Cloud-Aerosol Lidar With Orthogonal Polarization Research Articles

An iterative algorithm to simultaneously retrieve aerosol extinction and effective radius profiles using CALIOP

Abstract. The Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) on board the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) satellite has been widely used in climate and environment studies to obtain the vertical profiles of atmospheric aerosols. To retrieve the vertical profile of aerosol extinction, the CALIOP algorithm assumes column-averaged lidar ratios based on a clustering of aerosol optical properties measured at surface stations. On one hand, these lidar ratio assumptions may not be appropriate or representative at certain locations. One the other hand, the two-wavelength design of CALIOP has the potential to constrain aerosol size information, which has not been considered in the operational algorithm. In this study, we present a modified inversion algorithm to simultaneously retrieve aerosol extinction and effective radius profiles using two-wavelength elastic lidars such as CALIOP. Specifically, a lookup table is built to relate the lidar ratio with the Ångström exponent calculated using aerosol extinction at the two wavelengths, and the lidar ratio is then determined iteratively without a priori assumptions. The retrieved two-wavelength extinction at each layer is then converted to the particle effective radius assuming a lognormal distribution. The algorithm is tested on synthetic data, Raman lidar measurements and then finally the real CALIOP backscatter measurements. Results show improvements over the CALIPSO operational algorithm by comparing with ground-based Raman lidar profiles.

Characterization of dust aerosols from ALADIN and CALIOP measurements

Abstract. Atmospheric aerosols have pronounced effects on climate at both regional and global scales, but the magnitude of these effects is subject to considerable uncertainties. A major contributor to these uncertainties is an incomplete understanding of the vertical structure of aerosol, largely due to observational limitations. Spaceborne lidars can directly observe the vertical distribution of aerosols globally and are increasingly used in atmospheric aerosol remote sensing. As the first spaceborne high-spectral-resolution lidar (HSRL), the Atmospheric LAser Doppler INstrument (ALADIN) on board the Aeolus satellite was operational from 2018 to 2023. ALADIN data can be used to estimate aerosol extinction and co-polar backscatter coefficients separately without an assumption of the lidar ratio. This study assesses the performance of ALADIN's aerosol retrieval capabilities by comparing them with Cloud-Aerosol LIdar with Orthogonal Polarization (CALIOP) measurements. A statistical analysis of retrievals from both instruments during the June 2020 Saharan dust event indicates consistency between the observed backscatter and extinction coefficients. During this extreme dust event, CALIOP-derived aerosol optical depth (AOD) exhibited large discrepancies with Moderate Resolution Imaging Spectroradiometer (MODIS) Aqua measurements. Using collocated ALADIN observations to revise the dust lidar ratio to 63.5 sr, AODs retrieved from CALIOP are increased by 46 %, improving the comparison with MODIS data. The combination of measurements from ALADIN and CALIOP can enhance the tracking of aerosols' vertical transport. This study demonstrates the potential for spaceborne HSRL to retrieve aerosol optical properties. It highlights the benefits of spaceborne HSRL in directly obtaining the lidar ratio, significantly reducing uncertainties in extinction retrievals.

Characteristics of Daytime‐And‐Nighttime AOD Differences Over China: A Perspective From CALIOP Satellite Observations and GEOS‐Chem Model Simulations

AbstractWe use the GEOS‐Chem chemistry transport model to quantify the factors in the diel discrepancy of Aerosol Optical Depth (AOD) retrieved from Cloud‐Aerosol Lidar with Orthogonal Polarization (CALIOP) satellite observations over eastern China. The GEOS‐Chem simulation reveals that the AOD below 1 km is 58.5% larger at night than during the daytime, which is comparable to the counterpart of 41.3% from CALIOP (v4.2). Model sensitivity simulations show that the diurnal variation in wind barely impacts the AOD difference between daytime and nighttime, and the increase in AOD at nighttime is primarily caused by the lower temperature at nighttime compared to daytime. Further simulations demonstrate that the low temperature at night increases AOD primarily by increasing relative humidity, and hence particle hygroscopic growth, while the effect of temperature on chemical rate barely influences AOD. CALIOP also observes that the absolute difference in AOD above 1 km between nighttime and daytime is 0.105, while the counterpart in GEOS‐Chem simulations is −0.031. This contrast can be partly explained by the factor that the percentage of valid CALIOP retrievals below 5 km is 15%–20% greater at nighttime than in the daytime due to the CALIOP detection limit. Removing the detection limit impact decreases the difference in the CALIOP AOD above 1 km between nighttime and daytime to 0.073.

