Supervision Of Compliance Research Articles

Prosecutor’s Supervision over the Implementation of Legislation on the Protection of Land and Soil

The article deals with the issue of prosecutorial supervision of compliance with legislation on the protection of land and soil. The author concludes that it is necessary to improve the system of state monitoring of soil conditions, rationing and accounting of the ecological state when using land plots, as well as assigning responsibilities for soil improvement to their users. The author emphasizes the need to develop a final position on the issues under consideration in reviews of the practice of application in the courts of the Russian Federation, federal legislation in the field of environmental protection, rational nature management. It is also necessary to regulate all possible repetitive processes for prosecutors during inspections in collections of methodological materials on the organization of prosecutorial supervision of compliance with legislation on land and soil protection.

Game-theoretic analysis of governance and corruption in China's pharmaceutical industry.

With the rapid development of China's pharmaceutical industry, issues of corruption and regulatory effectiveness have become increasingly prominent, posing critical challenges to public health safety and the industry's sustainable development. This paper adopts a bounded rationality perspective and employs a game-theoretic evolutionary approach to establish a tripartite evolutionary game model involving pharmaceutical companies, third-party auditing organizations, and health insurance regulatory agencies. It analyzes the stable strategies of the parties involved and the sensitivity of key parameters within this tripartite game system. The study reveals that adherence to health insurance regulations by pharmaceutical companies, refusal of bribes by third-party auditing organizations, and the implementation of lenient regulations by health insurance agencies can form an effective governance equilibrium. This equilibrium state contributes to reducing corruption in the pharmaceutical industry, balancing the interests of all parties, and promoting healthy industry development. Pharmaceutical companies must balance compliance costs against the risks of non-compliance benefits while maximizing profits; third-party auditing organizations need to choose between fulfilling their duties and accepting bribes, considering their economic benefits and professional reputation; health insurance regulatory agencies adjust their strategies between strict and lenient regulation to maximize social welfare. The paper suggests enhancing policy support, strengthening compliance supervision, improving audit independence, and adjusting regulatory strategies to optimize governance in the pharmaceutical industry. Additionally, the research highlights the role of collaborative efforts among the three parties in achieving sustainable governance. Furthermore, the study conducts a numerical simulation analysis to demonstrate the impact of various parameters on the evolutionary stability of the system, providing practical insights into the implementation of regulatory policies. This research offers new insights for policy formulation and governance in China's pharmaceutical sector, providing significant reference value for guiding the industry's sustainable development.

Sharia Compliance Supervision Management at KSPPS Bmt Alhikmah Semesta

The importance of Sharia Compliance in the Sharia financial industry, with a focus on BMT Al Hikmah Semesta. Sharia Compliance supervision management at BMT is considered crucial to ensure compliance with sharia principles, where the Sharia Supervisory Board (DPS) plays an important role in overseeing this compliance. The strategy implemented by BMT Al Hikmah Semesta includes implementing a digital attendance system and establishing a Sharia Compliance Division. Although this article provides a valuable contribution to the understanding of Sharia compliance monitoring activities in the field of Sharia finance, there are several limitations in the research that need to be taken into account, such as weaknesses in the corporate governance of Islamic financial institutions that may affect the performance of these institutions. In this context, the Sharia Supervisory Board (DPS) at BMT Al Hikmah Semesta has an important role in enforcing sharia compliance, by providing fatwas, and recommendations regarding new products and services, as well as carrying out routine monitoring of operational activities. Management needs to increase support for DPS performance and provide education to employees to strengthen the culture of sharia compliance at BMT, so that it can increase effectiveness, maintain quality and increase members' trust in the sharia financial industry.

APPLYING CLUSTERING AND RECOMMENDATION SYSTEM FOR EFFECTIVE SUPERVISION IN CENTRAL KALIMANTAN INSPECTORATE

This study aims to enhance the effectiveness of supervision at the Central Kalimantan Inspectorate through the application of clustering methods and recommendation systems. Clustering methods, specifically K-Means, are used to group supervision areas based on scores from various indicators, while the recommendation system provides specific improvement suggestions for each group. The results show that financial and performance supervision have high scores, with recommendations to maintain and improve existing standards, focusing on efficiency, transparency, and achieving performance targets. Compliance supervision shows variation in clustering, with recommendations for better enforcement of rules and regulations. Management supervision requires improving management and leadership effectiveness to enhance operational efficiency. Human resources supervision shows the best results, with a focus on improving employee competencies through training and development. The implementation of this technology is expected to optimize resource usage, enhance supervision effectiveness, and reduce operational costs. Clustering methods and recommendation systems provide deep insights into the condition of supervision and help the Inspectorate make more informed and strategic decisions. This study contributes to strengthening the supervision system and improving the overall performance of the Central Kalimantan Inspectorate, creating a more responsive, transparent, and accountable supervision system.

