BPS String Research Articles

Twisted elliptic genera

We study the twisted elliptic genera of 2d (0, 4) SCFTs associated with the BPS strings in the twisted circle compactification of 6d rank-one (1, 0) SCFTs. Such objects can arise when the 6d gauge algebra allows outer automorphism, thus are classified by twisted affine Lie algebras. We study several fascinating aspects of the twisted elliptic genera including 2d localization, twisted elliptic blowup equations, Higgsing and spectral flow symmetry. We derive a recursion formula with respect to the number of strings to exactly compute the twisted elliptic genera. We also investigate the modular bootstrap of twisted one-string elliptic genera and find the modularity of congruence subgroups Γ1(N) naturally appears with possible N = 2, 3, 4. Geometrically, our study solves the refined BPS partition functions of the underlying genus-one fibered Calabi-Yau threefolds with N-section.

The ALE partition functions of M-strings

We compute the equivariant partition function of the six-dimensional M-string SCFTs on a background with the topology of a product of a two-dimensional torus and an ALE singularity. We determine the result by exploiting BPS strings probing the singularity, whose worldvolume theories we determine via a chain of string dualities. A distinguished feature we observe is that for this class of background the BPS strings’ worldsheet theories become relative field theories that are sensitive to finer discrete data generalizing to 6d the familiar choices of flat connections at infinity for instantons on ALE spaces. We test our proposal against a conjectural 6d N\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{N} $$\\end{document} = (1, 0) generalization of the Nekrasov master formula, as well as against known results on ALE partition functions in four dimensions.

Light strings and strong coupling in F-theory

We consider 4d mathcal{N} = 1 theories arising from F-theory compactifications on elliptically-fibered Calabi-Yau four-folds and investigate the non-perturbative structure of their scalar field space beyond the large volume/large complex structure regime. We focus on regimes where the F-theory field space effectively reduces to the deformation space of the worldsheet theory of a critical string obtained from a wrapped D3-brane. In case that this critical string is a heterotic string with a simple GLSM description, we identify new strong coupling singularities in the interior of the F-theory field space. Whereas from the perturbative perspective these singularities manifest themselves through a breakdown of the perturbative α′-expansion, the dual GLSM perspective reveals that at the non-perturbative level these singularities correspond to loci in field space along which the worldsheet theory of the critical D3-brane string breaks down and a 7-brane gauge theory becomes strongly coupled due to quantum effects. Therefore these singularities signal a transition to a strong coupling phase in the F-theory field space which can be shown to arise due to the failure of the F-theory field space to factorize between complex structure and Kähler sector at the quantum level. Such singularities are hence a feature of a genuine mathcal{N} = 1 theory without a direct counterpart in mathcal{N} = 2 theories in 4d. By relating our setup to recent studies of global string solutions associated to axionic strings we argue that the D3-brane string dual to the perturbative heterotic string leaves the spectrum of BPS strings when traversing into the strong coupling phase. The absence of the perturbative, critical heterotic string then provides a physical explanation for the breakdown of the perturbative expansion and the obstruction of certain classical infinite distance limits in accordance with the Emergent String Conjecture.

On the BPS Sector in AdS3/CFT2 Holography

AbstractThe BPS sector in duality has been fertile ground for the exploration of gauge/gravity duality, from the match between black hole entropy and the CFT elliptic genus to the construction of large families of geometrical microstates and the identification of the corresponding states in the CFT. Worldsheet methods provide a tool to further explore the relation between string theory in the bulk and corresponding CFT quantities. We show how to match individual BPS strings to their counterparts in the symmetric product orbifold CFT. In the process, we find an exact match between known constructions of microstate geometries and condensates of BPS supergraviton strings, and discuss their role in the broader collection of BPS states. In particular, we explore how microstate geometries develop singularities; and how string theory resolves these singularities through the appearance of “tensionless” string dynamics, which is the continuation of structures found in the weak‐coupling CFT into the strongly coupled regime described by string theory in the bulk. We argue that such “tensionless” strings are responsible for black hole microstructure in the bulk description.