Introduction to the NJIAS Himawari-8/9 Cloud Feature Dataset for climate and typhoon research

Abstract. The use of remote sensing methods to accurately measure cloud properties and their spatiotemporal changes has been widely welcomed in many fields of atmospheric research. The Nanjing Joint Institute for Atmospheric Sciences (NJIAS) Himawari-8/9 Cloud Feature Dataset (HCFD) provides a comprehensive description of cloud features over the East Asia and west North Pacific regions for the 7-year period from April 2016 to December 2022. Multiple cloud variables, such as cloud mask, phase/type, top height, optical thickness, and particle effective radius, as well as snow, dust, and haze masks, were generated from the visible and infrared measurements of the Advanced Himawari Imager (AHI) on board the Japanese geostationary satellites Himawari-8 and Himawari-9 using a series of recently developed cloud retrieval algorithms. Verifications with the Cloud–Aerosol Lidar with Orthogonal Polarization (CALIOP) 1 km cloud layer product and the Moderate Resolution Imaging Spectroradiometer (MODIS) Level-2 cloud product (MYD06) demonstrate that the NJIAS HCFD gives higher skill scores than the Japanese Himawari-8/9 operational cloud product for all cloud variables except for cloud particle effective radius. The NJIAS HCFD even outperforms the MYD06 in nighttime cloud detection; cloud-top height, pressure, and temperature estimation; and infrared-only cloud-top phase determination. All evaluations are performed at the nominal 2 km scale, not including the effects of sub-pixel cloudiness or very thin cirrus. Two examples are presented to demonstrate applications of the NJIAS HCFD for climate and typhoon research. The NJIAS HCFD has been published in the Science Data Bank (https://doi.org/10.57760/sciencedb.09950, Zhuge 2023a; https://doi.org/10.57760/sciencedb.09953, Zhuge 2023b; https://doi.org/10.57760/sciencedb.09954, Zhuge 2023c; https://doi.org/10.57760/sciencedb.10158, Zhuge 2023d; https://doi.org/10.57760/sciencedb.09945, Zhuge 2023e).

Accumulation of absorbing aerosols over the Indian Sector of Southern Ocean during the austral summer: Role of thermal inversions

Optical properties of aerosols and their direct radiative effect were analyzed from columnar Aerosol Optical Depth (AOD) and ambient Black Carbon (BC) mass concentration (MB) estimated during Indian Southern Ocean Expeditions (SOEs), conducted in the austral summers of 2016–17 (SOE-IX) and 2017–18 (SOE-X). The aforementioned observations were supplemented with concurrent vertical soundings of the lower atmosphere. Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) data aided in investigating the vertical distribution of aerosols up to 10 km altitude. The relative contribution of BC aerosols emanating from fossil fuel combustion and biomass burning showed the former to be predominant, as the latter is larger and preferentially scavenged during long-range transport to remote marine regions. The highest values of AOD at 500 nm (AOD500; 0.156 ± 0.026) and MB (90.78 ± 40.11 ng m−3) were encountered in the region between 50 and 60°S. Consequently, the atmospheric clear-sky Aerosol Direct Radiative Effect (ADRE; +3.10 ± 0.38 W m−2) and heating rate (HR; 0.087 ± 0.011 K day−1) were also observed to be the highest in the region. Multiple atmospheric inversions were detected between 40 and 69°S. Although a much lower AOD500 (0.070 ± 0.017) prevailed between 60 and 69°S, the average clear-sky ADRE (+1.56 ± 0.49 W m−2) and HR (0.044 ± 0.014 K day−1) were fairly high. The mean MB in the region was high (68.81 ± 28.40 ng m−3) for the pristine ice-covered region. Low-lying inversions prevented the vertical ventilation and dispersal of BC therein. Simulations of BC-induced atmospheric heating rates at three locations in the coastal Antarctic waters indicated a ≈ 3–5-fold increase, corresponding to an increase in ambient BC from 50 to 300 ng m−3.

