Rock Cavities Research Articles

Natural Creation of Large Rock Cavern: Can We Construct Them? Jenolan Caves as a Case Study

The Jenolan Caves are the most spectacular limestone caves in Australia. Within this cave system, the Grand Arch, which is 24 m high, 55 m wide, and 127 m long, is the largest open cave in the country. A cave of this size could potentially accommodate small city streets, buildings, and other facilities. This paper examines a stability simulation of the Grand Arch, using numerical models to deduce foundational insights into rock openings under different geological and rock mass conditions. Following this, using numerical analysis, we investigate the creation of a man-made rock opening with the same span, height, and ground conditions of the Grand Arch but formed in two different arch shapes (i.e., with and without rock reinforcement as a stabilization measure). With all stability simulations conducted in this study, a clear explanation to describe the relationship and interaction between various parameters, such as rock mass structure and quality, rock mass strength, and in situ stress field, as well as different arch roofs shapes of the rock opening, is provided. Through its comparisons between natural rock cave and man-made rock openings, this study provides some findings and deep insight, as well as further questioning on creating a large size rock-reinforced cavern in different shapes to be opened in a range of rock conditions.

Petrogenesis of the Scapolite‐Bearing Kongurblak Shear Zone, Chinese Southwestern Tianshan: Implications for Rock‐Buffered Fluid Flow Migration During Orogeny

ABSTRACTIn the lower Kongurblak River, Chinese SW Tianshan, scapolite was first found in a narrow shear zone (the Kongurblak shear zone, KSZ), consisting of variably mylonitized sedimentary rocks, including marble, meta‐sandstone and felsic–marly phyllonite. These rocks show varying scapolite textures and modes (from less than 1% to 15%), as a sporadic fine‐grained matrix phase, porphyroblasts with abundant inclusions, or blocky aggregates. The Cl content of scapolite (0.90–2.79 wt.%) varies between different rock types, which is higher in meta‐sandstone and marble than in felsic–marly phyllonite. Rare patchy lower Cl domains of scapolite and Ba zoning of K‐feldspar in meta‐sandstone and Cl zoning of porphyroblastic scapolite in marly phyllonite suggest pulsed fluid circulation. P–T estimates, thermodynamic modelling and mineral textures indicate scapolite formation through metasomatizing sodic feldspar and/or metamorphic reactions at amphibolite‐facies conditions (470°C°C–600°C and 3–7 kbar). These findings suggest the NaCl–CO2–H2O fluids in the KSZ stem from an external source, not from evaporitic horizons, at ~200 Ma by apatite U–Pb dating. The chlorinity and X (CO2) values of fluids, calculated based on the chemistry of the assemblage scapolite–biotite and T–X (CO2) diagrams, correlate well with specific rock types they traverse, which show different mineral modes and compositions, prograde reactions, structural permeability and host rock cavities. This indicates that the chemistry of medium‐grade infiltrative fluids in shear zones is strongly rock‐buffered, with crucial implications for orogenic metallogenesis in specific rock types. Evidence that the lithologies within the KSZ and their tectonometamorphic histories are distinct from those of the two bounding metamorphic units suggests they represent exotic sedimentary blocks transported over long distances within a large‐scale mélange, also providing new constraints on the tectonic collage of the Chinese SW Tianshan.

Determining the Boundaries of Overlying Strata Collapse Above Mined-Out Panels of Zhomart Mine Using Seismic Data