New supersymmetric string theories from discrete theta angles

We describe three previously unnoticed components of the moduli space of minimally supersymmetric string theories in d ≥ 7, describing in some detail their spectrum and duality properties. We find a new component in nine and eight dimensions, and two additional ones in seven dimensions. These theories were originally discovered in a bottom-up classification of possible F/M-theory singularity freezing patterns in the K3 lattice, described in a companion paper. The 9d/8d component can be understood as F/M-theory on a twisted fibration of the Klein bottle over a circle, while the new seven-dimensional components are described as IIB on Bieberbach manifolds with a duality bundle and RR-NSNS backgrounds turned on. All the new components can be obtained from previously known theories by turning on certain discrete theta angles; however, the spectrum of massive objects is very different, and most strikingly, they feature an incomplete lattice of BPS strings, showing that string BPS completeness is not true in general even with sixteen supercharges. In all cases we find non-BPS representatives for each value of the charge, so the Completeness Principle is satisfied. We also analyze analogous theta angles in nonsupersymmetric string theories, and provide a detailed explanation of why the Type I discrete θ angle proposed in 1304.1551 is unphysical, using this to clarify certain non-perturbative phenomena in O8 planes.

BPS Algebras in 2D String Theory

We discuss a set of heterotic and type II string theory compactifications to 1+1 dimensions that are characterized by factorized internal worldsheet CFTs of the form V_1otimes bar{V}_2, where V_1, V_2 are self-dual (super) vertex operator algebras. In the cases with spacetime supersymmetry, we show that the BPS states form a module for a Borcherds–Kac–Moody (BKM) (super)algebra, and we prove that for each model the BKM (super)algebra is a symmetry of genus zero BPS string amplitudes. We compute the supersymmetric indices of these models using both Hamiltonian and path integral formalisms. The path integrals are manifestly automorphic forms closely related to the Borcherds–Weyl–Kac denominator. Along the way, we comment on various subtleties inherent to these low-dimensional string compactifications.

Flavor symmetries and automatic enhancement in the 6D supergravity swampland

We argue for the quantum-gravitational inconsistency of certain 6d $\mathcal{N}=(1,0)$ supergravity theories, whose anomaly-free gauge algebra $\mathfrak{g}$ and hypermultiplet spectrum $M$ were observed in arxiv:2012.01437 to be realizable only as part of a larger gauge sector $(\mathfrak{g}' \supset \mathfrak{g}, M' \supset M)$ in F-theory. To detach any reference to a string theoretic method of construction, we utilize flavor symmetries to provide compelling reasons why the vast majority of such $(\mathfrak{g},M)$ theories are not compatible with quantum gravity constraints, and how the "automatic enhancement" to $(\mathfrak{g}', M')$ remedies this. In the first class of models, with $\mathfrak{g}' = \mathfrak{g} \oplus \mathfrak{h}$, we show that there exists an unbroken flavor symmetry $\mathfrak{h}$ acting on the matter $M$, which, if ungauged, would violate the No-Global-Symmetries Hypothesis. This argument also applies to 1-form center symmetries, which govern the gauge group topology and massive states in representations different than those of massless states. In a second class, we find that $\mathfrak{g}$ is incompatible with the flavor symmetry of certain BPS strings that must exist by the Completeness Hypothesis.

The fate of discrete 1-form symmetries in 6d

Recently introduced generalized global symmetries have been useful in order to understand non-perturbative aspects of quantum field theories in four and lower dimensions. In this paper we focus on 1-form symmetries of weakly coupled 6d supersymmetric gauge theories coupled to dynamical tensor multiplets. We study the consistency of global 1-form symmetries corresponding to the center of the gauge groups, or subgroups thereof, by activating their background fields, which makes the instanton density fractional. In 6d, an instanton background for a given gauge theory sources BPS strings via tadpole cancelation. The non-trivial 1-form symmetry background configurations contribute to the charge of the BPS strings. However, Dirac quantization imposes restrictions on the consistent 1-form backgrounds, since they can in general lead to and induce fractional charges, thus making (part of) the putative higher-form symmetry inconsistent. This gives explicit criteria to determine whether the discrete 1-form symmetries are realized. We implement these criteria in concrete examples originating from string compactifications. We also corroborate this by finding that a non-trivial fractional contribution is related to states which explicitly break the global 1-form symmetry appearing as massive excitations of the 6d BPS strings. For 6d theories consistently coupled to gravity, this hints at a symmetry breaking tower of states. When the fractional contributions are absent, the F-theory realization of the theories points to the gauging of the 1-form symmetry via the presence of non-trivial Mordell--Weil torsion.