The Tibetan Plateau space-based tropospheric aerosol climatology: 2007–2020

Abstract. A comprehensive and robust dataset of tropospheric aerosol properties is important for understanding the effects of aerosol–radiation feedback on the climate system and reducing the uncertainties of climate models. The “Third Pole” of Earth (Tibetan Plateau, TP) is highly challenging for obtaining long-term in situ aerosol data due to its harsh environmental conditions. Here, we provide the more reliable new vertical aerosol index (AI) parameter from the spaceborne-based lidar CALIOP (Cloud-Aerosol Lidar with Orthogonal Polarization) on board CALIPSO (Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations) for daytime and nighttime to investigate the aerosol's climatology over the TP region during 2007–2020. The calculated vertical AI was derived from the aerosol extinction coefficient (EC), which was rigorously quality-checked and validated for passive satellite sensors (MODIS) and ground-based lidar measurements. Generally, our results demonstrated that there was agreement of the AI dataset with the CALIOP and ground-based lidar. In addition, the results showed that, after removing the low-reliability aerosol target signal, the optimized data can obtain the aerosol characteristics with higher reliability. The data also reveal the patterns and concentrations of high-altitude vertical structure characteristics of the tropospheric aerosol over the TP. They will also help to update and make up the observational aerosol data in the TP. We encourage climate modelling groups to consider new analyses of the AI vertical patterns, comparing the more accurate datasets, with the potential to increase our understanding of the aerosol–cloud interaction (ACI) and aerosol–radiation interaction (ARI) and their climate effects. Data described in this work are available at https://doi.org/10.11888/Atmos.tpdc.300614 (Huang, 2023).

A remote sensing algorithm for vertically resolved cloud condensation nuclei number concentrations from airborne and spaceborne lidar observations

Abstract. Cloud condensation nuclei (CCN) are mediators of aerosol–cloud interactions (ACIs), contributing to the largest uncertainties in the understandings of global climate change. We present a novel remote-sensing-based algorithm that quantifies the vertically resolved CCN number concentrations (NCCN) using aerosol optical properties measured by a multiwavelength lidar. The algorithm considers five distinct aerosol subtypes with bimodal size distributions. The inversion used the lookup tables developed in this study, based on the observations from the Aerosol Robotic Network, to efficiently retrieve optimal particle size distributions from lidar measurements. The method derives dry aerosol optical properties by implementing hygroscopic enhancement factors in lidar measurements. The retrieved optically equivalent particle size distributions and aerosol-type-dependent particle composition are utilized to calculate critical diameters using κ-Köhler theory and NCCN at six supersaturations ranging from 0.07 % to 1.0 %. Sensitivity analyses indicate that uncertainties in extinction coefficients and relative humidity greatly influence the retrieval error in NCCN. The potential of this algorithm is further evaluated by retrieving NCCN using airborne lidar from the NASA ObseRvations of Aerosols above CLouds and their intEractionS (ORACLES) campaign and is validated against simultaneous measurements from the CCN counter. The independent validation with robust correlation demonstrates promising results. Furthermore, the NCCN has been retrieved for the first time using a proposed algorithm from spaceborne lidar – Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) – measurements. The application of this new capability demonstrates the potential for constructing a 3D CCN climatology at a global scale, which helps to better quantify ACI effects and thus reduce the uncertainty in aerosol climate forcing.

Geometrical and optical properties of cirrus clouds in Barcelona, Spain: analysis with the two-way transmittance method of 4 years of lidar measurements

Abstract. In this paper a statistical study of cirrus geometrical and optical properties based on 4 years of continuous ground-based lidar measurements with the Barcelona (Spain) Micro Pulse Lidar (MPL) is analysed. First, a review of the literature on the two-way transmittance method is presented. This method is a well-known lidar inversion method used to retrieve the optical properties of an aerosol–cloud layer between two molecular (i.e. aerosol and cloud-free) regions below and above, without the need to make any a priori assumptions about their optical and/or microphysical properties. Second, a simple mathematical expression of the two-way transmittance method is proposed for both ground-based and spaceborne lidar systems. This approach of the method allows the retrieval of the cloud optical depth, the cloud column lidar ratio and the vertical profile of the cloud backscatter coefficient. The method is illustrated for a cirrus cloud using measurements from the ground-based MPL and from the spaceborne Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP). Third, the database is then filtered with a cirrus identification criterion based on (and compared to) the literature using only lidar and radiosonde data. During the period from November 2018 to September 2022, 367 high-altitude cirrus clouds were identified at 00:00 and 12:00 UTC, of which 203 were successfully inverted with the two-way transmittance method. The statistical results of these 203 high-altitude cirrus clouds show that the cloud thickness is 1.8 ± 1.1 km, the mid-cloud temperature is −51 ± 8 ∘C and the linear cloud depolarization ratio is 0.32 ± 0.13. The application of the transmittance method yields an average cloud optical depth (COD) of 0.36 ± 0.45 and a mean effective column lidar ratio of 30 ± 19 sr. Statistical results of the errors associated with the two-way transmittance method retrievals are also provided. The highest occurrence of cirrus is observed in spring and the majority of cirrus clouds (48 %) are visible (0.03 < COD < 0.3), followed by opaque (COD > 0.3) with a percentage of 38 %. Together with results from other sites, possible latitudinal dependencies have been analysed together with correlations between cirrus cloud properties. For example, we noted that in Barcelona the COD correlates positively with the cloud base temperature, effective column lidar ratio and linear cloud depolarization ratio and negatively with the cloud base height.

