Core-level Shifts Research Articles

XPS Binding Energy Shifts in 2D Ti3C2Tz MXene go largely Beyond Intuitive Explanations: Rationalization from DFT Simulations and Experiments.

MXenes are prototypes of surface tunable 2D materials with vast potential for properties tuning. Accurately characterizing their surface functionalization and its role in electronic structure is crucial, X-ray photoelectron spectroscopy (XPS) being among the go-to methods to do so. Despite extensive use, XPS analysis remains however intricate. Focusing on the benchmark MXene Ti3C2Tz, Density Functional Theory (DFT) calculations of core-level binding energy shifts (BE.s.) are combined with experiments in order to provide a quantitative interpretation of XPS spectra. This approach demonstrates that BE.s. are driven by the complex interplay between chemical, structural, and subtle electronic structure effects preventing analysis from intuitive arguments or comparison with reference materials. In particular, it is shown that O terminations induce the largest BE.s. at Ti 2p levels despite lower electronegativity than F. Additionally, F 1s levels show weak sensitivity to the F local environment, explaining the single contribution in the spectrum, whereas O 1s states are significantly affected by the local surface chemistry. Finally, clear indicators of surface group vacancies are given at Ti 2p and O 1s levels. These results demonstrate the combination of calculations with experiments as a method of the highest value for MXenes XPS spectra analysis, providing guidelines for otherwise complex interpretations.

Bi-intercalated epitaxial graphene on SiC(0001)

Abstract The intercalation of graphene with suitable atomic species is one of the most frequently applied methods to decouple the graphene layer from the substrate in order to establish the classical electronic properties of graphene. In this context, we studied the bismuth (Bi) intercalation of the (6√3×6√3)R30° reconstructed so-called "zeroth layer graphene'' on SiC(0001). 
As reported earlier by Sohn et al. [J. Korean Phys. Soc. 78, 157 (2021)], two phases are formed depending on the amount of intercalated Bi, which in turn is controlled by the annealing temperature: The α phase, showing a 1×1 periodicity with respect to the substrate, and, at higher temperatures, the √3×√3 reconstructed β phase. We characterise both phases and the transformation from the α to the β phase by photoelectron spectroscopy, normal incidence x-ray standing waves, electron diffraction and electron microscopy. We clearly see an almost complete intercalation of the graphene layers in both phases, with strong (covalent) interaction between the topmost Si atoms of the substrate and the Bi intercalant, but only weak (van der Waals) interaction between Bi and the graphene layer. The n-doping of the graphene found for the α phase decreases continuously during the phase transformation, in agreement with a reduced density of the Bi intercalating layer. Missing core level shifts of the surface species as well as the normal incidence x-ray standing waves results indicate that all surface Si atoms remain saturated during the transition and no dangling bonds are formed. Low energy electron microscopy and diffraction reveal the coexistance of both phases after annealing to intermediate temperatures and allow a quantitative analysis of island sizes and numbers.

Initial oxidation of low index Mg surfaces investigated by SCLS and DFT

Magnesium (Mg) is a metal having a high structural efficiency and a very high chemical reactivity at the same time. Its potential areas of applications include the automotive industry, biomedicine, and energy storage and generation. Further developments in these very diverse application areas require a more detailed investigation of the behavior of Mg surfaces under oxidative conditions. The basic mechanisms of magnesium reactivity are not yet fully understood and therefore need to be further investigated by a combination of theoretical and experimental studies on representative surfaces with different crystallographic orientations.For this, we measured in situ high-resolution Mg 2p core level spectra at critical low-index Mg(0001), Mg(101¯0), and Mg(112¯0) surfaces to obtain surface core level shifts (SCLSs) at the early stages of Mg oxidation. We also used density functional theory (DFT) to obtain theoretical estimates of the SCLSs for respective surfaces and associated possible reconstructions to guide the analysis of the experimental spectra and to rule out un-reconstructed Mg(112¯0). DFT simulations were also used to reveal the energies of O atom adsorption, and the formation of evolving oxide structures in the Mg surfaces.