Aspects of 5d Seiberg-Witten theories on {mathbbm{S}}^1

We study the infrared physics of 5d mathcal{N} = 1 Yang-Mills theories compactified on {mathbbm{S}}^1 , with a view toward 4d and 5d limits. Global structures of the simplest Coulombic moduli spaces are outlined, with an emphasis on how multiple planar 4d Seiberg-Witten geometries are embedded in the cigar geometry of a single 5d theory on {mathbbm{S}}^1 . The Coulomb phase boundaries in the decompactification limit are given particular attention and related to how the wall-crossings by 5d BPS particles turn off. On the other hand, the elliptic genera of magnetic BPS strings do wall-cross and retain the memory of 4d wall-crossings, which we review with the example of dP2 theory. Along the way, we also offer a general field theory proof of the odd shift of electric charge on Sp(k)π instanton solitons, previously observed via geometric engineering for low-rank supersymmetric theories.

Gauged 2-form symmetries in 6D SCFTs coupled to gravity

We study six dimensional supergravity theories with superconformal sectors (SCFTs). Instances of such theories can be engineered using type IIB strings, or more generally F-Theory, which translates field theoretic constraints to geometry. Specifically, we study the fate of the discrete 2-form global symmetries of the SCFT sectors. For both (2, 0) and (1, 0) theories we show that whenever the charge lattice of the SCFT sectors is non-primitively embedded into the charge lattice of the supergravity theory, there is a subgroup of these 2-form symmetries that remains unbroken by BPS strings. By the absence of global symmetries in quantum gravity, this subgroup much be gauged. Using the embedding of the charge lattices also allows us to determine how the gauged 2-form symmetry embeds into the 2-form global symmetries of the SCFT sectors, and we present several concrete examples, as well as some general observations. As an alternative derivation, we recover our results for a large class of models from a dual perspective upon reduction to five dimensions.

On the abundance of supersymmetric strings in AdS3 × S 3 × S 3 × S 1 describing BPS line operators

We study supersymmetric open strings in type IIB AdS3 × S 3 × S 3 × S 1 with mixed R–R and NS–NS fields. We focus on strings ending along a straight line at the boundary of AdS3, which can be interpreted as line operators in a dual CFT2. We study both classical configurations and quadratic fluctuations around them. We find that strings sitting at a fixed point in S 3 × S 3 × S 1, i.e. satisfying Dirichlet boundary conditions, are 1/2 BPS. We also show that strings sitting at different points of certain submanifolds of S 3 × S 3 × S 1 can still share some fraction of the supersymmetry. This allows to define supersymmetric smeared configurations by the superposition of them, which range from 1/2 BPS to 1/8 BPS. In addition to the smeared configurations, there are as well 1/4 BPS and 1/8 BPS strings satisfying Neumann boundary conditions. All these supersymmetric strings are shown to be connected by a network of interpolating BPS boundary conditions. Our study reveals the existence of a rich moduli of supersymmetric open string configurations, for which the appearance of massless fermionic fields in the spectrum of quadratic fluctuations is crucial.

Proving the 6d Cardy formula and matching global gravitational anomalies

A Cardy formula for 6d superconformal field theories (SCFTs) conjectured by Di Pietro and Komargodski in [1] governs the universal behavior of the supersymmetric partition function on S^1_\beta \times S^5Sβ1×S5 in the limit of small \betaβ and fixed squashing of the S^5S5. For a general 6d SCFT, we study its 5d effective action, which is dominated by the supersymmetric completions of perturbatively gauge-invariant Chern-Simons terms in the small \betaβ limit. Explicitly evaluating these supersymmetric completions gives the precise squashing dependence in the Cardy formula. For SCFTs with a pure Higgs branch (also known as very Higgsable SCFTs), we determine the Chern-Simons levels by explicitly going onto the Higgs branch and integrating out the Kaluza-Klein modes of the 6d fields on S^1_\betaSβ1. We then discuss tensor branch flows, where an apparent mismatch between the formula in [1] and the free field answer requires an additional contribution from BPS strings. This ``missing contribution’’ is further sharpened by the relation between the fractional part of the Chern-Simons levels and the (mixed) global gravitational anomalies of the 6d SCFT. We also comment on the Cardy formula for 4d \mathcal{N}=2𝒩=2 SCFTs in relation to Higgs branch and Coulomb branch flows.

