Degenerate Higher-order Scalar-tensor Research Articles

Testing disformal non-circular deformation of Kerr black holes with LISA

There is strong observational evidence that almost every large galaxy has a supermassive black hole at its center. It is of fundamental importance to know whether such black holes are described by the standard Kerr solution in General Relativity (GR) or by another black hole solution. An interesting alternative is the so-called disformal Kerr black holes which exist within the framework of degenerate higher-order scalar-tensor (DHOST) theories of gravity. The departure from the standard Kerr black hole spacetime is parametrized by a parameter D, called disformal parameter. In the present work, we discuss the capability of LISA to detect the disformal parameter. For this purpose, we study Extreme Mass Ratio Inspirals (EMRI's) around disformal Kerr black holes within the framework of the quadrupole hybrid formalism. Even when the disformal parameter is very small, its effect on the globally accumulated phase of the gravitational waveform of an EMRI can be significant due to the large number of cycles in the LISA band made by the small compact object. We show that LISA will in principle be able to detect and measure extremely small values of the disformal parameter which in turn, can be seen as an assessment of LISA's ability to detect very small deviations from the Kerr geometry.

CMB bispectrum constraints on DHOST inflation

We present the first direct constraints on a Degenerate Higher Order Scalar Tensor (DHOST) inflation model using the Planck 2018 Cosmic Microwave Background (CMB) results on non-Gaussianities. We identify that the bispectrum consists of a fixed contribution following from the power spectrum and a linear combination of terms depending on five free parameters defining the cubic perturbations to the DHOST model. The former peaks in the squeezed limit, while the latter is maximised in the equilateral limit. We directly confront the model predictions to the CMB bispectrum statistics via the public code CMB-BEST and marginalize over the free parameters. We explicitly show that there are viable DHOST inflationary models satisfying both power spectrum and bispectrum constraints from Planck. However, rather surprisingly, the constraints exclude certain models at the 6σ-level even though they pass the conventional fudge factor tests. In this case and despite having a handful of free parameters, the model's large squeezed bispectrum cannot be cancelled out without introducing a large bispectrum in other limits which are strongly constrained by Planck's non-detection of primordial non-Gaussianity. We emphasize that first-order approximations such as fudge factors, albeit commonly used in the literature, may be misleading and provide weaker constraints. A proper analysis of the constraints from Planck requires a more robust approach, such as the one provided by the CMB-BEST code.

Axial perturbations of black holes in scalar-tensor gravity: near-horizon behaviour

We consider axial (or odd-parity) perturbations of non-spinning hairy black holes (BH) in shift-symmetric DHOST (Degenerate Higher-Order Scalar-Tensor) theories, including terms quartic and cubic in second derivatives of the scalar field.We give a new formulation of the effective metric in which axial perturbations propagate as in general relativity. We then introduce a generic parametrization of the effective metric in the vicinity of the background BH horizon. Writing the dynamics of the perturbations in terms of a Schrödinger-like operator, we discuss in which cases the operator is (essentially) self-adjoint, thus leading to an unambiguous time evolution, according to the choice of parameters characterizing the near-horizon effective metric. This is in particular useful to investigate the stability of the perturbations. We finally illustrate our general analysis with two examples of BH solutions.

Early evolution of fully convective stars in scalar–tensor gravity

In this work, the early evolution of low-mass fully convective stars is studied in the context of DHOST (degenerate higher order scalar-tensor) theories of gravity. Although it is known that the hydrostatic equilibrium equation is modified for scalar-tensor gravity, the consequent modifications to the early evolution phases of a star were not explored in this framework. With this in mind, we consider three evolutionary phases—contraction to the main sequence, lithium burning and entrance to the main sequence—and investigate how each of these phases is affected by the theory’s parameter. Taking these effects into account, we are able to show, among other things, that the Hayashi tracks are shifted and the star’s age is considerably modified.