The C1s core levels of polycyclic aromatic hydrocarbons and styrenic polymers: A first-principles study.

Understanding core level shifts in aromatic compounds is crucial for the correct interpretation of x-ray photoelectron spectroscopy (XPS) of polycyclic aromatic hydrocarbons (PAHs), including acenes, as well as of styrenic polymers, which are increasingly relevant for the microelectronic industry, among other applications. The effect of delocalization through π aromatic systems on the stabilization of valence molecular orbitals has been widely investigated in the past. However, little has been reported on the impact on the deeper C1s core energy levels. In this work, we use first-principles calculations at the level of many body perturbation theory to compute the C1s binding energies of several aromatic systems. We report a C1s red shift in PAHs and acenes of increasing size, both in the gas phase and in the molecular crystal. C1s red shifts are also calculated for stacked benzene and naphthalene pairs at decreasing intermolecular distances. A C1s red shift is in addition found between oligomers of poly(p-hydroxystyrene) and polystyrene of increasing length, which we attribute to ring-ring interactions between the side-chains. The predicted shifts are larger than common instrumental errors and could, therefore, be detected in XPS experiments.

AC-Modulated XPS Enables to Externally Control the Electrical Field Distributions on Metal Electrode/Ionic Liquid Devices.

X-Ray Photoelectron Spectroscopy (XPS) has been utilized to extract local electrical potential profiles by recording core-level binding energy shifts upon application of the AC [square-wave (SQW)] bias with different frequencies. An electrochemical system consisting of a coplanar capacitor with a polyethylene membrane (PEM) coated with the Ionic Liquid (IL) N,N-diethyl-N-methyl-N-(2-methoxyethyl) ammonium bis(trifluoromethanesulfonyl)imide (DEME-TFSI) as the electrolyte is investigated. Analyses are carried out in operando, such that XPS measurements are recorded simultaneously with current measurements. ILs have complex charging/discharging processes, in addition to the formation of Electrical Double Layers (EDL) at the interfaces, and certain properties of these processes can be captured using AC modulation within appropriate time windows of observation. Herein, we select two frequencies, namely, 10 kHz and 0.1 Hz, to separate effects of the fast polarization and slow migratory motions, respectively. Moreover, the local potential developments after adding two equivalent series resistors at three different physical positions of the device have been carefully evaluated from the binding energy shifts in the F 1s peak representing the anion of the IL. This circuit modification allows us to quantify the AC currents passing through the device, as well as the system's impedance, in addition to revealing the potential variations due the IR drops. The complex AC-modulated local XPS data recorded can also be faithfully reproduced using the unmodulated F 1s spectrum and by convoluting it with electrical circuit output provided by the LT-Spice software. The outcome of these efforts is a more realistic equivalent circuit model, which can be related to chemical/physical makeup of the electrochemical system. An important finding of this methodology emerges as the possibility to induce additional local electrical field developments within the device, the directions of which can be reversed controllably.

An interpretation for the components of 2p 3/2 core level x-ray photoelectron spectra of the cations in some inverse spinel oxides

In an effort to reconcile the various interpretations for the cation components of the 2p 3/2 observed in x-ray photoelectron spectroscopy (XPS) of several spinel oxide materials, the XPS spectra of both spinel alloy nanoparticles and crystalline thin films are compared. We observed that different components of the 2p 3/2 core level XPS spectra, of these inverse spinel thin films, are distinctly surface and bulk weighted, indicating surface-to-bulk core level shifts in the binding energies. Surface-to-bulk core level shifts in binding energies of Ni and Fe 2p 3/2 core levels of NiFe2O4 thin film are observed in angle-resolved XPS. The ratio between surface-weighted components and bulk-weighted components of the Ni and Fe core levels shows appreciable dependency on photoemission angle, with respect to surface normal. XPS showed that the ferrite nanoparticles Ni x Co1−x Fe2O4 (x = 0.2, 0.5, 0.8, 1) resemble the surface of the NiFe2O4 thin film. Surface-to-bulk core level shifts are also observed in CoFe2O4 and NiCo2O4 thin films but not as significantly as in NiFe2O4 thin film. Estimates of surface stoichiometry of some spinel oxide nanoparticles and thin films suggested that the apportionment between cationic species present could be farther from expectations for thin films as compared to what is seen with nanoparticles.

