Altland-Zirnbauer Classification Research Articles

Topological insulators and K-theory

We analyze topological invariants, in particular Z2 invariants, which characterize time reversal invariant topological insulators, in the framework of index theory and K-theory. After giving a careful study of the underlying geometry and K-theory, we formalize topological invariants as elements of KR theory. To be precise, the strong topological invariants lie in the higher KR groups of spheres; KR̃−j−1(SD+1,d). Here j is a KR-cycle index, as well as an index counting off the Altland-Zirnbauer classification of Time Reversal Symmetry (TRS) and Particle Hole Symmetry (PHS)—as we show. In this setting, the computation of the invariants can be seen as the evaluation of the natural pairing between KR-cycles and KR-classes. This fits with topological and analytical index computations as well as with Poincaré Duality and the Baum–Connes isomorphism for free Abelian groups. We provide an introduction starting from the basic objects of real, complex and quaternionic structures which are the mathematical objects corresponding to TRS and PHS. We furthermore detail the relevant bundles and K-theories (Real and Quaternionic) that lead to the classification as well as the topological setting for the base spaces.

Resilience of topological superconductivity under particle current

We investigate the robustness of topological superconductors under the perturbing influence of a finite charge current. To this aim, we introduce a modified Kitaev Hamiltonian parametrically dependent on the quasiparticle momentum induced by the current. Using different quantifiers of the topological phase, such as the Majorana polarization and the edge state quantum conditional mutual information, we prove the existence of a finite critical value of the quasiparticle momentum below which edge modes and topological superconductivity survive. We also discuss how a finite current breaks time reversal symmetry and changes the topological class in the Altland-Zirnbauer classification scheme compared to the case of isolated systems. Our findings provide a nontrivial example of the interplay between topology and the nonequilibrium physics of open quantum systems, a relation of crucial importance in the quest to a viable topological quantum electronics.

Criticality and entanglement in nonunitary quantum circuits and tensor networks of noninteracting fermions

Entanglement dynamics in nonunitary quantum systems have been found to exhibit novel nonequilibrium quantum phase transitions and have attracted tremendous attention with connections to various aspects of quantum information theory. This work establishes, for systems of noninteracting fermions, an exact three-way correspondence between (i) nonunitary (as well as unitary) quantum circuits dynamics in $d$ spatial dimensions; (ii) ($d$+1)-dimensional Gaussian tensor networks, and (iii) fermion systems in ($d$+1) spatial dimensions subject to unitary evolution with static Hamiltonians. Through this correspondence, $d$-dimensional random quantum circuits are connected with the classic subject area of Anderson localization in ($d$+1) spatial dimensions and consequently follow the ``tenfold way'' Altland-Zirnbauer classification. Selected examples of quantum circuits exhibiting entanglement phases and criticalities are used to illustrate these general principles.

Symmetry-protected topological phase for spin-tensor-momentum-coupled ultracold atoms

We propose a realizable experiment scheme to construct a one-dimensional synthetic magnetic flux lattice with spin-tensor-momentum coupled spin-1 atoms and explore its exotic topological states. Different from the Altland-Zirnbauer classification, we show that our system hosts a symmetryprotected phase protected by a magnetic group symmetry (M) and characterized by a Z2 topological invariant. In single-particle spectra, we show that the topological nontrivial phase supports two kinds of edge states, which include two (four) zero-energy edge modes in the absence (presence) of two-photon detuning. We further study the bulk-edge correspondence in a non-Hermitian model by taking into account the particle dissipation. It is shown that the non-Hermitian system preserves the bulk-edge correspondence under the M symmetry but exhibits the non-Hermitian skin effect with breaking the M symmetry at nonzero magnetic flux. This work provides insights in understanding the exotic topological quantum states of high-spin systems and facilitating their experimental explorations.

Supersymmetry in the Standard Sachdev-Ye-Kitaev Model.