New constraints on cosmological modified gravity theories from anisotropic three-point correlation functions of BOSS DR12 galaxies

ABSTRACT We report a new test of modified gravity theories using the large-scale structure of the Universe. This paper is the first attempt to (1) apply a joint analysis of the anisotropic components of galaxy two- and three-point correlation functions (2 and 3PCFs) to actual galaxy data and (2) constrain the non-linear effects of degenerate higher-order scalar-tensor (DHOST) theories on cosmological scales. Applying this analysis to the Baryon Oscillation Spectroscopic Survey (BOSS) data release 12, we obtain the lower bounds of −1.655 < ξt and −0.504 < ξs at the $95{{\ \rm per\ cent}}$ confidence level on the parameters characterizing the time evolution of the tidal and shift terms of the second-order velocity field. These constraints are consistent with GR predictions of ξt = 15/1144 and ξs = 0. Moreover, they represent a 35-fold and 20-fold improvement, respectively, over the joint analysis with only the isotropic 3PCF. We ensure the validity of our results by investigating various quantities, including theoretical models of the 3PCF, window function corrections, cumulative S/N, Fisher matrices, and statistical scattering effects of mock simulation data. We also find statistically significant discrepancies between the BOSS data and the Patchy mocks for the 3PCF measurement. Finally, we package all of our 3PCF analysis codes under the name hitomi and make them publicly available so that readers can reproduce all the results of this paper and easily apply them to ongoing future galaxy surveys.

DHOST gravity in ultra-diffuse galaxies—Part II: NGC 1052-DF4 and Dragonfly 44

Ultra-Diffuse galaxies are a family of gravitational systems with quite varied properties, counting both objects highly deficient in dark matter and others which are dark matter-dominated. Such a variety of behaviors might be a problem for both the standard dark matter paradigm and for alternative theories of gravity. Here we consider two systems, NGC1052-DF4 and Dragonfly 44, which are respectively dark matter deficient and dark matter dominated, in the context of Degenerate Higher-Order Scalar Tensor theories exhibiting a partial breaking of the Vaishtein screening mechanism for which they might have an influence not only on cosmological scales but also on astrophysical ones, thus mimicking dark matter. For NGC1052-DF4 the galaxy dynamics might be successfully described only by a stellar component and, at least at the scales which are probed, the content of dark matter is quite low. We also show that our alternative gravity model is consistent with data and is statistically equivalent to a standard General Relativity dark matter scenario, and it might even replace dark matter. On the contrary, Dragonfly 44 requires dark matter both in General Relativity and in our extended theory. When the latter is considered only as a cosmological dark energy fluid, it is statistically fully reliable and equivalent to General Relativity. But when we try to use it to substitute dark matter, although we get good fits to the data, the constraints on the theoretical parameters are in sharp contrast with those derived from more stringent probes from the stellar scales.

Ostrogradsky mode in scalar–tensor theories with higher-order derivative couplings to matter

Abstract Metric transformation is a tool to find a new theory of gravity beyond general relativity. The gravity action is guaranteed to be free from the dangerous Ostrogradsky mode as long as the metric transformation is regular and invertible. Various degenerate higher-order scalar–tensor theories without extra degrees of freedom have been found through the metric transformation with a scalar field and its derivatives. In this work, we examine how a matter coupling changes the degeneracy for a theory generated from the Horndeski theory through the metric transformation with the second derivative of a scalar field, taking a minimally coupled free scalar field as the matter field. When the transformation is invertible, this theory is equivalent to the Horndeski theory with a higher-order derivative coupling to the matter scalar field. Working in this Horndeski frame and the unitary gauge, we find that the degeneracy conditions are solvable and the matter metric must have a certain structure to remove the Ostrogradsky mode.