Atomically Dispersed Zn/Co-N-C as ORR Electrocatalysts for Alkaline Fuel Cells.

Hydrogen fuel cells have drawn increasing attention as one of the most promising next-generation power sources for future automotive transportation. Developing efficient, durable, and low-cost electrocatalysts, to accelerate the sluggish oxygen reduction reaction (ORR) kinetics, is urgently needed to advance fuel cell technologies. Herein, we report on metal-organic frameworks-derived nonprecious dual metal single-atom catalysts (SACs) (Zn/Co-N-C), consisting of Co-N4 and Zn-N4 local structures. These catalysts exhibited superior ORR activity with a half-wave potential (E1/2) of 0.938 V versus RHE (reversible hydrogen electrode) and robust stability (ΔE1/2 = -8.5 mV) after 50k electrochemical cycles. Moreover, this remarkable performance was validated under realistic fuel cell working conditions, achieving a record-high peak power density of ∼1 W cm-2 among the reported SACs for alkaline fuel cells. Operando X-ray absorption spectroscopy was conducted to identify the active sites and reveal catalytic mechanistic insights. The results indicated that the Co atom in the Co-N4 structure was the main catalytically active center, where one axial oxygenated species binds to form an Oads-Co-N4 moiety during the ORR. In addition, theoretical studies, based on a potential-dependent microkinetic model and core-level shift calculations, showed good agreement with the experimental results and provided insights into the bonding of oxygen species on Co-N4 centers during the ORR. This work provides a comprehensive mechanistic understanding of the active sites in the Zn/Co-N-C catalysts and will pave the way for the future design and advancement of high-performance single-site electrocatalysts for fuel cells and other energy applications.

Use of FLOSIC for understanding anion-solvent interactions.

An Achille's heel of lower-rung density-functional approximations is that the highest-occupied-molecular-orbital energy levels of anions, known to be stable or metastable in nature, are often found to be positive in the worst case or above the lowest-unoccupied-molecular-orbital levels on neighboring complexes that are not expected to accept charge. A trianionic example, [Cr(C2O4)3]3-, is of interest for constraining models linking Cr isotope ratios in rock samples to oxygen levels in Earth's atmosphere over geological timescales. Here we describe how crowd sourcing can be used to carry out self-consistent Fermi-Löwdin-Orbital-Self-Interaction corrected calculations (FLOSIC) on this trianion in solution. The calculations give a physically correct description of the electronic structure of the trianion and water. In contrast, uncorrected local density approximation (LDA) calculations result in approximately half of the anion charge being transferred to the water bath due to the effects of self-interaction error. Use of group-theory and the intrinsic sparsity of the theory enables calculations roughly 125 times faster than our initial implementation in the large N limit reached here. By integrating charge density densities and Coulomb potentials over regions of space and analyzing core-level shifts of the Cr and O atoms as a function of position and functional, we unambiguously show that FLOSIC, relative to LDA, reverses incorrect solute-solvent charge transfer in the trianion-water complex. In comparison to other functionals investigated herein, including Hartree-Fock and the local density approximation, the FLOSIC Cr 1s eigenvalues provide the best agreement with experimental core ionization energies.

Effect of Different In2O3(111) Surface Terminations on CO2 Adsorption.