Three-dimensional structure and transport flux of springtime smoke aerosols over the Indochina Peninsula

Springtime smoke aerosols attributable to biomass burning on the Indochina Peninsula (ICP) are a major source of absorbing aerosols globally, and play a nonnegligible perturbing role in climate change. Using smoke extinction profiles provided by the Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) instrument, and aerosol and meteorological reanalyses for the period 2007–2021, this study investigated the three-dimensional structure and transport flux of springtime smoke aerosols over the ICP. Stratified analysis revealed that CALIOP-derived peaks of smoke aerosol optical depth (SAOD) and smoke mass flux (SMF) at altitudes of 0–2 km occur over the central ICP, which is the main source region. Driven by a southwesterly jet stream and updrafts, massive amounts of smoke aerosols are transported toward the northeast of the ICP, resulting in the largest stratified SAOD and SMF observed at altitudes of 2–4 km. Over the main smoke source regions, the estimated springtime SMF was approximately 0.4 Tg accumulated through a distance of 2° latitude at altitudes of 2–4 km. Meteorological analyses indicated a path for the transport of smoke aerosols to the mid-troposphere. Smoke aerosols in the source region are first lifted thermally to the 600-hPa level. Lifting then continues to the 500-hPa level via the combined effects of topography and frequent, deep, and dry convective updrafts over the mountainous areas of the northern ICP. The smoke aerosols are subsequently transported to South China and the western Pacific owing to strong westerly winds and weak vertical motion. Further analyses demonstrated that differences in meteorological conditions between daytime and nighttime have substantial impact on the vertical structure of smoke aerosols, particularly over the northeast of ICP. Compared to daytime, enhanced updrafts and moisture transport at night favor further lifting of smoke aerosols and greater extinction intensity owing to increased hygroscopic growth.

Remote Sensing Retrieval of Cloud Top Height Using Neural Networks and Data from Cloud-Aerosol Lidar with Orthogonal Polarization.

In order to enhance the retrieval accuracy of cloud top height (CTH) from MODIS data, neural network models were employed based on Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) data. Three types of methods were established using MODIS inputs: cloud parameters, calibrated radiance, and a combination of both. From a statistical standpoint, models with combination inputs demonstrated the best performance, followed by models with calibrated radiance inputs, while models relying solely on calibrated radiance had poorer applicability. This work found that cloud top pressure (CTP) and cloud top temperature played a crucial role in CTH retrieval from MODIS data. However, within the same type of models, there were slight differences in the retrieved results, and these differences were not dependent on the quantity of input parameters. Therefore, the model with fewer inputs using cloud parameters and calibrated radiance was recommended and employed for individual case studies. This model produced results closest to the actual cloud top structure of the typhoon and exhibited similar cloud distribution patterns when compared with the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) CTHs from a climatic statistical perspective. This suggests that the recommended model has good applicability and credibility in CTH retrieval from MODIS images. This work provides a method to improve accurate CTHs from MODIS data for better utilization.

Control of the Dust Vertical Distribution over Western Africa by Convection and Scavenging

Saharan dust represents more than 50% of the total desert dust emitted around the globe and its radiative effect significantly affects the atmospheric circulation at a continental scale. Previous studies on dust vertical distribution and the Saharan Air Layer (SAL) showed some shortcomings that could be attributed to imperfect representation of the effects of deep convection and scavenging. The authors investigate here the role of deep convective transport and scavenging on the vertical distribution of mineral dust over Western Africa. Using multi-year (2006–2010) simulations performed with the variable-resolution (zoomed) version of the LMDZ climate model. Simulations are compared with aerosol amounts recorded by the Aerosol Robotic Network (AERONET) and with vertical profiles of the Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) measurements. LMDZ allows a thorough examination of the respective roles of deep convective transport, convective and stratiform scavenging, boundary layer transport, and advection processes on the vertical mineral dust distribution over Western Africa. The comparison of simulated dust Aerosol Optical Depth (AOD) and distribution with measurements suggest that scavenging in deep convection and subsequent re-evaporation of dusty rainfall in the lower troposphere are critical processes for explaining the vertical distribution of desert dust. These processes play a key role in maintaining a well-defined dust layer with a sharp transition at the top of the SAL and in establishing the seasonal cycle of dust distribution. This vertical distribution is further reshaped offshore in the Inter-Tropical Convergence Zone (ITCZ) over the Atlantic Ocean by marine boundary layer turbulent and convective transport and wet deposition at the surface.