DHOST gravity in ultra-diffuse galaxies – part I: the case of NGC1052-DF2

The Ultra-Diffuse galaxy NGC1052-DF2 has recently been revealed to be “extremely deficient” in dark matter, if not lacking it at all. This claim has raised many questions regarding the relationship between baryons and dark matter in Ultra-Diffuse galaxies. But there seems to be a quite unanimous belief that, if such very low dark matter content is confirmed and extended to other similar galactic objects, it might be a deathblow to theories which modify and extend General Relativity. Deficient dark matter galaxies thus represent a fertile ground to test both standard dark matter and modified gravity theories. In this work, we consider a specific Degenerate Higher-Order Scalar Tensor model to study the internal kinematics of NGC1052-DF2. Due to the partial breaking of the corresponding screening mechanism, this model can possibly have large cosmological scale effects influencing the dynamics of smaller structures like galaxies. We consider two scenarios: one in which the model only describes dark energy; and one in which it additionally entirely substitutes dark matter. We find that the best model to explain data is General Relativity with only stellar contribution. But while in the former scenario General Relativity is still statistically favoured, in the latter one the alternative model is as much successful and effective as General Relativity in matching observations. Thus, we can conclude that even objects like NGC1052-DF2 are not in contrast, and are not obstacles, to the study and the definition of a reliable alternative to General Relativity.

CMB constraints on DHOST theories

We put constraints on the degenerate higher-order scalar-tensor (DHOST) theories using the Planck 2018 likelihoods. In our previous paper, we developed a Boltzmann solver incorporating the effective field theory parameterised by the six time-dependent functions, αi (i = B, K, T, M, H) and β 1, which can describe the DHOST theories. Using the Markov-Chain Monte-Carlo method with our Boltzmann solver, we find the viable parameter region of the model parameters characterising the DHOST theories and the other standard cosmological parameters. First, we consider a simple model with α = ΩDE(t)/ΩDE(t 0), α B = α T = α M = α H = 0 and β 1 = β 1,0ΩDE(t)/ΩDE(t 0) in the ΛCDM background where t 0 is the present time and obtain β 1,0 = 0.032-0.016 +0.013 (68% c.l.). Next, we focus on another theory given by ℒDHOST = X + c 3 X□ϕ/Λ3 + (M pl 2/2 + c 4 x 2/Λ6)R + 48c 4 2 X 2/ (M pl 2Λ12 + 2c 4Λ6 X 2)ϕμ ϕμρ ϕρν ϕν with X := ∂μϕ∂μϕ and two positive constant parameters, c 3 and c 4. In this model, we consistently treat the background and the perturbations, and obtain c 3 = 1.59+0.26 -0.28 and the upper bound on c 4, c 4 < 0.0088 (68% c.l.).

Black hole perturbations in higher-order scalar–tensor theories: initial value problem and dynamical stability

We propose a physically sensible formulation of initial value problem for black hole perturbations in higher-order scalar–tensor theories. As a first application, we study monopole perturbations around stealth Schwarzschild solutions in a shift- and reflection-symmetric subclass of degenerate higher-order scalar–tensor (DHOST) theories. In particular, we investigate the time evolution of the monopole perturbations by solving a two-dimensional wave equation and analyze the Vishveshwara’s classical scattering experiment, i.e., the time evolution of a Gaussian wave packet. As a result, we confirm that stealth Schwarzschild solutions in the DHOST theory are dynamically stable against the monopole perturbations with the wavelength comparable or shorter than the size of the black hole horizon. We also find that the damped oscillations at the late time do not show up unlike the ringdown phase in the standard case of general relativity. Moreover, we investigate the characteristic curves of the monopole perturbations as well as a static spherically symmetric solution with monopole hair.

On the effective metric of axial black hole perturbations in DHOST gravity

We study axial (or odd-parity) perturbations about static and spherically symmetric hairy black hole (BH) solutions in shift-symmetric DHOST (Degenerate Higher-Order Scalar-Tensor) theories. We first extend to the family of DHOST theories the first-order formulation that we recently developed for Horndeski theories. Remarkably, we find that the dynamics of DHOST axial perturbations is equivalent to that of axial perturbations in general relativity (GR) evolving in a, distinct, effective metric. In the particular caseof quadratic DHOST theories, this effective metric is derived from the background BH metric via a disformal transformation. We illustrate our general study with three examples of BH solutions.In some so-called stealth solutions, the effective metric is Schwarzschild with a shifted horizon. We also give an example of BH solution for which the effective metric is associated with a naked singularity.