In2O3-based catalysts have shown high activity and selectivity for CO2 hydrogenation to methanol; however, the origin of the high performance of In2O3 is still unclear. To elucidate the initial steps of CO2 hydrogenation over In2O3, we have combined X-ray photoelectron spectroscopy and density functional theory calculations to study the adsorption of CO2 on the In2O3(111) crystalline surface with different terminations, namely, the stoichiometric, reduced, and hydroxylated surface. The combined approach confirms that the reduction of the surface results in the formation of In adatoms and that water dissociates on the surface at room temperature. A comparison of the experimental spectra and the computed core-level shifts (using methanol and formic acid as benchmark molecules) suggests that CO2 adsorbs as a carbonate on all three surface terminations. We find that the adsorption of CO2 is hindered by hydroxyl groups on the hydroxylated surface.

Charge Selective Contacts to Metal Halide Perovskites Studied with Photoelectron Spectroscopy: X‐Ray, Ultraviolet, and Visible Light Induced Energy Level Realignment

AbstractThe electronic properties of metal halide perovskites (MHPs) are crucial for achieving the full potential of MHPs‐based optoelectronic devices, and they are extensively studied by photoelectron spectroscopy (PES). However, there are numerous complexities during PES measurements, which can result in inconsistent experimental data or even misinterpretation of results. Here, it is demonstrated that in the presence of charge selective junctions with MHPs, significant electronic energy level realignment can occur during PES measurements due to the sample excitation with high‐energy photons used in PES, amounting up to over 0.8 eV in the present case. This is caused by unbalanced charge carrier accumulation within the perovskite due to the charge‐selective interface. X‐ray photoelectron spectroscopy further reveals that photoexcitation due to bremsstrahlung, as produced in commonly employed twin‐anode lab‐sources, can readily produce sizable photoinduced shifts of core levels of MHPs films, whereas monochromatized X‐ray lab‐sources (irradiation flux reduced by >50 times by eliminating the bremsstrahlung) induce negligible shifts within the range of presently applied anode powers. The data and measurement conditions presented here are intended to enable others to obtain reliable MHP electronic property information from PES measurements.

A step toward correct interpretation of XPS results in metal oxides: A case study aided by first-principles method in ZnO.

Metal oxide semiconductors constitute a vast group of materials whose physical properties are greatly affected by native defects. For decades, x-ray photoelectron spectroscopy (XPS) has been widely used in defect analysis. However, correct interpretation of XPS results remains a difficult task. In this work, we present a detailed first-principles study on the core-level shift of the most stable and commonly cited crystal imperfections in ZnO, including O and -OH species at the surface with different coverages and bulk defects, including O interstitial (Oi), O vacancy in the +2 charge state (Vo2+), and the neutral vacancy (Vo0). The O1s core level spectrum is simulated and compared with experiments to understand the correlation between local atomic structures and features in the O1s spectrum. In particular, our results indicate that the widely adopted assignment in the defect analysis of ZnO, which links the defect peak in XPS to Vo, the most stable defect, is very likely a misinterpretation. Theoretical analysis indicates that there are no distinguishable XPS features arising from the Vo defect. Furthermore, we show that the commonly observed defect-related peak instead arises due to Oi or specific surface configurations. Given the importance of native defects in materials performance, misinterpretation of XPS results may lead to erroneous conclusions regarding materials properties. This work provides a first-principles basis for the analysis of oxide defects through XPS.

Active sites of Te-hyperdoped silicon by hard x-ray photoelectron spectroscopy

Multiple dopant configurations of Te impurities in close vicinity in silicon are investigated using photoelectron spectroscopy, photoelectron diffraction, and Bloch wave calculations. The samples are prepared by ion implantation followed by pulsed laser annealing. The dopant concentration is variable and high above the solubility limit of Te in silicon. The configurations in question are distinguished from isolated Te impurities by a strong chemical core level shift. While Te clusters are found to form only in very small concentrations, multi-Te configurations of type dimer or up to four Te ions surrounding a vacancy are clearly identified. For these configurations, a substitutional site location of Te is found to match the data best in all cases. For isolated Te ions, this matches the expectations. For multi-Te configurations, the results contribute to understanding the exceptional activation of free charge carriers in hyperdoping of chalcogens in silicon.