Criteria for Distinguishing Between Advertising and Organic Integration

Monitoring and supervision of compliance with advertising legislation, including requirements related to the definition of certain information as advertising, is attributed to the powers of the Federal Antimonopoly Service. The provisions of the current legislation on advertising don't apply to information organically integrated into works of culture, science, and art, which is an opportunity to avoid administrative liability in case of detection of signs of violation of advertising legislation. In this case, the key question becomes when information is considered organically integrated and how to distinguish it from advertising. The authors propose and justify criteria for distinguishing advertising and information messages, taking into account the long-term practice of the FAS of Russia and the courts.

RISK ASSESSMENT OF BAGGED FERTILIZER UNLOADING ACTIVITY AT TUKS PUSRI BANYUWANGI BRANCH

The port is one of the distribution centers for goods in which there are loading and unloading activities. Loading and unloading activities sometimes involve loading and unloading personnel and heavy equipment which raises the potential for hazards that can cause work accidents and damage to goods. The purpose of this research is to conduct a risk assessment using the HIRARC (Hazard Identification, Risk Assessment and Risk Control) method on bagged fertilizer unloading work in the TUKS PUSRI Banyuwangi Branch Port area. The stages of bagged fertilizer unloading work activities include the unloading activity process, which consists of five work stages: opening the ship's hatch, workers (stevedores) entering the hatch, stevedoring, cargodoring, and delivery. The results stated that from a total of 5 work stages, 26 sources of hazards were identified with 6 sources of low risk level hazards at 23%, 7 sources of moderate risk level hazards at 27%, 6 sources of high risk level hazards at 23%, and 7 sources of very high risk level hazards (extreme) at 27%. Control measures that can be implemented are conducting briefings on OHS (Occupational Health and Safety) before starting work activities, supervision of compliance with the use of complete personal protective equipment and also the need for sanctions for workers who do not comply with the rules for using personal protective equipment.

Tuân thủ quy trình tiêm tĩnh mạch an toàn của nữ hộ sinh tại Khoa Sản, Bệnh viện đa khoa tỉnh Khánh Hoà năm 2023

The study was implemented to describe midwives' compliance to safe intravenous injection procedures at the Department of Obstetrics and Gynecology, Khanh Hoa General Hospital 2023. This was a cross-sectional study, applying quantitative methods, conducted from November 2022 to September 2023, using safe injection procedure of the Ministry of Health (20 steps divided into 3 phases: before injection, during injection, and afterward) to observe 210 intravenous injections implemented by 70 midwives. Results: The percentage of safe intravenous injections was quite low, only 45.2%; in which, the compliance rate at pre-injection phase ranged from 61.4 - 100%; the compliance rate at the injecting phase is quite high from 98.1 - 100%; in the last phase, post-injection, compliance rate ranged from 91.9 - 100%. Less than 50% of intravenous injections were assessed for compliance with safety procedures. The Nursing Department needs to strengthen inspection and supervision of compliance with safe intravenous injection procedures by midwives at the unit and advise the hospital Board of Directors to promulgate regulations on rewards and punishments in the unit. Practicing safe injections in hospitals. Keywords: Intravenous injection, midwife.

Targeted hand hygiene audits and training: an effective tool for improvement in hand hygiene compliance

Background: Hand hygiene (HH) is the simplest, but most effective infection prevention and control measure. This study was aimed to determine HH compliance among health care workers (HCWs) in a cancer hospital and the impact of targeted and phased training over changes in HH compliance and determination of Hawthorne effect among HCWs. Methods: Prospective observational study conducted in two phases by HH trained auditor (Overt observer) and ICN (Covert observer) performing 30 minutes HH audit at ICU, haemato-lymphoid (HL) ward and paediatric ward to observe the pattern of HH compliance among HCW for HH moments and its impact over Hawthorne effect for HH compliance. Results: Highest compliance for HH was observed at HL ward (59.34%) in first phase and at ICU (70.08%) in second phase. Gradual and significant improvement in HH compliance was observed for ICU (52.24% to 70.08%), HL ward (59.34% to 68.48%) and paediatric ward (43.42% to 53.46%). Profession specific Hawthorne effect was observed for nurses with higher compliance in covert observation in first phase and for doctors with higher compliance in overt observation in second phase of the study. Conclusions: Regular targeted HH audit with motivational training is the better influential tool for improving HH compliance. Regular audits also improve efficiency of auditor for effective HH compliance supervision. Decentralization and availability of workstation specific HH auditor is the most of effective cost saving approach for achieving significant progressive improvement in HH adherence.