Climatology and trends of cirrus geometrical and optical properties in the Amazon region from 7-yr of CALIPSO observations

Recent studies have shown that the presence of cirrus clouds in the Amazon is higher than in other tropical regions, but also that convective activity in the region is decreasing, which could mean a decrease in high clouds. We used data from 2009 to 2016 from Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP), aboard Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO), to study cirrus over the Amazon. Here we report on an analysis of the frequency of occurrence, base and top altitude, geometric thickness, and optical depth for the whole Amazon, as well as their spatial distribution and medium-term trends. A total of 1,473,863 vertical profiles were analyzed containing 728,123 cirrus layers, being 37.0% in the wet and 21.2% in the dry season. They are evenly distributed throughout the region during the wet season and concentrated in the northwest of the Amazon during the dry season. In terms of cloud optical depth (COD), most cirrus were optically thin (0.03<COD<0.3), with a relative frequency of 43.9%, while subvisual (COD<0.03) and thick (COD>0.3) corresponded to 22.0 and 34.1%, respectively. The results indicate a significant reduction in the frequency of cirrus occurrence of 1.3 ± 0.3% per year in the wet season, accompanied by a reduction of the geometric thickness of the thickest cirrus by 57 ± 18 m. This corroborates previous reports of a reduction of convective activity and high cloud fraction in the region.

Theoretical derivation of aerosol lidar ratio using Mie theory for CALIOP-CALIPSO and OPAC aerosol models

Abstract. The extinction-to-backscattering ratio, popularly known as lidar (light detection and ranging) ratio of atmospheric aerosols is an important optical property, which is essential to retrieve the extinction profiles of atmospheric aerosols. Lidar satellite observations can provide the global coverage of atmospheric aerosols along with their vertical extent. NASA's Cloud-Aerosol LIdar with Orthogonal Polarization (CALIOP) on board the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) satellite is the only space-based platform available, so far, that provides the vertical profiles of extinction due to atmospheric aerosols. A physics-based theoretical approach is presented in the present paper that estimates lidar ratio values for CALIPSO aerosol models, which can be used as inputs to determine the extinction profiles of aerosols using CALIPSO data. The developed methodology was also qualified by comparing it with the lidar ratio values derived using AERONET (AErosol RObotic NETwork) datasets. Lidar ratio values for CALIPSO aerosol models were estimated in the range of 38.72 to 85.98 sr at 532 nm, whereas at 1064 nm lidar ratio varied between 20.11 to 71.11 sr depending upon the aerosol type and their size distributions. Aerosols are compositions of various particles; thus, the presence of water vapour in the atmosphere can affect the optical properties of the aerosols. Thus, the effect of relative humidity on lidar ratio was studied using Optical Properties of Aerosols and Clouds (OPAC) aerosol models, which are the standard aerosol models against the cluster-classified AERONET and CALIPSO aerosol models. Water-soluble particles contribute substantially in clean continental, clean marine, tropical marine and desert aerosol models and are hygroscopic in nature. Hygroscopic sulfate particles dominate the Antarctic aerosols during summertime. In the presence of relative humidity between 0 %–80 %, the lidar ratio values were observed to decrease from 53.59 to 47.13, from 53.66 to 47.15, from 53.70 to 47.16, and from 55.32 to 48.78 sr at 532 nm for clean continental, clean marine, tropical marine, and desert aerosols, respectively, whereas lidar ratio gradually increased from 47.13 to 51, from 47.15 to 51, from 47.16 to 51, and from 48.78 to 51.68 sr, respectively, for these aerosol models when relative humidity was between 80 %–99 %, due to constituent hygroscopic particles. In the case of Antarctic aerosols, the lidar ratio was observed to increase from 57.73 to 97.64 sr due to hygroscopic sulfate particles that backscattered heavily in the presence of water vapour at 532 nm. The soot particles dominate the polluted continental and polluted marine particles, causing an increase in lidar ratio over its corresponding clean counterpart. Similar results were observed at 1064 nm for OPAC aerosol models.