Kinetics insights into the active sites of Au catalysts for the oxidative esterification of methacrolein to methyl methacrylate

The direct oxidative esterification of methacrolein (MAL) has drawn considerable attention as a promising route to produce methyl methacrylate (MMA). Here, we report a kinetics strategy to identify the active sites of Au catalyst for its disentanglement of geometric and electronic effects on this reaction. A series of Al2O3 and CeO2 supported Au catalysts are prepared by urea deposition–precipitation method, whose particle sizes are tailored by changing the vacuum-drying temperature. Their catalytic activity is correlated with Au particle size based on a crystal structure modelling, in which the Au edge site is identified as the main active site. The reduction in the valence electron population of Au 5d states facilitates the adsorption of MAL, thus the positive core-level shift of Au 4f levels for each support gives rise to a higher production of MMA. This kinetics strategy could be extended to the design of other metal catalysts for this reaction.

Effect of carrier doping on the electronic states of earth-abundant Fe–Al–Si thermoelectric materials

Fe–Al–Si-based thermoelectric (FAST) materials are non-toxic and low-cost materials that can be used for autonomous power supplies to drive internet-of-things wireless sensor devices. The conduction type can be controlled by changing the Al/Si ratio, which is suitable for fabricating reliable thermoelectric power-generation modules consisting of materials with similar thermal expansion coefficients. In this work, we evaluated the electronic structures of p- and n-type FAST materials with relatively large absolute values of the Seebeck coefficient by photoemission spectroscopy to obtain deeper insight into controlling the p-n characteristics of FAST materials. The core-level spectra suggested that the FAST materials have a covalent bonding nature. The chemical-potential shift should be the dominant factor of the core-level shift, which is consistent with the expected behavior of carrier doping of thermoelectric semiconductors, that is, rigid-band-like behavior. The size of the core-level shift of ∼0.15 eV is close to the band gap of ∼0.18 eV obtained from transport measurements. The observed electronic structure can qualitatively explain the experimental results.

Chemical Doping by Fluorination and Its Impact on All Energy Levels of π-Conjugated Systems.

Halogenation of organic molecules causes chemical shifts of C1s core-level binding energies that are commonly used as fingerprints to identify chemical species. Here, we use synchrotron-based X-ray photoelectron spectroscopy and density functional theory calculations to unravel such chemical shifts by examining different partially fluorinated pentacene derivatives. Core-level shifts occur even for carbon atoms distant from the fluorination positions, yielding a continuous shift of about 1.8 eV with increasing degree of fluorination for pentacenes. Since also their LUMO energies shift markedly with the degree of fluorination of the acenes, core-level shifts result in a nearly constant excitation energy of the leading π* resonance as obtained in complementary recorded K-edge X-ray absorption spectra, hence demonstrating that local fluorination affects the entire π-system, including valence and core levels. Our results thus challenge the common picture of characteristic chemical core-level energies as fingerprint signatures of fluorinated π-conjugated molecules.

Breakdown of the correlation between oxidation states and core electron binding energies at the sub-nanoscale

X-ray photoelectron spectroscopy is a powerful analytical tool to fingerprint the atomic oxidation state. However, the well-established trend that is found for bulk, ultra-thin films and surface oxides, which is usually characterized by an incremental binding energy shift upon increasing oxidation state, may not apply at the sub-nanoscale where reduced dimensionality and quantum size effects play a relevant role. Here we investigate through a combined experimental and theoretical approach the oxidation of size-selected Ag7 and Ag11 clusters supported on graphene, revealing an anomalous Ag 3d5/2 core level shift trend upon increasing O coverage. We show that the negative core level shift trend typical of Ag reverts back in the case of the highest Ag(III) oxidation state, an effect that is due to the peculiar electronic structure of Ag nano-oxides. Our results highlight the great care needed to extend at the zero-dimensional scale the knowledge acquired for the spectral interpretation of 3D and 2D materials.