Supersymmetry is a powerful concept in quantum many-body physics. It helps to illuminate ground-state properties of complex quantum systems and gives relations between correlation functions. In this Letter, we show that the Sachdev-Ye-Kitaev model, in its simplest form of Majorana fermions with random four-body interactions, is supersymmetric. In contrast to existing explicitly supersymmetric extensions of the model, the supersymmetry we find requires no relations between couplings. The type of supersymmetry and the structure of the supercharges are entirely set by the number of interacting Majorana modes and are thus fundamentally linked to the model's Altland-Zirnbauer classification. The supersymmetry we uncover has a natural interpretation in terms of a one-dimensional topological phase supporting Sachdev-Ye-Kitaev boundary physics and has consequences away from the ground state, including in q-body dynamical correlation functions.

Fragile topology protected by inversion symmetry: Diagnosis, bulk-boundary correspondence, and Wilson loop

We study the bulk and boundary properties of fragile topological insulators (TIs) protected by inversion symmetry, mostly focusing on the class A of the Altland-Zirnbauer classification. First, we propose an efficient method for diagnosing fragile band topology by using the symmetry data in momentum space. Using this method, we show that among all the possible parity configurations of inversion-symmetric insulators, at least 17 percent of them have fragile topology in 2D while fragile TIs are less than 3 percent in 3D. Second, we study the bulk-boundary correspondence of fragile TIs protected by inversion symmetry. In particular, we generalize the notion of $d$-dimensional ($d$D) $k$th-order TIs, which is normally defined for $0<k\le d$, to the cases with $k>d$, and show that they all have fragile topology. In terms of the Dirac Hamiltonian, a $d$D $k$th-order TI has $(k-1)$ boundary mass terms. We show that a minimal fragile TI with the filling anomaly can be considered as the $d$D $(d+1)$th-order TI, and all the other $d$D $k$th-order TIs with $k>(d+1)$ can be constructed by stacking $d$D $(d+1)$th-order TIs. Although $d$D $(d+1)$th-order TIs have no in-gap states, the boundary mass terms carry an odd winding number along the boundary, which induces localized charges on the boundary at the positions where the boundary mass terms change abruptly. In the cases with $k>(d+1)$, we show that the net parity of the system with boundaries can distinguish topological insulators and trivial insulators. Also, by studying the (nested) Wilson loop spectra, we determine the minimal number of bands to resolve the Wannier obstruction, which is consistent with the prediction from our diagnosis method of fragile topology. Finally, we show that a $(d+1)$D $(k-1)$th-order TI can be obtained by an adiabatic pumping of $d$D $k$th-order TI, which generalizes the previous study of the 2D 3rd-order TI.

Quasi-1D Topological Nodal Vortex Line Phase in Doped Superconducting 3D Dirac Semimetals.

We study vortex bound states in three-dimensional (3D) superconducting Dirac semimetals with time reversal symmetry. We find that there exist robust gapless vortex bound states propagating along the vortex line in the s-wave superconducting state. We refer to this newly found phase as the quasi-1D nodal vortex line phase. According to the Altland-Zirnbauer classification, the phase is characterized by a topological index (ν;N) at k_{z}=0 and k_{z}=π, where ν is the Z_{2} topological invariant for a 0D class-D system and N is the Z topological invariant for a 0D class-A system. Furthermore, we show that the vortex end Majorana zero mode can coexist with the quasi-1D nodal phase in certain types of Dirac semimetals. The possible experimental observations and material realization of such nodal vortex line states are discussed.