Short- and long-term stratospheric impact of smoke from the 2019–2020 Australian wildfires

Abstract. At the end of December 2019 and beginning of 2020, massive firestorms in Australia formed pyrocumulonimbus clouds (pyroCbs) that acted like enormous smokestacks, pumping smoke to the upper troposphere and stratosphere. We study the smoke with data from four satellite-based sensors: the aerosol observation platforms CALIOP (Cloud-Aerosol Lidar with Orthogonal Polarization), OMPS-LP (Ozone Mapping and Profiler Suite Limb Profiler), and OMPS-NM (Ozone Mapping and Profiler Suite Nadir Mapper) and water vapor retrievals from MLS (Microwave Limb Sounder). Smoke was lofted to the upper troposphere and stratosphere during two events and spread almost exclusively within the extratropics. Smoke from the first event, starting 29 December, was injected directly into the stratosphere by pyroCbs, causing a rapid initial increase in AOD (aerosol optical depth). CALIOP identifies a rapid decline in this stratospheric smoke (half-life: 10 d), not captured in previous studies of the Australian fires, indicating photochemical processing of organic aerosol. This decay rate is in line with model predictions of mid-tropospheric organic aerosol loss by photolytic removal and is in agreement with our estimates of decay rates after the North American fires in August 2017. PyroCbs from the second event, 4 January, injected small amounts of smoke directly into the stratosphere. Large amounts of smoke were injected to the upper troposphere, from where it ascended into the stratosphere during several weeks, forming a second peak in the aerosol load. Hence, we find that pyroCbs can impact the stratospheric aerosol load both via direct injection to the stratosphere and through injection of smoke to the upper troposphere from where the smoke ascends into the stratosphere. The stratospheric AOD from the second-event fires decreased more slowly than the AOD from the first event, likely due to a combination of photolytic loss starting already in the troposphere and continued supply of smoke from the upper troposphere offsetting the loss rate. Together these injections yielded a major increase in the aerosol load for almost 1 year.

Improving the accuracy of AOD by using multi-sensors data over the Red Sea and the Persian Gulf

Aerosol Optical Depth (AOD) retrieved using Cloud-Aerosol LIDAR with Orthogonal Polarization (CALIOP) and Moderate Resolution Imaging Spectroradiometer (MODIS) plays a crucial role in aerosol sensing. However, the performance of these products varies across different aerosol concentrations. This research assessed the performance of CALIOP and MODIS AOD products over a three-year period (January 2017 to June 2019) under various aerosol concentrations in the Red Sea and the Persian Gulf. The products were compared with ship-based AERONET (Aerosol Robotic Network) measurements conducted in the study area. The findings reveal that MODIS AOD products exhibit greater reliability during clear days, whereas CALIOP AOD products are more accurate in regions characterized by high aerosol concentrations. However, CALIOP’s limited product resolution prevents it from providing adequate spatial-temporal coverage under heavy aerosol concentrations. To enhance the accuracy of MODIS AOD, this paper proposes a methodology based on various machine learning (ML) algorithms, including Random Forest (RF), Multi-layer Perceptron (MLP), Extreme Gradient Boosting (XGBoost), Support Vector Machine (SVR), and Bayesian network. The study explores the performance of MODIS and CALIOP AOD products during moderate and pollution days in the Persian Gulf and Red Sea regions.The ML models are ranked based on their accuracy, with the order being XGBoost > MLP >SVRrbf > RF > Bayesian >SVRlinear for the annual and two semi-annual networks. In other words, the Bayesian method demonstrates higher efficiency (R2 = 0.97, 0.91, and 0.90) in handling seasonal subsets. The proposed model’s outcomes are validated using ship-based AERONET AOD data. By comparing the estimated AOD values with the ship-based AERONET AOD values and analyzing the overall correlation results, it is evident that machine learning techniques effectively provide accurate AOD estimates for moderate and pollution days.

The Identification and Analysis of Long-Range Aerosol Transport Pathways with Layered Cloud-Aerosol Lidar with Orthogonal Polarization Datasets from 2006 to 2016

In this study, we used Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) aerosol products acquired from 2006 to 2016 to identify global long-range aerosol transport pathways, including the trans-Atlantic, the trans-Pacific, and the trans-Arabian Sea pathways. Deep analyses were subsequently conducted focusing on two significant paths within the range of the trans-Pacific transport pathway, from which we generated a three-stage conceptual model mainly identifying aerosols from the Taklimakan Desert and aerosols from the North China Plain. The results show that in the first stage of the model, the dust or polluted-dust aerosols were emitted, raised, and mixed within the planetary boundary layer (PBL), characterized by high percentages (&gt;70%) of aerosols in the PBL (AODPBL), while in the second stage, some aerosols were further raised into the free troposphere where the AODPBL percentages decreased to less than 40%, driven by vertical movements and turbulences; in the last stage, the aerosols gradually settled back to the surface layer due to gravity and wet deposition, inferred by increasing AODPBL percentages. We demonstrated that the proposed model is capable of characterizing different aerosol types and climate conditions on spatiotemporal scales, providing a straightforward and evident approach to exploring long-range aerosol transport pathways.

