimate DOA with high estimation accuracy. The proposed GA-based propagation method for NC signals estimation (GANC-PM) uses linear transformation to calculate angle parameters. Our model has much lower memory requirements and less computational burden compared with long vector models. Simulation results demonstrate the robustness and superiority of the proposed GANC-ESPRIT algorithm in terms of angular resolution. Complexity analysis shows that the proposed GANC-PM algorithm performances better with less computations.

Direction-of-arrival estimation in closely distributed array exploiting mixed-precision covariance matrices

In this paper, we explore a collaborative direction-of-arrival (DOA) estimation technique that utilizes multiple closely spaced subarrays to maximize the potential of distributed arrays while minimizing communication overhead between the subarrays and the processing center. Each subarray computes its self-covariance matrix using the full-precision data and transmits it, along with a one-bit version of the measured data, to the processing center. The processing center generates one-bit cross-covariance matrices between subarrays, which are combined with full-precision subarray self-covariance matrices to create the mixed-precision covariance matrix of the entire array for source DOA estimation. This approach utilizes the full array aperture and all available degrees of freedom of the entire distributed array. To address missing entries in the full covariance matrix, we employ matrix completion, taking into account its Toeplitz and Hermitian structure. For subarrays that are not positioned on the half-wavelength grid, we propose an iterative DOA estimation method to ensure robust DOA estimation performance. Our proposed approach outperforms scenarios where cross-covariance matrices are unavailable or the entire covariance matrix is not interpolated. With the same communication traffic limitation, it demonstrates superiority over schemes that utilize only full-precision data or only one-bit data.