Do all 5d SCFTs descend from 6d SCFTs?

We present examples of 5d SCFTs that serve as counter-examples to a recently actively studied conjecture according to which it should be possible to obtain all 5d SCFTs by integrating out BPS particles from 6d SCFTs compactified on a circle. We further observe that it is possible to obtain these 5d SCFTs from 6d SCFTs if one allows integrating out BPS strings as well. Based on this observation, we propose a revised version of the conjecture according to which it should be possible to obtain all 5d SCFTs by integrating out both BPS particles and BPS strings from 6d SCFTs compactified on a circle. We describe a general procedure to integrate out BPS strings from a 5d theory once a geometric description of the 5d theory is given. We also discuss the consequences of the revised conjecture for the classification program of 5d SCFTs.

Swampland Conjectures for strings and membranes

Swampland criteria like the Weak Gravity Conjecture should not only apply to particles, but also to other lower-codimension charged objects in 4d EFTs like strings and membranes. However, the description of the latter is in general subtle due to their large backreaction effects. In the context of 4d mathcal{N} = 1 EFTs, we consider frac{1}{2} BPS strings and membranes which are fundamental, in the sense that they cannot be resolved within the EFT regime. We argue that, if interpreted from the EFT viewpoint, the 4d backreaction of these objects translates into a classical RG flow of their couplings. Constraints on the UV charges and tensions get then translated to constraints on the axionic kinetic terms and scalar potential of the EFT. This uncovers new relations among the Swampland Conjectures, which become interconnected by the physical properties of low-codimension objects. In particular, using that string RG flows describe infinite field distance limits, we show that the WGC for strings implies the Swampland Distance Conjecture. Similarly, WGC-saturating membranes generate a scalar potential satisfying the de Sitter Conjecture.

Higher-form symmetries of 6d and 5d theories

We describe general methods for determining higher-form symmetry groups of known 5d and 6d superconformal field theories (SCFTs), and 6d little string theories (LSTs). The 6d theories can be described as supersymmetric gauge theories in 6d which include both ordinary non-abelian 1-form gauge fields and also abelian 2-form gauge fields. Similarly, the 5d theories can also be often described as supersymmetric non-abelian gauge theories in 5d. Naively, the 1-form symmetry of these 6d and 5d theories is captured by those elements of the center of ordinary gauge group which leave the matter content of the gauge theory invariant. However, an interesting subtlety is presented by the fact that some massive BPS excitations, which includes the BPS instantons, are charged under the center of the gauge group, thus resulting in a further reduction of the 1-form symmetry. We use the geometric construction of these theories in M/F-theory to determine the charges of these BPS excitations under the center. We also provide an independent algorithm for the determination of 1-form symmetry for 5d theories that admit a generalized toric construction (i.e. a 5-brane web construction). The 2-form symmetry group of 6d theories, on the other hand, is captured by those elements of the center of the abelian 2-form gauge group that leave all the massive BPS string excitations invariant, which is much more straightforward to compute as it is encoded in the Green-Schwarz coupling associated to the 6d theory.

On BPS strings in mathcal{N} = 4 Yang-Mills theory

We study singular time-dependent frac{1}{8} -BPS configurations in the abelian sector of mathcal{N} = 4 supersymmetric Yang-Mills theory that represent BPS string-like defects in ℝ × S3 spacetime. Such BPS strings can be described as intersections of the zeros of holomorphic functions in two complex variables with a 3-sphere. We argue that these BPS strings map to frac{1}{8} -BPS surface operators under the state-operator correspondence of the CFT. We show that the string defects are holographically dual to noncompact probe D3-branes in global AdS5 × S5 that share supersymmetries with a class of dual-giant gravitons. For simple configurations, we demonstrate how to define a good variational problem and propose a regularization scheme that leads to finite energy and global charges on both sides of the holographic correspondence.