Climatology of aerosol types and their vertical distribution over Iran using CALIOP dataset during 2007–2021

The present study uses a Lidar-based aerosol type's extinction coefficient (EC) of the Cloud–Aerosol Lidar with Orthogonal Polarization (CALIOP) on the Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) mission to investigate the spatio-temporal changes in the vertical cross section of aerosols from 2007 to 2021 in Iran. Aerosol characteristics i.e., the EC values (levels) and frequency are presented in a seasonal time scale. The trend of aerosol types EC in the vertical profile was estimated using Sen's slope estimator. Moreover a Pearson's correlation was employed to assess the link between climatic factors (temperature, pressure and relative humidity) and aerosol types EC. It is found that smoke followed by polluted continental have the largest EC levels than dust and polluted dust. The highest level and frequency of dust EC were observed in summer at an average altitude of 0.7 and 4.5 km, respectively in southern Iran. The highest level and greatest frequency of polluted continental were detected in summer and winter respectively at an altitude of below 2 km in the southern and northern polluted cities of Iran. The highest level and the greatest frequency of polluted dust EC were recorded in summer in the south of Iran at an average altitude of 4.5 km. Both the maximum smoke EC level and frequency were detected in winter and in the south of Iran at an average altitude of 4 km. A significant decreasing (increasing) trend of dust (polluted continental) EC was observed in spring and summer (summer) at an altitude below 5 (3) km in most regions (northern part) of Iran. Polluted dust showed an increasing trend in spring in most regions at an altitude below 5 km. The correlation between climatic factors and aerosol EC varied according to seasons, altitudes, and aerosol type. The common feature was the positive correlation between aerosol types EC and relative humidity in most regions, seasons and altitudes. In the final step, six polluted cities were analyzed for aerosol's trend and the correlations.

Global 3-D distribution of aerosol composition by synergistic use of CALIOP and MODIS observations

Abstract. For the observation of the global three-dimensional distribution of aerosol composition and the evaluation of the shortwave direct radiative effect (SDRE) by aerosols, we developed a retrieval algorithm that uses observation data from the Cloud–Aerosol Lidar with Orthogonal Polarization (CALIOP) on board the Cloud–Aerosol Lidar Infrared Pathfinder Satellite Observations (CALIPSO) satellite and the Moderate Resolution Imaging Spectroradiometer (MODIS) on board Aqua. The CALIOP–MODIS retrieval optimizes the aerosol composition to both the CALIOP and MODIS observations in the daytime. Aerosols were assumed to be composed of four aerosol components: water-soluble (WS), light-absorbing (LA), dust (DS), and sea salt (SS) particles. The outputs of the CALIOP–MODIS retrieval are the vertical profiles of the extinction coefficient (αa), single-scattering albedo (ω0), asymmetry factor (g) of total aerosols (WS+LA+DS+SS), and αa of WS, LA, DS, and SS. Daytime observations of CALIOP and MODIS in 2010 were analyzed by the CALIOP–MODIS retrieval. The global means of the aerosol optical depth (τa) at 532 nm were 0.147±0.148 for total aerosols, 0.072±0.085 for WS, 0.027±0.035 for LA, 0.025±0.054 for DS, and 0.023±0.020 for SS. τa of the CALIOP–MODIS retrieval was between those of the CALIPSO and MODIS standard products and was close to the MODIS standard product. The global means of ω0 and g were 0.940±0.038 and 0.718±0.037; these values are in the range of those reported by previous studies. The horizontal distribution of each aerosol component was reasonable; for example, DS was large in desert regions, and LA was large in the major regions of biomass burning and anthropogenic aerosol emissions. The values of τa, ω0, g, and fine and coarse median radii of the CALIOP–MODIS retrieval were compared with those of the AERONET products. τa at 532 and 1064 nm of the CALIOP–MODIS retrieval agreed well with the AERONET products. The ω0, g, and fine and coarse median radii of the CALIOP–MODIS retrieval were not far from those of the AERONET products, but the variations were large, and the coefficients of determination for linear regression between them were small. In the retrieval results for 2010, the clear-sky SDRE values for total aerosols at the top and bottom of the atmosphere were -4.99±3.42 and -13.10±9.93 W m−2, respectively, and the impact of total aerosols on the heating rate was from 0.0 to 0.5 K d−1. These results are generally similar to those of previous studies, but the SDRE at the bottom of the atmosphere is larger than that reported previously. Consequently, comparison with previous studies showed that the CALIOP–MODIS retrieval results were reasonable with respect to aerosol composition, optical properties, and the SDRE.