Some legal aspects of prosecutor’s participation in cases of administrative offences during application of coercive measures related to restriction of personal freedom of citizens

The article deals with the legal characteristics of the prosecutor’s participation in cases of administrative offences during the application of coercive measures related to the restriction of the personal freedom of citizens.
 The legislation on administrative offences is analysed with relevant conclusions about those categories of cases, the consideration of which is impossible without the participation of a prosecutor.
 The attention is focused on the fact that the departmental acts of the Office of the Prosecutor General of Ukraine provide for mandatory provision for the participation of prosecutors in cases of administrative offences if coercive measures related to the restriction of personal freedom of citizens are applied.
 Parallels are drawn between the direct participation of a prosecutor in the consideration of cases of administrative offences and the prosecutor’s supervision of the relevant bodies that carry out the consideration of cases and apply coercive measures for administrative offences.
 The authors of the article also draw attention to the fact that the prosecutor’s supervision of compliance with the laws in administrative offence cases can be divided into two categories:
 
 Direct participation in the consideration of a case on the administrative offence;
 Supervision over the relevant bodies that review cases and apply coercive measures for administrative 
 
 The authors differentiate coercive measures related to the restriction of personal freedom of citizens, which are used in cases of administrative offences. In particular:
 
 The type of administrative sanction provided for in 24 of the Code of Ukraine on Administrative Offences (hereinafter – CUAO) [1, Art. 24] (for example, administrative arrest, arrest with military detention, forced (administrative) deportation outside Ukraine);
 The measure to ensure proceedings in cases of administrative offences, provided for in Art. 260 CUAO [1, 260] (for example, administrative detention).
 
 The article also draws attention to the conclusions of the European Court of Human Rights regarding the observance of the principle of impartiality in the absence of a prosecutor during proceedings in cases of administrative offences, etc.

Research on Collaborative Supervision of Internal Audit and Discipline Inspection Compliance in State Owned Enterprises

China's state-owned assets rank among the top in terms of scale and proportion in the world. Specifically, this article takes Company A, a provincial-level subsidiary of Z state-owned financial enterprise, as the research object. Firstly, it elaborates on the research background and main research content of the supervision mechanism of state-owned financial enterprises. Based on the importance of collaborative supervision explained in the research background and significance, the research purpose is determined. By analyzing the current situation of disciplinary and compliance supervision and internal audit supervision in Z Group and its subsidiaries, the advantages and problems of various types of supervision are proposed. Then, by analyzing and designing the starting point, mechanism ideas, and overall framework of the collaborative supervision mechanism between internal audit and disciplinary and compliance, the establishment of a joint meeting mechanism for supervision work is introduced.

ТЕОРЕТИЧНІ ОСНОВИ ФОРМУВАННЯ ОРГАНІЗАЦІЙНОГО МЕХАНІЗМУ УПРАВЛІННЯ ЕКОНОМІЧНОЮ БЕЗПЕКОЮ БУДІВЕЛЬНИХ ПІДПРИЄМСТВ

The theoretical bases of the formation of the organizational mechanism of management of economic safety of construction enterprises are generalized. It was noted that the current state of construction enterprises in war conditions has revealed many problems with regard to the efficiency of the use of basic funds, innovative activity and the level of automation of technological processes in the poor. All these problems significantly affect the level of provision and management of economic safety of construction enterprises. It is determined that the organizational mechanism of management of economic safety of the construction enterprise should include the interaction of two subsystems: management, which affects the level of economic security of the building enterprise, and subordinate, on which this influence is directed. Functions of the economic safety management system of the construction enterprise ensure the interaction of these systems. It was noted that the management mechanism of economic safety of the construction enterprise should ensure the development of the basic principles of the management system, the creation of the economic security service at the enterprise, the collection of necessary information and supervision of compliance with the planned indicators. On the basis of the definition of the main elements of the organizational mechanism of management of economic safety of the construction enterprise, the conclusion was made that the organization mechanism is a set of organizational components in the management mechanism (objectives, functions and tasks of management, technologies and methods of management; rules, norms and principles; organizational processes), which have a certain management influence on ensuring economic security and preserving the commercial interests of the business entity. Defined directions of the organization of the process of management of economic security, as well as requirements to the organizational structure of management. It was concluded that the formation of an organizational mechanism for the management of economic safety of construction enterprises will enable them to provide stable work, to conduct timely identification and prevention of threats, to determine their impact on enterprise activities, to take management decisions promptly to prevent or eliminate the risk of threat.