BPS strings and the stability of the asymptotic Casimir law in adjoint flavor-symmetric Yang-Mills-Higgs models

We investigate an effective flavor-symmetric Yang-Mills-Higgs model with $N^2-1$ adjoint scalar fields. We find a set of BPS equations that provide vortex solutions and calculate their energies for arbitrary representations. We show that, for a given N-ality $k$, the energy of the corresponding antisymmetric representation is the lowest. This completes the proof that this model is able to reproduce a Casimir law for the string tension at asymptotic distances.

Four-dimensional N=4 SYM theory and the swampland

We consider supergravity theories with 16 supercharges in Minkowski space with dimensions $d>3$. We argue that there is an upper bound on the number of massless modes in such theories depending on $d$. In particular we show that the rank of the gauge symmetry group $G$ in $d$ dimensions is bounded by $r_G\leq 26-d$. This in particular demonstrates that 4 dimensional ${\cal N}=4$ SYM theories with rank bigger than 22, despite being consistent and indeed finite before coupling to gravity, cannot be consistently coupled to ${\cal N}=4$ supergravity in Minkowski space and belong to the swampland. Our argument is based on the swampland conditions of completeness of spectrum of defects as well as a strong form of the distance conjecture and relies on unitarity as well as supersymmetry of the worldsheet theory of BPS strings. The results are compatible with known string constructions and provide further evidence for the string lamppost principle (SLP): that string theory lamppost seems to capture ${\it all}$ consistent quantum gravitational theories.

Swampland constraints on 5d mathcal{N} = 1 supergravity

We propose Swampland constraints on consistent 5-dimensional mathcal{N} = 1 supergravity theories. We focus on a special class of BPS magnetic monopole strings which arise in gravitational theories. The central charges and the levels of current algebras of 2d CFTs on these strings can be calculated by anomaly inflow mechanism and used to provide constraints on the low-energy particle spectrum and the effective action of the 5d supergravity based on unitarity of the worldsheet CFT. In M-theory, where these theories are realized by compactification on Calabi-Yau 3-folds, the special monopole strings arise from wrapped M5-branes on special (“semi-ample”) 4-cycles in the threefold. We identify various necessary geometric conditions for such cycles to lead to requisite BPS strings and translate these into constraints on the low-energy theories of gravity. These and other geometric conditions, some of which can be related to unitarity constraints on the monopole worldsheet, are additional candidates for Swampland constraints on 5-dimensional mathcal{N} = 1 supergravity theories.

Universal features of BPS strings in six-dimensional SCFTs

In theories with extended supersymmetry the protected observables of UV superconformal fixed points are found in a number of contexts to be encoded in the BPS solitons along an IR Coulomb-like phase. For six-dimensional SCFTs such a role is played by the BPS strings on the tensorial Coulomb branch. In this paper we develop a uniform description of the worldsheet theories of a BPS string for rank-one 6d SCFTs. These strings are the basic constituents of the BPS string spectrum of arbitrary rank six-dimensional models, which they generate by forming bound states. Motivated by geometric engineering in F-theory, we describe the worldsheet theories of the BPS strings in terms of topologically twisted 4d mathcal{N}=2 theories in the presence of 1/2-BPS 2d (0, 4) defects. As the superconformal point of a 6d theory with gauge group G is approached, the resulting worldsheet theory flows to an mathcal{N}=left(0, 4right) NLSM with target the moduli space of one G instanton, together with a nontrivial left moving bundle characterized by the matter content of the six-dimensional model. We compute the anomaly polynomial and central charges of the NLSM, and argue that the 6d flavor symmetry F is realized as a current algebra on the string, whose level we compute. We find evidence that for generic theories the G dependence is captured at the level of the elliptic genus by characters of an affine Kac-Moody algebra at negative level, which we interpret as a subsector of the chiral algebra of the BPS string worldsheet theory. We also find evidence for a spectral flow relating the R-R and NS-R elliptic genera. These properties of the string CFTs lead to constraints on their spectra, which in combination with modularity allow us to determine the elliptic genera of a vast number of string CFTs, leading also to novel results for 6d and 5d instanton partition functions.