Thermal infrared dust optical depth and coarse-mode effective diameter over oceans retrieved from collocated MODIS and CALIOP observations

Abstract. In this study, we developed a novel algorithm based on the collocated Moderate Resolution Imaging Spectroradiometer (MODIS) thermal infrared (TIR) observations and dust vertical profiles from the Cloud–Aerosol Lidar with Orthogonal Polarization (CALIOP) to simultaneously retrieve dust aerosol optical depth at 10 µm (DAOD10 µm) and the coarse-mode dust effective diameter (Deff) over global oceans. The accuracy of the Deff retrieval is assessed by comparing the dust lognormal volume particle size distribution (PSD) corresponding to retrieved Deff with the in situ-measured dust PSDs from the AERosol Properties – Dust (AER-D), Saharan Mineral Dust Experiment (SAMUM-2), and Saharan Aerosol Long-Range Transport and Aerosol–Cloud-Interaction Experiment (SALTRACE) field campaigns through case studies. The new DAOD10 µm retrievals were evaluated first through comparisons with the collocated DAOD10.6 µm retrieved from the combined Imaging Infrared Radiometer (IIR) and CALIOP observations from our previous study (Zheng et al., 2022). The pixel-to-pixel comparison of the two DAOD retrievals indicates a good agreement (R∼0.7) and a significant reduction in (∼50 %) retrieval uncertainties largely thanks to the better constraint on dust size. In a climatological comparison, the seasonal and regional (2∘×5∘) mean DAOD10 µm retrievals based on our combined MODIS and CALIOP method are in good agreement with the two independent Infrared Atmospheric Sounding Interferometer (IASI) products over three dust transport regions (i.e., North Atlantic (NA; R=0.9), Indian Ocean (IO; R=0.8) and North Pacific (NP; R=0.7)). Using the new retrievals from 2013 to 2017, we performed a climatological analysis of coarse-mode dust Deff over global oceans. We found that dust Deff over IO and NP is up to 20 % smaller than that over NA. Over NA in summer, we found a ∼50 % reduction in the number of retrievals with Deff&gt;5 µm from 15 to 35∘ W and a stable trend of Deff average at 4.4 µm from 35∘ W throughout the Caribbean Sea (90∘ W). Over NP in spring, only ∼5 % of retrieved pixels with Deff&gt;5 µm are found from 150 to 180∘ E, while the mean Deff remains stable at 4.0 µm throughout eastern NP. To the best of our knowledge, this study is the first to retrieve both DAOD and coarse-mode dust particle size over global oceans for multiple years. This retrieval dataset provides insightful information for evaluating dust longwave radiative effects and coarse-mode dust particle size in models.

Analysis of Long‐Term Trends in the Vertical Distribution and Transport Paths of Atmospheric Aerosols in Typical Regions of China Using 15 Years of CALIOP Data

AbstractLong‐range transport and vertical distribution of aerosols are important factors for assessing the uncertainty in aerosol radiative forcing. This paper reveals the vertical distribution and trends of aerosol optical properties in China using 15 years of Cloud‐Aerosol Lidar with Orthogonal Polarization (CALIOP) data. The Hybrid Single‐Particle Lagrangian integrated trajectory model was used to analyze the transport and trends of aerosols in the layer with the highest occurrence frequencies of dust, polluted dust, polluted continental and elevated smoke aerosols. The results indicated that (a) there were significant regional and seasonal differences in the vertical distribution of aerosols. The aerosol optical depth (AOD) trend in a given region depends on the changes in the aerosol type with the highest frequency and the layer corresponding to the largest AOD in the vertical profile. The frequency of polluted dust aerosols was the highest in Beijing‐Tianjin‐Hebei (BTH) and Central China. The considerable decrease in the 0–2 km AOD led to a significant trend of the column AOD. (b) The changes of AOD and main aerosol types in a region are also affected by the changes of aerosol sources and long‐range transport pathways. In the BTH, dust aerosols originated from the Mongolian Plateau, accounting for 57.88% of the total trajectories. The Pearl River Delta was dominated by elevated smoke aerosols, with trajectories mainly originating from the Myanmar and Vietnam, accounting for 27.38% and 29.59%, respectively. The trend of 15‐year backward trajectories of dust aerosols on the Tibetan Plateau indicated that the trajectory from India is increasing.