The present article is devoted to the issue of studying the patterns of displacement of superincumbent rock over panels of a mine obtained using advanced seismic technologies, allowing for the study of the boundaries of caving zones in the depths of rock mass. A seismic exploration has been performed in local areas of Zhomart mine responsible for the development of Zhaman-Aybat cuprous sandstone deposits in Central Kazakhstan at the stage of repeated mining with pulling of previously non-mined ore pillars and superincumbent rock caving. A 2D field seismic exploration has been accomplished, totaling to 8000-line m of seismic lines using seismic shot point. The survey depth varied from 455 m to 625 m. The state-of-the-art technologies of kinematic and dynamic analysis of wavefield have been widely used during data processing and interpretation targeted at identifying anomalies associated with the structural heterogeneity of the pays and rock mass, engaging modern algorithms and mathematical apparatuses of specialized geodata processing systems. The above effort resulted in new data regarding the location and morphology of the reflectors, characterizing geological heterogeneity of the section, zones of smooth rock displacement, and displacement of strata with significant disturbance of the rocks overlying mined-out productive pay. The potential of the application of modern 2D seismic exploration to studying an underworked zone with altered physical and mechanical properties located over an ore deposit has been assessed. The novelty and practical significance of the research lies in the determination of the boundaries of zones of displacement and superincumbent rock caving over the panels obtained using state-of-the-art technologies of seismic exploration. The deliverables may be used to improve the process of recognizing specific types of technogenic heterogeneities in the rock mass, impacting the efficiency and safety of subsurface ore mining, both for localization and mining monitoring.

Numerical Simulation on the Influence of the Distribution Characteristics of Cracks and Solution Cavities on the Wellbore Stability in Carbonate Formation

The development of cracks and solution cavities in carbonate reservoirs can notably reduce the rock’s mechanical properties, leading to a severe wellbore collapse problem during drilling operations. To clarify the influence of the characteristics of cracks and solution cavities on the wellbore stability in the Dengying Formation carbonate reservoir in the Gaoshiti–Moxi area of Sichuan, the mechanical properties of carbonate rock were analyzed. Then, the influences of the attitude and width of cracks, the size and quantity of solution cavities, and their connectivity on wellbore stability were studied using FLAC3D 6.00 numerical simulation software. Our results show the following: (1) The cracks and solution cavities in the Dengying Formation carbonate rock cause significant differences in the rock’s mechanical properties. (2) The equivalent drilling fluid density of collapse pressure (ρc) considering the effects of cracks and solution cavities is 6.4% higher than without these effects, which is in good accordance with engineering practice. Additionally, cracks play a more significant role than solution cavities in affecting the wellbore stability. (3) When the orientation of a crack is closer to the direction of maximum horizontal stress, and the dip angle and width of the crack increase, the stress and deformation at the intersection of the crack and wellbore gradually increase, and correspondingly, ρc also increases. (4) The stress and displacement of various points around the solution cavities gradually increase with the increases in diameter and quantity of solution cavities, and ρc also increases. (5) Compared with the situation where cracks and solution cavities are not interconnected, the stress disturbance area around the wellbore is larger, and ρc is greater when cracks and solution cavities are interconnected.

Effects of Measuring Angles on Detection of Millimeter-Scale Fractures with Fluid Flow using Full-Polarimetric GPR

Abstract The fractures with fluid flow will lead to the damage of rock cave artifacts and the detection of millimeter-scale fractures is a challenge in artifact conservation. The fluid flow in fractures and the infiltration in surrounding rocks based on hydrological modeling was simulated first. Based on the results, electric permittivity and conductivity models at different time lapse were established, and a series of models with different rotation angles were generated through coordinate rotation for full-polarimetric ground penetrating radar (FP-GPR) simulations. Subsequently, the relationships between H, α, Ps , Pd , and Pv parameters and measurement angles and infiltration time are analyzed. The results indicate that α, Ps and Pd have good variation consistency with infiltration time, while H and Pv do not show a significant relationship with the infiltration time. In addition, the analysis results of the five parameters all indicate that the measurement angle has a significant impact on the parameters at the beginning of infiltration, which is related to the frequency of the adopted electromagnetic waves. The results provide important theoretical support and technical guidance for the use of time-lapse FP-GPR to detect fractures with fluid flow in field cases.