Tenfold way and many-body zero modes in the Sachdev-Ye-Kitaev model

The Sachdev-Ye-Kitaev (SYK) model, in its simplest form, describes $k$ Majorana fermions with random all-to-all four-body interactions. We consider the SYK model in the framework of a many-body Altland-Zirnbauer classification that sees the system as belonging to one of eight (real) symmetry classes depending on the value of $k\mod 8$. We show that, depending on the symmetry class, the system may support exact many-body zero modes with the symmetries also dictating whether these may have a nonzero contribution to Majorana fermions, i.e., single-particle weight. These zero modes appear in all but two of the symmetry classes. When present, they leave clear signatures in physical observables that go beyond the threefold (Wigner-Dyson) possibilities for level spacing statistics studied earlier. Signatures we discover include a zero-energy peak or hole in the single-particle spectral function, depending on whether symmetries allow or forbid zero modes to have single-particle weight. The zero modes are also shown to influence the many-body dynamics, where signatures include a nonzero long-time limit for the out-of-time-order correlation function. Furthermore, we show that the extension of the four-body SYK model by quadratic terms can be interpreted as realizing the remaining two complex symmetry classes; we thus demonstrate how the entire tenfold Altland-Zirnbauer classification may emerge in the SYK model.

Universal broadening of zero modes: A general framework and identification.

We consider the smallest eigenvalues of perturbed Hermitian operators with zero modes, either topological or system specific. To leading order for small generic perturbation we show that the corresponding eigenvalues broaden to a Gaussian random matrix ensemble of size ν×ν, where ν is the number of zero modes. This observation unifies and extends a number of results within chiral random matrix theory and effective field theory and clarifies under which conditions they apply. The scaling of the former zero modes with the volume differs from the eigenvalues in the bulk, which we propose as an indicator to identify them in experiments. These results hold for all 10 symmetric spaces in the Altland-Zirnbauer classification and build on two facts. First, the broadened zero modes decouple from the bulk eigenvalues and, second, the mixing from eigenstates of the perturbation form a central limit theorem argument for matrices.

Quantum chaos and holographic tensor models

A class of tensor models were recently outlined as potentially calculable examples of holography: their perturbative large-N behavior is similar to the Sachdev-Ye-Kitaev (SYK) model, but they are fully quantum mechanical (in the sense that there is no quenched disorder averaging). These facts make them intriguing tentative models for quantum black holes. In this note, we explicitly diagonalize the simplest non-trivial Gurau-Witten tensor model and study its spectral and late-time properties. We find parallels to (a single sample of) SYK where some of these features were recently attributed to random matrix behavior and quantum chaos. In particular, the spectral form factor exhibits a dip-ramp-plateau structure after a running time average, in qualitative agreement with SYK. But we also observe that even though the spectrum has a unique ground state, it has a huge (quasi-?)degeneracy of intermediate energy states, not seen in SYK. If one ignores the delta function due to the degeneracies however, there is level repulsion in the unfolded spacing distribution hinting chaos. Furthermore, there are gaps in the spectrum. The system also has a spectral mirror symmetry which we trace back to the presence of a unitary operator with which the Hamiltonian anticommutes. We use it to argue that to the extent that the model exhibits random matrix behavior, it is controlled not by the Dyson ensembles, but by the BDI (chiral orthogonal) class in the Altland-Zirnbauer classification.

Exactly solvable spin chain models corresponding to BDI class of topological superconductors.

We present an exactly solvable extension of the quantum XY chain with longer range multi-spin interactions. Topological phase transitions of the model are classified in terms of the number of Majorana zero modes, nM which are in turn related to an integer winding number, nW. The present class of exactly solvable models belong to the BDI class in the Altland-Zirnbauer classification of topological superconductors. We show that time reversal symmetry of the spin variables translates into a sliding particle-hole (PH) transformation in the language of Jordan-Wigner fermions – a PH transformation followed by a π shift in the wave vector which we call it the πPH. Presence of πPH symmetry restricts the nW (nM) of time-reversal symmetric extensions of XY to odd (even) integers. The πPH operator may serve in further detailed classification of topological superconductors in higher dimensions as well.

Hidden-symmetry–protected topological phases on a one-dimensional lattice

We demonstrate the existence of a topologically nontrivial phase in a one-dimensional fermionic lattice system subjected to synthetic gauge fields, which is beyond the standard Altland-Zirnbauer classification of topological insulators. The topological phase can be characterized by the presence of degenerate zero-mode edge states or a quantized Berry phase of the occupied Bloch band. By analyzing symmetries of the system, we identify that the topological phase and zero-mode edge states are protected by two hidden symmetries. An extended model with hidden symmetry breaking is also studied in order to reveal the effect of hidden symmetries on the symmetry-protected topological phase.