Trade unions of Russia in the system of social partnership: legal regulation, problems and prospects of development

The subject. Proclaiming the ideas of partnership and solidarity, the state designates a completely new development focused on socio-economic relations in Russia, involving new principles of interaction between society, business and the state. The revision of the status of subjects of social partnership will be aimed at further development of the system of guarantees of human and civil rights and freedoms. Purpose of the study. The purpose of this work is a comprehensive analysis of the trade union as a subject of social partnership based on the study, analysis and generalization of the scientific base, current legislation and practice of its application. Effective protection of the rights and legitimate interests of employees is possible only if there is an effective mechanism of implementation of trade union control over their compliance. Therefore, it seems that in the near future the share of public control over compliance with labor legislation and labor protection should increase. Methodology. In the process of achieving the goal and solving the tasks set, the general scientific dialectical methods of cognition, as well as logical, historical, comparative legal and formal legal methods were used. Structural and systemic methods are also the basis of the study. The conclusions of the work are based on dialectical unity and the struggle of opposites. The main results. In the process of scientific research, it can be concluded that a society should be able to exercise public control over the observance of human rights in this society. During the reforms, trade unions lost the right to legislative initiative at the federal level, the rights to state supervision of compliance with labor legislation and the state of labor protection, and consideration of individual labor disputes. At the same time, trade unions have re-ceived a number of new rights, for example, to participate in the resolution of collective labor disputes, in collective bargaining, to conclude social partnership agreements, etc.Despite the declared principle of independence of trade unions from the state, as a result, it is impossible to create and legalize the legal status of the trade union movement without a state regulator. Therefore, the independence of any legal entity is, in principle, relative. Nevertheless, associations of employees are provided with a sufficient amount of corporate independence, which actually ensures their national and individual characteristics. Conclusions. Trade unions are an important element of civil society. Without increasing their role, it is impossible to achieve harmony in social and labor relations. In this regard, the question of the new status of trade unions in Russia should be raised. This conclusion is justified by the fact that free and independent trade unions are the guarantors of social justice and security. Consequently, the use of the market mechanism by the population depends on whether it is possible to regulate the labor market within the framework of law and policy. Moreover, the labor market improves the status of employees in relation to employers only with strong trade unions.

International standards of supervision of the prosecutor on compliance with legality in criminal proceedings

It is indicated that one of the forms of implementation of procedural management by the prosecutor within the framework of criminal proceedings is the supervision of compliance with the law by the bodies and officials who carry out such proceedings, and during the trial the support of the state prosecution. Today, in the light of the events taking place in our country, the process of reforming the prosecutor’s office, as a body that supervises the observance of laws in criminal proceedings, is of great importance. In particular, in the context of European integration processes, national legislation needs to be brought closer to international standards, in terms of changing the scope of prosecutorial supervision.
 In the article, the author researched the international standards of the prosecutor’s supervision of legality in criminal proceedings. Based on the study of a number of scientific views regarding the definition of the concept of «international standards», it was established that international standards in the activities of prosecutor’s offices include the entire array of international legal acts that regulate issues in the specified area, as well as positive judicial practice, in particular the practice of the European Court of of human rights. International legal acts in the field of setting standards for prosecutor supervision over compliance with legality in criminal proceedings have been analyzed and summarized. They were divided into the following groups: international legal acts of general legal direction; specialized international acts. It was established that an important task is both the assimilation of the main international standards of the prosecutor’s supervision of legality in criminal proceedings, and the development of an effective mechanism for their implementation. It is emphasized that a significant number of international standards of the prosecutor’s activity are reflected in domestic legislation, but the need for further implementation into domestic legislation of the main provisions relating to the activities of the prosecutor in criminal proceedings does not lose its relevance.