Underground Hydrogen Storage: Comparison of High-pressure Hydrogen, Liquid Hydrogen, and Ammonia

One of the alternatives for effective storage of irregularly produced renewable energy is hydrogen energy. In order to realize a hydrogen-based society, not only environmentally friendly production of hydrogen but also effective storage is very important. Underground hydrogen storage technology is a technology that has evolved from the technology for storing natural gas underground, and includes waste gas fields, salt domes, aquifers, and rock cavities. When stored underground, hydrogen is converted into high-pressure gaseous hydrogen, liquefied hydrogen, and ammonia. Liquefied hydrogen requires extremely low storage temperatures, and ammonia is a toxic substance that requires separate handling, and energy loss occurs during the conversion process. To compensate for this, research on liquefied hydrogen, such as multilayer insulation technology, is being conducted. Ammonia has successfully extracted high-purity hydrogen by developing a membrane reactor. Ammonia toxicity can be prevented by strengthening leak detection and blocking facilities. Among these, ammonia was found to be the most suitable for underground storage in terms of economic feasibility, environment, and commercialization.

Advanced modeling of seepage dynamics and control strategies in thick coal seams under high-confined aquifer conditions: A case study

The hydraulic behavior of the connection between the floor failure area and the aquifer water-conductive zone is considered to be the root cause of mine water inrush disasters. Therefore, unraveling the floor failure mechanism is particularly important for safe coal mining above the high-confined aquifer. This paper estimates the depth of the baseplate failure to be 18.4–27.3 m by combining network parallel electrical methods with drilling visualization technology. The FLAC3D-based numerical model considering the strain hardening of caved rock was established with rigorous calibration and verification. The results showed that the depth of damage to the floor is 23.1 m, and the dominating floor failure mechanism is shear failure caused by the vertical stress exceeding the rock bearing capacity. Moreover, the stress recovery process of the baseplate does not alter the failure morphology of the baseplate. Based on the above research findings, the in-situ floor control technique of the working face No. 4305 is proposed and practiced in the field. Field measurements show that floor control performance is satisfactory with water inflow in the goaf being roughly stable at 50 m3/h. Our results can provide useful reference for safe mining above confined aquifer and prevention and mitigation of water-related hazards.

Large non-karst caves of the Altai-Sayan mountain region: morphology and genesis

In the Altai-Sayan mountain region, located in southern Siberia, there are a number of caves developed in rocks in which karst processes are impossible to occur. In East Sayan, these are the Big Oreshnaya and Dudinskaya caves, the total length of which is more than 50 km and 35 km, respectively. Within the Altai Mountains, these are the Altaiskaya and Kek-Tash caves with a total length of 4.7 and 3.2 km, respectively. Mapping of the listed caves revealed that the morphology of their passages and the general structure differ significantly from those of caves in carbonate rocks. The passages have a flattened shape in cross section. Their width is usually meters and tens of meters, vertical extension is tens and hundreds of meters, and lateral extension is hundreds of meters. In general, the pattern of the passages is arranged in a box-like structure, where the pasages fit into a system of disjoint extended subvertical planes with rare short subvertical planes connecting them. The structure of the passages of the studied caves resembles the structure of karst caves, rotated vertically by 90°. The main directions of the passages there are not aligned in subhorizontal planes, but in subvertical ones. The revealed structure corresponds to the geometry of the structural pattern of Late Cenozoic fault systems formed as a result of subhorizontal compression. Signs of abundant argillization (alteration of the initial substance by hydrothermal processes and its replacement by newly formed clay minerals) were found in the studied caves. The formation mechanism of the studied caves is offered: removal of the substrate argillized by hydrothermal processes along the fault zones, by groundwater without significant participation of karst processes.

Manifestations of sulfuric acid speleogenesis in the Mulapampa travertine, Central Andes of Peru: evidence from the Gruta con Lago

Sulfuric acid speleogenesis (SAS) is a form of hypogene speleogenesis characterized by the formation of caves in carbonate rocks due to the presence of sulfuric acid. This study focuses on the Gruta con Lago, one of three caves identified in the Mulapampa travertine, located in the central Andes of Peru. These caves are accessed through collapse sinkholes, and much of their morphology results from roof breakdown. The bottom of the studied cave is situated at the current water table. Despite the absence of typical solutional features associated with SAS caves, mineralogical and geochemical evidence of speleogenesis involving H2SO4 has been found in Gruta con Lago. Significant accumulations of gypsum deposits on the cave floor and replacement gypsum crusts on walls – both considered by-products of SAS – are present. Cave gypsum samples exhibit negative sulfur isotopic composition (ranging from -19.4 to -8.2‰) and oxygen (ranging from -9.0 to -1.3‰), which are indicative of sulfide (H2S) oxidation. This article discusses potential scenarios of SAS events in the evolution of hypogene karst in the Mulapampa travertine. It also considers the significance of the proximity of the active volcanoes of the Ampato-Sabancaya Volcanic Complex (ASVC) and seismogenic crustal faults in the formation of a thick travertine cover and the potential for SAS processes.