Cosmic evolution in DHOST theory with scaling solutions

We study cosmic evolution based on the fixed points in the dynamical analysis of the degenerate higher-order scalar-tensor (DHOST) theories. We consider the DHOST theory in which the propagation speed of gravitational waves is equal to the speed of light, the tensor perturbations do not decay to dark energy perturbations, and the scaling solutions exist. The scaling fixed point associated with late-time acceleration of the universe can be either stable or saddle depending on the parameters of the theory. For some ranges of the parameters, this scaling fixed point and field-dominated fixed point can be simultaneously stable. Cosmic evolution will reach either the scaling attractor or the field-dominated attractor depending on the sign of the time derivative of the scalar field in the theory during the matter domination. The density parameter of dark matter can be larger than unity before reaching the scaling attractor if the deviation from Einstein’s theory of gravity is too large. For this DHOST theory, stabilities of {phi }-matter-dominated epoch (phi MDE) and field-dominated solutions are similar to the coupled dark energy models in Einstein gravity even though gravity is described by different theories. In our consideration, the universe can only evolve from the phi MDE regime to the field-dominated regime. The ghost and gradient instabilities up to linear order in cosmological perturbations have been investigated. There is no gradient instability, while the ghost instability can be avoided for some range of the model parameters.

Coupled dark energy model inspired from general conformal transformation

We study the coupled dark energy model constructed from the general conformal transformation in which the coefficient of the conformal transformation depends on both the scalar field and its kinetic term. Under this conformal transformation, the action for subclass of Degenerate Higher-Order Scalar-Tensor (DHOST) theories is related to the Einstein-Hilbert action. The evolution of the background universe has the scaling fixed point which corresponds to acceleration of the universe at late time. For the choices of parameters which make the late-time scaling point stable, the fixed point corresponding to $\phi$-matter-dominated-era ($\phi$MDE) is a saddle point, and the universe can evolve from radiation dominated epoch through $\phi$MDE before reaching the scaling point at late time with the cosmological parameters which satisfy the observational bound. During the $\phi$MDE, the effective equation of state parameter is slightly positive, so that one of possible mechanisms for alleviating the $H_0$ tension can be achieved. In this coupled dark energy model, the effective gravitational coupling for dark matter perturbations on small scales can be smaller than that in the $\Lambda$CDM model. Therefore a growth rate of the dark matter perturbations is suppressed compare with the $\Lambda$CDM model, which implies that the $\sigma_8$ tension could be alleviated.

Second-order peculiar velocity field as a novel probe of scalar-tensor theories

We investigate the galaxy bispectrum induced by the nonlinear gravitational evolution as a possible probe to constrain degenerate higher-order scalar tensor (DHOST) theories. We find that the signal obtained from the leading kernel of second-order density fluctuations is partially hidden by the uncertainty in the nonlinear galaxy bias, and that the kernel of second-order velocity fields instead provides unbiased information on the modification of gravity theory. Based on this fact, we propose new phenomenological time-dependent functions, written as a combination of the coefficients of the second-order kernels, which is expected to trace the higher-order growth history. We then present approximate expressions for these variables in terms of parameters that characterize the DHOST theories. We also show that the resultant formulae provides new constraints on the parameter space of the DHOST theories.

Generalised scalar-tensor theories of gravity and pressure profiles of galaxy clusters

In the current proceedings, we summarise the results presented during the mm Universe@NIKA2 conference, taken from our main results in [1]. We test the Degenerate higher-order scalar-tensor(DHOST) theory as a generalised platform for scalar-tensor theory at galaxy cluster scales to predict in such static systems small scale modification to the gravitational potential. DHOST theory is not only a good alternative to ΛCDM for the background evolution but also predicts small-scale modification to the gravitational potential in static systems such as galaxy clusters. With a sample of 12 clusters with accurate Xray Intra Cluster Medium (ICM) data (X-COP project) and Sunyaev-Zel’dovich (SZ) ICM pressure (Planck satellite), we place preliminary constraints on the DHOST parameter (Ξ1) defining the deviation from GR. Moreover, we also collect a few supplementary analyses we have performed during the course: i) Gaussian process reconstruction without parametric assumptions, ii) PSZ-only data analysis not aided by the X-ray data. Finally, we present possible extensions to the current work which may benefit from future high sensitivity and spatial resolution observations.