Maturity Level of Fraud Risk Management in Tax Institutions in Indonesia

This study aims to determine the maturity level of fraud risk management in the tax payer compliance supervision function at the head office level run by VW and the XYZ units. The Enterprise Anti-Fraud Maturity Assessment Model was implemented to provide a clear picture of conditions and effectiveness, as well as the existing gaps between the implementation and ideal conditions based on the principles of COSO Fraud Risk Management. The descriptive qualitative research uses a case study approach by collecting data from semi-structured interviews with 12 informants involved in risk management and fraud risks handling, then all documents are analyzed. As for the data analysis technique, content analysis is selected. The purpose of this study is to provide a tool for DGT (The Directorate General of Taxes) to determine the role and level of fraud risk management in the taxpayer compliance supervision function. The results which are at level 2 (initial) indicate that there is still a lot of room for improvement in order to achieve the desired maturity level target. DGT, especially the VW unit and XYZ unit, are suggested to immediately integrate fraud risk management with the existing anti-fraud programs and strengthen the role of the units involved in accordance with the COSO (Committee of Sponsoring Organizations) Fraud Risk Management principles.

The right to life at the end of life: A note on Mortier v Belgium App No. 78017/17, 4 October 2022

The judgment of the European Court of Human Rights in Mortier v Belgium, delivered in October 2022, is the first time the Court has squarely confronted the issue of whether permitting assisted dying is compatible with a state’s obligation to protect life under Article 2 of the European Convention on Human Rights. The case, brought by the son of a woman who had been euthanised, was based predominantly on the argument that the Belgian system of assisted dying failed to adequately protect the lives of vulnerable individuals, such as the applicant’s mother. A majority of the Court held that a permissive assisted dying regime could comply with the positive obligation to protect under Article 2, provided there are safeguards in place including a system capable of ensuring that an individual’s request for assistance is freely made and informed, as well as a posteriori control in the form of supervision of compliance with the legislative and regulatory safeguards. While there were deficiencies in the Belgian system’s a posteriori control which led to a finding of a violation of Article 2, the judgment clearly demonstrates that states can permit assisted dying without violating their protective obligations under Article 2. Significantly, the Court did not consider that permitting assisted dying for individuals whose suffering emanates from a non-terminal condition (including a mental illness) was problematic from a Convention perspective. The judgment is likely to be of considerable interest to policy makers, legislators, medical practitioners, and campaigners in the increasing number of jurisdictions both within the Council of Europe and beyond, that are considering whether to legalise assisted dying and, if so, the parameters of such a regime.

Features of the legal status of Trade Unions as subjetcs of supervision and control over compliance with labor legislation

The right to ensure an adequate level of work is guaranteed to every person and is controlled both by the state and other entities, in particular trade unions, which have a special legal status, which significantly distinguishes them from other entities authorized to supervise and control labor law compliance. Trade unions actually carry out continuous supervision of compliance with the norms of current legislation at each individual enterprise, institution of the organization, as they are independent from employers, which gives them more opportunities to carry out effective and efficient control over compliance with the norms of current legislation by the later. Trade unions are organizations that are formed on a voluntary basis and are non-profitable, because the purpose of their activity is to protect the rights, freedoms and interests of employees. Based on the analysis of scientific views of scholars, the author's definition of the concept of "trade union" is proposed in the article. The role and purpose of trade unions as subjects of supervision and control are revealed. The analysis of the current legislation is carried out, the norms of which fix the legal status of trade unions as subjects of supervision and control over compliance with labor legislation. The key features of the legal status of trade unions are highlighted, which distinguish them from other subjects of supervision and control over compliance with labor legislation.

Data Compliance Dilemma and Optimization Path for Public-Private Partnership Model in Digital Governance

The problems of digital governance public-private partnership under the pressure of data compliance supervision and law enforcement have accelerated in terms of the collaborative relationship of subjects, risk-benefit distribution model, official planning and execution effectiveness and governance capacity. Moreover, the characteristics of data and compliance requirements have formed a new two-way risk transmission phenomenon in digital governance cooperation, and the means of risk avoidance through contracts are gradually failing. Against the background of relatively unsound development norms, defective cooperation models and insufficient supply of governance capacity, three major development dilemmas of tripartite game, model imbalance and insufficient effectiveness have been formed. The imbalance of benefits, risks and responsibilities will shackle the development momentum of public-private partnerships. The supervision, collaboration and development of public-private partnership in digital governance, on the one hand, need efficient top-level design, integrated planning and implementation measures. On the other hand, there is a need to clarify the boundaries of authority and responsibility of subjects, and to regulate their behavior in order to adapt to the dynamic legislative and regulatory environment of digital security. In order to solve this dilemma, we need to propose strategies to strengthen coordination, improve rules, innovate systems, regulate internally and externally, optimize the model, and take into account incentives from the legislative, judicial and compliance levels.