Dehesilla Cave Rock Paintings (Cádiz, Spain): Analysis and Contextualisation within the Prehistoric Art of the Southern Iberian Peninsula

Abstract A systematic survey of Dehesilla Cave was carried out during 2017 in order to search for traces of rock art. Several panels with paintings were identified in the chamber next to the entrance (consisting of strokes, dots, stains, and remnants of shapes in red and black), which had remained unnoticed up until now and may provide relevant information towards the understanding of the prehistoric use of the cave and its seemingly symbolic topography. However, we cannot assume a priori a relationship between these paintings and the well-known Neolithic sequence of the site. To assess these paintings, we have analysed photomicrographs which have allowed us to determine their detailed characteristics, stroke morphology, and remnant features (for instance, hue, shape, density of paint, pigment grain size, micro-stroke traces left by the tools used). Taphonomic issues have also been considered and several physical and chemical techniques of analysis have been applied in order to identify the pigments and possible binders.

Experimental and numerical study of shear behavior of concrete–soft rock interface: with approach of concrete penetration in rock cavities

Experimental and numerical study of shear behavior of concrete–soft rock interface: with approach of concrete penetration in rock cavities

Исследование пространственно-временных закономерностей развития сейсмичности в подработанной толще массива на Расвумчоррском руднике

Studies of the spatial and temporal patterns of seismic activity development in the undermined rock mass have been performed at the Rasvumchorr Mine. The main cluster associated with generation of rock caving in the overhang part has been identified. It is established that caving was developing gradually from the depth of the rock mass towards the surface. The results are presented of estimating the quantitative parameters of the seismic process in the undermined rock stratum, i.e. the energy index and the cumulative apparent volume, which reflect the stress changes in the rock mass. Ranges of the stable state of the rock mass, when the overhang rocks do not cave, as well as the ranges of active fracturing and caving of the overhang rocks have been identified. Changes in these parameters for the studied area of the deposit reflect the loading and strength degradation stages in the rock mass. The results of this study correlate well with the data on actual caving of the undermined rock strata. This work is a continuation of the authors' research into the problem of identifying spatial and temporal patterns in the development of undermined rock strata cavings in the tectonically stressed Khibiny massif.

Causes and Hazards of Perimeter Rock Cavities behind Shield Tunnels

The purpose of this paper is to discuss the reasons for the generation of voids in the surrounding rock behind water transmission shield tunnels and the potential hazards they bring. Firstly, it analyzes in detail the possible causes of cavities from the aspects of geological conditions, construction technology, material properties, etc. On the basis of literature research, the causes and distribution patterns of the perimeter rock cavities behind the water transfer shield tunnels were explored with respect to the locations and sizes of the cavities behind the tube sheets. Secondly, it systematically elaborates the hazards of cavities on tunnels from the aspects of structural stability, use function, operation safety, etc. Finally, it proposes corresponding preventive measures and countermeasures for the problem of cavities. This paper aims to provide valuable reference for the design, construction and operation management of shield tunnels, which is of great theoretical significance and practical value for the safe construction and long-term operation of shield tunnels.