Black hole perturbations in modified gravity

We study the linear perturbations about nonrotating black holes in the context of degenerate higher-order scalar-tensor (DHOST) theories, using a systematic approach that extracts the asymptotic behaviour of perturbations (at spatial infinity and near the horizon) directly from the first-order radial differential system governing these perturbations. For axial (odd-parity) modes, this provides an alternative to the traditional approach based on a second-order Schr\"odinger-like equation with an effective potential, which we also discuss for completeness. For polar (even-parity) modes, which contain an additional degree of freedom in DHOST theories, and are thus more complex, we use a direct treatment of the four-dimensional first-order differential system (without resorting to a second order reformulation). We illustrate our study with two specific types of black hole solutions: 'stealth' Schwarzschild black holes, with a non trivial scalar hair, as well as a class of non-stealth black holes whose metric is distinct from Schwarzschild. The knowledge of the asymptotic behaviours of the perturbations enables us to compute numerically quasi-normal modes, as we show explicitly for the non-stealth solutions. Finally, the asymptotic form of the modes also signals some pathologies in the stealth and non-stealth solutions considered here.

Scale-dependence in DHOST inflation

We study the inflationary consequences of Degenerate Higher Order Scalar Tensor (DHOST) theories in a de Sitter background. We perturb the de Sitter background by operators breaking either the degeneracy condition, i.e scordatura DHOST, or the shift symmetry in the scalar field. We first consider derivative scordatura and find that in all cases the power spectra of curvature perturbations are scale-invariant. We then investigate small perturbations by an axion-like potential, and show that in this scenario the power spectrum becomes scale-dependent. The modifications to the spectral index and its first two derivatives are compatible with the latest inflationary constraints. Moreover the tensor to scalar ratio and the non-Gaussianities of these models could be within reach of future experiments.

Black hole perturbations in DHOST theories: master variables, gradient instability, and strong coupling

We study linear perturbations about static and spherically symmetric black hole solutions with stealth scalar hair in degenerate higher-order scalar-tensor (DHOST) theories.We clarify master variables and derive the quadratic Lagrangian for both odd- and even-parity perturbations.It is shown that the even modes are in general plagued by gradient instabilities, or otherwise the perturbations would be strongly coupled.

Testing gravity of a disformal Kerr black hole in quadratic degenerate higher-order scalar-tensor theories by quasi-periodic oscillations

By using the relativistic precession model, we have studied frequencies of quasi-periodic oscillations in the spacetime of a disformal Kerr black hole. This black hole owns an extra disformal parameter and belongs to a class of non-stealth solutions in quadratic degenerate higher-order scalar-tensor (DHOST) theories. Our result shows that only the periastron precession frequency is related to the disformal parameter, while the azimuthal frequency and the nodal precession frequency are identical with those in the usual Kerr black hole in general relativity. Combing with the observation data of GRO J1655-40, we fit parameters of the disformal Kerr black hole, and find that the disformal parameter α is almost negative in the range of 1 σ, which implies the negative disformal parameter α is favored by the observation data of GRO J1655-40.

Quadratic degenerate higher-order scalar-tensor theories revisited

We present a novel and remarkably simple formulation of degenerate higher-order scalar-tensor (DHOST) theories whose Lagrangian is quadratic in second derivatives of some scalar field. Using disformal transformations of the metric, we identify a special "frame" (or metric) for which the Lagrangian of quadratic DHOST theories reduces to the usual Einstein-Hilbert term plus a few terms that depend on simple geometric quantities characterizing the uniform scalar field hypersurfaces. In particular, for quadratic DHOST theories in the physically interesting class Ia, the Lagrangian simply consists of the Einstein-Hilbert term plus a term proportional to the three-dimensional scalar curvature of the uniform scalar field hypersurfaces. The classification of all quadratic DHOST theories becomes particularly transparent in this geometric reformulation, which also applies to scalar-tensor theories that are degenerate only in the unitary gauge.