Financial and Internal Control Compliance Supervision of Listed Companies from the Perspective of Independent Directors

With the increasing regulatory requirements for listed companies in the securities market and investors' increasing attention to the compliance of listed companies, independent directors of listed companies are also facing higher performance requirements to better play the role of supervising the board of directors of listed companies as an independent third party, making suggestions on the management of listed companies and protecting the interests of minority shareholders. Independent directors have a systematic theory of financial and internal control and a wealth of practical experience, which undoubtedly provides a great gain for them to perform their duties effectively. From the perspective of independent directors, this paper analyzes the sources of financial and internal control compliance risks of listed companies, points out the focus of independent directors' attention on financial statements and internal control compliance and puts forward that the independent investigation mechanism is an effective scheme for independent directors to supervise the compliance of listed companies and prevent risks, which provides a practical reference for independent directors to perform their duties with high quality.

О повышении уровня промышленной безопасности на предприятиях угольной промышленности

The article presents the results of the analysis of the main indicators of the supervisory and control activities of Rostechnadzor in the field of industrial safety at hazardous production facilities of the coal industry. It is revealed that with the implementation of constant state control (supervision), the share of bans and suspensions of the activities of hazardous production facilities increased by 1.5 times, while the injury and accident rates decreased significantly. This indicates an increase in the efficiency of supervision, and the level of industrial safety in the industry. The factors (reasons and circumstances) of prohibitions and suspensions of the activities of hazardous production facilities of the coal industry due to the violations of industrial safety requirements and mining operations are considered. Suspension and prohibition of the activities means that there is a potential risk of an emergency occurence. Considering the emphasis on stimulating risk prevention, characteristic assessments of the subjects of supervision indicated in the acts of scheduled field inspections carried out in 2021 as part of the state control and supervision of compliance by coal enterprises with industrial safety requirements are highlighted in the article. When analyzing the acts of scheduled inspections, attention was paid to the presence of identified violations that could provoke an accident or incident, leading to a deviation from the established mode of the technological process and possible causing harm. It should be noted that in the inspection acts, great emphasis is placed on monitoring the condition of technical devices: fences, signaling devices, blockages, crossings, stairs, platforms, railings, etc., what applies to the subjects of supervision by the Ministry of Labor of the Russian Federation. Therefore, in order to improve the level of industrial safety and the safety of mining operations at the coal industry enterprises, the emphasis should be placed on the adapted application of a risk-oriented approach to the subjects of supervision of a particular hazardous production facility. This approach will increase the level of industrial safety at the controlled enterprises and reduce the costs of the caused harm (damage).

The Legal Nature of Behavioral Supervision of the Central Bank of the Russian Federation.

The subject of this study is the norms of Russian financial legislation and scientific sources containing information that allows to determine the legal nature (legal essence) of the Bank of Russia's activities on supervision of the behavior of participants in the financial market of the Russian Federation. The object of the study is the social relations that arise during the implementation of banking supervision and behavioral supervision of the Central Bank of the Russian Federation. The author examines in detail the concept of the legal nature of behavioral supervision of the Central Bank of the Russian Federation, establishes an analogy with the legal nature of banking supervision, and also analyzes the control and supervisory state activities. Particular attention is paid to the concepts of the phenomenon under study that have developed in science during the period of supervision by the Central Bank of the Russian Federation. The main conclusions of the study are generalizations of the prevailing views on the legal nature of behavioral supervision of the Central Bank of the Russian Federation. The novelty of the research lies in the fact that the author is one of the few attempts to define the concept of behavioral supervision, its subject and object. Additionally, he draws attention to the fact that the current model of supervision over the behavior of financial market entities is not as formalized as the system of banking supervision, due to the objective impossibility of regulating dynamically developing relations. At the same time, it is determined that the characteristic features of behavioral supervision are the subject composition, which is characterized by the participation of the consumer of financial services, in this regard, it is concluded that behavioral supervision is the supervision of compliance with the rights of consumers of financial services, but at the same time attention is drawn to the fact that behavioral supervision can act as a continuation of banking supervision. The author notes that this classification directly depends on the purpose of supervisory measures, for example, checking a credit institution or considering a complaint from a consumer of financial services.