Underground hydrogen storage: The techno-economic perspective

The changes in the energy sector after the Paris agreement and the establishment of the Green Deal, pressed the governments to embrace new measures to reduce greenhouse gas emissions. Among them, is the replacement of fossil fuels by renewable energy sources or carbon-neutral alternative means, such as green hydrogen. As the European Commission approved green hydrogen as a clean fuel, the interest in investments and dedicated action plans related to its production and storage has significantly increased. Hydrogen storage is feasible in aboveground infrastructures as well as in underground constructions. Proper geological environments for underground hydrogen storage are porous media and rock cavities. Porous media are classified into depleted hydrocarbon reservoirs and aquifers, while rock cavities are subdivided into hard rock caverns, salt caverns, and abandoned mines. Depending on the storage option, various technological requirements are mandatory, influencing the required capital cost. Although the selection of the optimum storage technology is site depending, the techno-economical appraisal of the available underground storage options featured the porous media as the most economically attractive option. Depleted hydrocarbon reservoirs were of high interest as site characterisation and cavern mining are omitted due to pre-existing infrastructure, followed by aquifers, where hydrogen storage requires a much simpler construction. Research on data analytics and machine learning tools will open avenues for consolidated knowledge of geological storage technologies.

Brittle Damage Processes Around Equi‐Dimensional Pores or Cavities in Rocks: Implications for the Brittle‐Ductile Transition

AbstractIn the Earth's upper crust, rocks deform mostly by means of brittle fracturing processes. At the micro‐scale these processes involve the formation and growth of microcracks in the vicinity of defects such as open fissures, pores and other cavities. Large defects can produce strong enough perturbations of the stress field to activate and/or intensify brittle damage around them. Here we considered the ideal cases of smooth cylindrical and spherical pores inside an infinite solid body subjected to remote triaxial compressive stresses (i.e., the intermediate and minimum principal stresses are assumed equal). We first established the resulting local stress field around one of those large pores and then verified whether certain brittle damage processes could be activated in these conditions. We mainly considered the formation of tensile microcracks and micro shear bands. The former requires the presence of tensile stresses in some regions around the pore, while the latter needs sufficiently large shear stresses on pre‐existing optimally inclined microcracks to overcome their frictional resistance to sliding. We find that shear driven deformation remains localized in the vicinity of the pore. On the other hand, dilatational, tensile cracks can propagate large distances away from the pore but cannot form at and above some threshold ratio of the least to the largest principal stresses. Faulting associated with interacting tensile cracks is therefore suppressed with increasing depth. Our analysis leads to conclusions generally consistent with published experimental observations and provides some clues to discuss the physical cause of the brittle‐ductile transition in rocks.

An applicator for high-power rock comminution using microwave technology in the megawatt range

Abstract The mining industry is heavily dependent on energy-intensive processes, such as rock breakage, which leads to significant operational costs. This paper explores microwave-assisted rock breakage as an innovative method to enhance the efficiency of comminution within the mining industry. It introduces a system that employs a Klystron microwave power source with a maximum output of 7.5 MW, using a $\mathrm{TM}_{010}$ single-mode cavity at 3 GHz, to channel energy inside a specially designed rock cavity. The paper emphasizes the importance of designing an efficient microwave cavity for this system, focusing on the cavity’s design and simulation. Through both simulated results (using HFSS software) and experimental observations, the study reveals the promising application of microwave technology in the field of mining. The simulated frequency response of the designed cavity (S11) is −22 dB, it demonstrates significant potential for reducing both energy consumption and associated costs. Additionally, the designed cavity is fabricated from aluminum and filled with polyether ether ketone material. The measured frequency response (S11) of the cavity at 3 GHz is −17 dB.

Calcium carbonate precipitating extremophilic bacteria in an Alpine ice cave

Extensive research has provided a wealth of data on prokaryotes in caves and their role in biogeochemical cycles. Ice caves in carbonate rocks, however, remain enigmatic environments with limited knowledge of their microbial taxonomic composition. In this study, bacterial and archaeal communities of the Obstans Ice Cave (Carnic Alps, Southern Austria) were analyzed by next-generation amplicon sequencing and by cultivation of bacterial strains at 10 °C and studying their metabolism. The most abundant bacterial taxa were uncultured Burkholderiaceae and Brevundimonas spp. in the drip water, Flavobacterium, Alkanindiges and Polaromonas spp. in the ice, Pseudonocardia, Blastocatella spp., uncultured Pyrinomonadaceae and Sphingomonadaceae in carbonate precipitates, and uncultured Gemmatimonadaceae and Longimicrobiaceae in clastic cave sediments. These taxa are psychrotolerant/psychrophilic and chemoorganotrophic bacteria. On a medium with Mg2+/Ca2+ = 1 at 21 °C and 10 °C, 65% and 35% of the cultivated strains precipitated carbonates, respectively. The first ~ 200 µm-size crystals appeared 2 and 6 weeks after the start of the cultivation experiments at 21 °C and 10 °C, respectively. The crystal structure of these microbially induced carbonate precipitates and their Mg-content are strongly influenced by the Mg2+/Ca2+ ratio of the culture medium. These results suggest that the high diversity of prokaryotic communities detected in cryogenic subsurface environments actively contributes to carbonate precipitation, despite living at the physical limit of the presence of liquid water.