Classification of topological insulators and superconductors in the presence of reflection symmetry

We discuss a topological classification of insulators and superconductors in the presence of both (non-spatial) discrete symmetries in the Altland-Zirnbauer classification and spatial reflection symmetry in any spatial dimensions. By using the structure of bulk Dirac Hamiltonians of minimal matrix dimensions and explicit constructions of topological invariants, we provide the complete classification, which still has the same dimensional periodicities with the original Altland-Zirnbauer classification. The classification of reflection-symmetry-protected topological insulators and superconductors depends crucially on the way reflection symmetry operation is realized. When a boundary is introduced, which is reflected into itself, these non-trivial topological insulators and superconductors support gapless modes localized at the boundary.

Time-reversal symmetric Kitaev model and topological superconductor in two dimensions

A time-reversal invariant Kitaev-type model is introduced in which spins (Dirac matrices) on the square lattice interact via anisotropic nearest-neighbor and next-nearest-neighbor exchange interactions. The model is exactly solved by mapping it onto a tight-binding model of free Majorana fermions coupled with static Z_2 gauge fields. The Majorana fermion model can be viewed as a model of time-reversal invariant superconductor and is classified as a member of symmetry class DIII in the Altland-Zirnbauer classification. The ground-state phase diagram has two topologically distinct gapped phases which are distinguished by a Z_2 topological invariant. The topologically nontrivial phase supports both a Kramers' pair of gapless Majorana edge modes at the boundary and a Kramers' pair of zero-energy Majorana states bound to a 0-flux vortex in the \pi-flux background. Power-law decaying correlation functions of spins along the edge are obtained by taking the gapless Majorana edge modes into account. The model is also defined on the one-dimension ladder, in which case again the ground-state phase diagram has Z_2 trivial and non-trivial phases.

Random-matrix approach to RPA equations. I

We study the RPA equations in their most general form by taking the matrix elements appearing in the RPA equations as random. This yields either a unitary or an orthogonally invariant random-matrix model that does not appear in the Altland–Zirnbauer classification. The average spectrum of the model is studied with the help of a generalized Pastur equation. Two independent parameters govern the behaviour of the system: the strength α 2 of the coupling between positive- and negative-energy states and the distance between the origin and the centers of the two semicircles that describe the average spectrum for α 2 = 0, the latter measured in units of the equal radii of the two semicircles. With increasing α 2, positive- and negative-energy states become mixed and ever more of the spectral strength of the positive-energy states is transferred to those at negative energy, and vice versa. The two semicircles are deformed and pulled toward each other. As they begin to overlap, the RPA equations yield non-real eigenvalues: The system becomes unstable. We determine analytically the critical value of the strength for the instability to occur. Several features of the model are illustrated numerically.

Symmetry of matrix-valued stochastic processes and noncolliding diffusion particle systems

As an extension of the theory of Dyson’s Brownian motion models for the standard Gaussian random-matrix ensembles, we report a systematic study of Hermitian matrix-valued processes and their eigenvalue processes associated with the chiral and nonstandard random-matrix ensembles. In addition to the noncolliding Brownian motions, we introduce a one-parameter family of temporally homogeneous noncolliding systems of the Bessel processes and a two-parameter family of temporally inhomogeneous noncolliding systems of Yor’s generalized meanders and show that all of the ten classes of eigenvalue statistics in the Altland–Zirnbauer classification are realized as particle distributions in the special cases of these diffusion particle systems. As a corollary of each equivalence in distribution of a temporally inhomogeneous eigenvalue process and a noncolliding diffusion process, a stochastic-calculus proof of a version of the Harish–Chandra (Itzykson–Zuber) formula of integral over unitary group is established.