Origin of the Liquid/Gaseous Water Binding Energy Splitting Measured via X-ray Photoelectron Spectroscopy

Ambient-pressure X-ray photoelectron spectroscopy (APXPS) provides an effective way of tackling the challenge of detecting chemical states within complex systems. Here a fundamental understanding of the core-level shift (CLS) of water in the liquid/gas phase observed via APXPS is obtained with computational modeling at the molecular and electronic levels. The CLS value of ∼2 eV derived from experiments is reproduced by modeling in terms of the total shift and photon energy dependence. The contributions of collective electrical effects, including electrostatic potential, orbital deformation, and electronic polarization, to the CLS were further analyzed and discussed. Our results show that the CLS is dominated by the final state effect due to electronic polarization of the surrounding molecules following photoionization, while the peak broadening is mainly determined by the electrostatic potential, which belongs to an initial state effect. The physical insights and computational approaches could be further applied to study more complex molecules or materials.

Depth profiling of AlN and AlxGa1−xN crystals by XPS using Al Kα and Ag Lα line excitation and Ar ion gas cluster ion source

AlGaN-based heterostructures are promising candidates for the fabrication of ultraviolet light-emitting diodes. The analysis of the atomic composition of the grown epitaxial films is important from a technological point of view, allowing precise control over the wavelength and intensity of the emitted light. In this work, the depth profiling of AlN(0001), AlGaN(0001), and AlGaN quantum dot surfaces grown by molecular beam epitaxy was carried out by using angle-resolved x-ray photoelectron spectroscopy (XPS) combined with Ar gas cluster ion source (GCIS) sputtering. Core level shifts in XPS spectra measured by Al Kα and Ag Lα photon sources were determined. We found that sputtering by Ar1000+ ion clusters with an energy of 10 keV creates disorder on the surface and induces changes in surface atomic composition. As a result, depth profiling with a typical surface-sensitive Al Kα photon source is affected by the damaged layer. The application of a less surface-sensitive Ag Lα photon source with high photon energy could suppress the contribution from the damaged surface layer. Combining GCIS sputtering with Ag Lα line XPS measurements is, therefore, very promising for the quantification of atomic composition in the buried epitaxial layers or heterostructures with thicknesses of several tens of nm.

Real-Time In-Situ Investigation of the Neutron Irradiation Resistance Ability of Nd3+-Doped Gd3Sc2Al3O12 Laser Crystal

In optical crystals, photodarkening will occur after they were irradiated with high-energy particles, and such induced optical loss generally results in significant performance degradation whether they are used as passive or active optical elements. In the present study, the effects of neutron irradiation on the optical response of the Nd3+-doped Gd3Sc2Al3O12 (Nd:GSAG) single crystal has been revealed in real-time and in-situ. Transient and permanent transmittance reduction in the crystal induced by neutron radiation has been observed and the reduction mechanisms have been analyzed. The XRD characterization method demonstrated that the crystal structure remained constant both before and after neutron irradiation. Importantly, the X-ray photoelectron peak of the O 1s core level shifts to high binding energy, indicating that oxygen vacancies were produced in the crystal after irradiation with neutrons. Thus, the permanent reduction in the transmittance of the crystal after irradiation with neutrons can be attributed to the generation of oxygen vacancies in the crystal. To the best of our knowledge, it is the first time the damage types in rare earth oxide laser crystals caused by neutron irradiation were revealed.

Al-Pt intermetallic compounds: HAXPES study.

Intermetallic compounds in the Al-Pt system were systematically studied via hard X-ray photoelectron spectroscopy, focusing on the positions of Pt 4f and Al 2s core levels and valence band features. On one hand, with increasing Al content, the Pt 4f core levels shift towards higher binding energies (BE), revealing the influence of the atomic interactions (chemical bonding) on the electronic state of Pt. On the other hand, the charge transfer from Al to Pt increases with increasing Al content in Al-Pt compounds. These two facts cannot be combined using the standard "chemical shift" approach. Computational analysis reveals that higher negative effective charges of Pt atoms are accompanied by reduced occupancy of Pt 5d orbitals, leading to the limited availability of these electrons for the screening of the 4f core hole and this in turn explains the experimentally observed shift of 4f core levels to higher BE.