Rock Mass Structure Classification of Caves Based on the 3D Rock Block Index

In large-scale water conservancy and hydropower projects, complex rock structures are considered to be the main factor controlling the stability of hydraulic structures. The classification of rock mass structure plays an important role in the safety of all kinds of large buildings, especially underground engineering buildings. As a quantitative classification index of rock mass, the rock block index is very common in the classification of borehole and dam foundation rock mass structures. However, there are few studies on the classification of underground engineering rock masses. Moreover, their classification criteria have disadvantages in spatial dimension. Therefore, this paper takes the long exploratory cave CPD1 in the water transmission and power generation system of the Qingtian pumped storage power station in Zhejiang Province as the research object and launches a study on the structural classification of the rock mass of a flat cave based on the 3D rock block index. According to the group distribution of joints, the sections are statistically homogeneous. Additionally, the Monte Carlo method is used to carry out random simulations to generate a three-dimensional joint network model. The virtual survey lines are arranged along the center of the shape of the three different orthogonal planes of the 3D joint network model to represent the boreholes, and the RBI values of the virtual survey lines on each orthogonal plane are counted to classify the rock mass structure of the flat cave in a refined manner using the rock block index of the rock mass in 3D. The above method realizes the application of the 3D rock block index in underground engineering and overcomes the limitations of traditional rock mass classification methods in terms of classification index and dimension. The results show that: (1) Three-dimensional joint network simulations built on statistical and probabilistic foundations can visualize the structure of the rock mass and more accurately reflect the structural characteristics of the actual rock mass. (2) Based on the 3D rock block index, the rock mass structure of the long-tunnel CPD1 is classified, from that of a continuous structure to a blocky structure, corresponding to the integrity of the rock mass from complete to relatively complete. The classification results are consistent with the evaluation results of horizontal tunnel seismic wave geophysical exploration. (3) Based on the 3D joint network model, it is reasonable and feasible to use the 3D rock block index as a quantitative evaluation index to determine the structure type of flat cave rock masses. The above method is helpful and significant in the classification of underground engineering rock mass structures.

Underground hydrogen storage: The techno-economic perspective.

The changes in the energy sector after the Paris agreement and the establishment of the Green Deal, pressed the governments to embrace new measures to reduce greenhouse gas emissions. Among them, is the replacement of fossil fuels by renewable energy sources or carbon-neutral alternative means, such as green hydrogen. As the European Commission approved green hydrogen as a clean fuel, the interest in investments and dedicated action plans related to its production and storage has significantly increased. Hydrogen storage is feasible in aboveground infrastructures as well as in underground constructions. Proper geological environments for underground hydrogen storage are porous media and rock cavities. Porous media are classified into depleted hydrocarbon reservoirs and aquifers, while rock cavities are subdivided into hard rock caverns, salt caverns, and abandoned mines. Depending on the storage option, various technological requirements are mandatory, influencing the required capital cost. Although the selection of the optimum storage technology is site depending, the techno-economical appraisal of the available underground storage options featured the porous media as the most economically attractive option. Depleted hydrocarbon reservoirs were of high interest as site characterisation and cavern mining are omitted due to pre-existing infrastructure, followed by aquifers, where hydrogen storage requires a much simpler construction. Research on data analytics and machine learning tools will open avenues for consolidated knowledge of geological storage technologies.

Buraminya (Cave Rock): an important cultural site in the Ngadju Native Title area, southern Western Australia

Buraminya (Cave Rock): an important cultural site in the Ngadju Native Title area, southern Western Australia